1933 Act definition

1933 Act means the Securities Act of 1933, as amended.
1933 Act means the Securities Act of 1933, as amended, and the rules and regulations promulgated thereunder.

Examples of 1933 Act in a sentence

  • Investor is an “accredited investor” as that term is defined in Rule 501(a) of Regulation D promulgated under the 1933 Act.

  • No person guilty of fraudulent misrepresentation (within the meaning of Section 11(f) of the 1933 Act) shall be entitled to contribution from any person who was not guilty of such fraudulent misrepresentation.

  • Investor understands that the Note has not been and is not being registered under the 1933 Act or any state securities laws.

  • The Company, during the period in which a prospectus is (or, but for the exception afforded by Rule 172, would be) required by the 1933 Act to be delivered in connection with any offer or sale of Shares, will file all documents required to be filed with the Commission pursuant to the 1934 Act within the time periods prescribed by, and meeting the requirements of, the 1934 Act and the 1934 Act Regulations.

  • All disclosures included or incorporated by reference in the Registration Statement, the General Disclosure Package and the Prospectus regarding “non-GAAP financial measures” (as such term is defined by the rules and regulations of the Commission) comply in all material respects with Regulation G of the 1934 Act Regulations and Item 10 of Regulation S-K of the 1933 Act Regulations, to the extent applicable.


More Definitions of 1933 Act

1933 Act means the United States Securities Act of 1933, as amended;
1933 Act means the Securities Act of 1933, as amended from time to time (together with its corresponding rules, regulations and any applicable guidance and/or interpretations of the SEC (as defined below) or its staff promulgated thereunder).
1933 Act shall have the meaning set forth in the recitals.
1933 Act shall have the meaning set forth in the preamble of this agreement.
1933 Act means the United States Securities Act of 1933, as amended from time to time.