1933 Act definition

1933 Act means the Securities Act of 1933, as amended.

1933 Act means the Securities Act of 1933, as amended from time to time.

1933 Act means the Securities Act of 1933, as amended, and the rules and regulations thereunder.

Examples of 1933 Act in a sentence

• Creditor is representing and warranting that it is an "accredited Creditor" as that term is defined in Rule 501 of Regulation D of the Securities Act of 1933 Act.

• No person shall be obligated to provide indemnification under this Section 9 if such indemnification would be impermissible under the 1940 Act, the 1933 Act, the 1934 Act or the rules of the FINRA; provided, however, in such event indemnification shall be provided under this Section 9 to the maximum extent so permissible.

• In connection with all matters relating to this Agreement, the Distributor will comply with the applicable requirements of the 1933 Act, the 1934 Act, the 1940 Act, the regulations of FINRA and all other applicable federal or state laws and regulations to the extent such laws, rules, and regulations relate to Distributor’s role as the principal underwriter of the Funds.

More Definitions of 1933 Act

1933 Act. The Securities Act of 1933, as amended.

1933 Act means the United States Securities Act of 1933, as amended;

1933 Act means the Securities Act of 1933, as amended from time to time (together with its corresponding rules, regulations and any applicable guidance and/or interpretations of the SEC (as defined below) or its staff promulgated thereunder).

1933 Act means the U.S. Securities Act of 1933, as amended, and the rules and regulations thereunder, or any similar successor statute.

1933 Act means the U.S. Securities Act of 1933, as amended;

1933 Act shall have the meaning set forth in the recitals.

1933 Act means the United States Securities Act of 1933;