1933 Act definition

1933 Act means the Securities Act of 1933, as amended.
1933 Act means the Securities Act of 1933, as amended, and the rules and regulations thereunder.

Examples of 1933 Act in a sentence

  • The Trust shall have received from the Commission and any relevant state securities administrator such order or orders, if any, as are reasonably necessary or desirable under the 1933 Act, the 1934 Act, the 1940 Act and any applicable state securities or blue sky laws in connection with the transactions contemplated hereby, and that all such orders shall be in full force and effect.

  • No person guilty of fraudulent misrepresentation (within the meaning of Section 11(f) of the 1933 Act) shall be entitled to contribution from any person who was not guilty of such fraudulent misrepresentation.

  • No consent, approval, authorization or order of, or filing with, any third party (including any governmental agency or body or any court) is required to be obtained or made by such Selling Stockholder for the consummation of the transactions contemplated by this Agreement in connection with the sale of the Shares sold by such Selling Stockholder, except as expressly contemplated hereby and such as have been obtained and made under the 1933 Act and such as may be required under state securities laws.

  • Such registration statement, including all amendments and exhibits thereto and the documents and information incorporated by reference therein is referred to as the “Registration Statement.” Each of the Registration Statement and any post-effective amendment thereto has become effective under the 1933 Act.

  • Each of the Registration Statement and any post-effective amendment thereto, excluding exhibits thereto, at the time of its effectiveness and at each deemed effective date, including information deemed to be part of the Registration Statement at the effective date pursuant to Rule 430B of the 1933 Act Regulations with respect to the Underwriters, complied in all material respects with the requirements of the 1933 Act and the 1933 Act Regulations.


More Definitions of 1933 Act

1933 Act means the Securities Act of 1933.
1933 Act means the United States Securities Act of 1933, as amended;
1933 Act means the Securities Act of 1933, as amended from time to time, and the rules and regulations of the SEC promulgated thereunder.
1933 Act means the United States Securities Act of 1933, as amended, and the rules and regulations promulgated from time to time thereunder;
1933 Act means the Securities Act of 1933, as amended, or any successor statute, and the rules and regulations promulgated thereunder.
1933 Act shall have the meaning set forth in the recitals.