Accredited Investors means “accredited investors” as defined in Rule 501(a)(1), (a)(2), (a)(3) or (a)(7) of Regulation D under the Securities Act.
Accredited Investors has the meaning set forth in Rule 501(a) under the Securities Act.
Accredited Investors should complete this Section
I. The Transferee is (check one): ___ a bank within the meaning of Section 3(a)(2) of the Securities Act; ___ a savings and loan association or other institution defined in Section 3(a)(5) of the Securities Act; ___ a broker or dealer registered pursuant to the Exchange Act; ___ an insurance company within the meaning of Section 2(13) of the Securities Act; ___ an investment company registered under the Investment Company Act; ___ an employee benefit plan within the meaning of Title I of ERISA, which has total assets in excess of $5,000,000; ___ another entity which is an "accredited investor" within the meaning of paragraph (fill in) of subsection (a) of Rule 501 of the Securities and Exchange Commission.
II. The Transferee is acquiring such Ownership Interest solely for its own account, for investment, and not with a view to or for the resale, distribution, subdivision or fractionalization thereof which would require registration of the Ownership Interest under the Securities Act.
Examples of Accredited Investors in a sentence
ALL SUBSCRIBERS (OTHER THAN RESIDENTS OF ONTARIO, QUÉBEC OR NEWS BRUNSWICK), EXCEPT (A) SUBSCRIBERS WHO ARE NOT INDIVIDUALS WHO PURCHASE AT LEAST $150,000 OF UNITS, AND (B) SUBSCRIBERS WHO ARE "ACCREDITED INVESTORS": ▪ Complete and submit a fully signed Form 45-106F4 Risk Acknowledgement (Schedule A) including, if a resident of Alberta, Nova Scotia or Saskatchewan, Schedules 1 and 2 of Schedule A.
More Definitions of Accredited Investors
Accredited Investors has the meaning specified in Rule 501(a) of Regulation D under the Securities Act;
Accredited Investors shall have the meaning specified in Rule 501(a)(1)–(3) or (7) under the Securities Act.
Accredited Investors means institutions that are “accredited investors” meeting the criteria set forth in Rule 501(a) of Regulation D;
Accredited Investors means institutional accredited investors as defined in Rule 501(a)(1), (2), (3), (5) or (7) under the Securities Act.
Accredited Investors. If you are an “accredited investor”, complete and submit a fully signed Accredited Investor Certificate – (Schedule C) and the Risk Acknowledgement Form (Schedule D) if required, unless you are not an individual and are purchasing at least $150,000 of Units (in which case you don't have to).
Accredited Investors are defined in Rule 501 to include among others: (1) Various specified institutional investors (such as banks, savings and loan associations, licensed brokers or dealers, insurance companies, investment companies, small business investment companies, employee benefit plans having assets in excess of $5,000,000, and self-directed plans having investment decisions made solely by persons that are Accredited Investors);
Accredited Investors has the meaning set forth in Securities Act Rule 501(a).