ADVISORY CLIENTS definition

ADVISORY CLIENTS means the entities, individuals or accounts to which OFI (as defined below) provides investment advisory services pursuant to an investment management agreement.
ADVISORY CLIENTS means the Company's investment clients, including, without limitation, the Allegiant Funds.
ADVISORY CLIENTS means those institutional investment clients of Southeastern on whose behalf Southeastern Beneficially Owns and may acquire shares of Common Stock.

Examples of ADVISORY CLIENTS in a sentence

  • IMPORTANT NONE OF THE COMPANY, ITS INVESTMENT MANAGER OR THE COMPANY’S BOARD OF TRUSTEES MAKES ANY RECOMMENDATION TO ANY SHAREHOLDER AS TO WHETHER TO TENDER OR REFRAIN FROM TENDERING SHARES, EXCEPT FOR SUCH RECOMMENDATIONS AS MAY BE PROVIDED BY BERNSTEIN TO ITS INVESTMENT ADVISORY CLIENTS.

  • XXXX PRICE ASSOCIATES, INC., INVESTMENT ADVISER, FOR AND ON BEHALF OF THE ADVISORY CLIENTS ON ATTACHMENT A, LISTED BELOW: X.

  • MWCM and/or its ADVISORY CLIENTS shall not be liable for any losses incurred or profits avoided resulting from the implementation or enforcement of this Code.

  • In this situation, the ADVISORY PERSON MUST put the ADVISORY CLIENTS' interests first, and promptly make the investment recommendation or decision in the ADVISORY CLIENTS' interest, rather than delaying the recommendation or decision for ADVISORY CLIENTS until after the seventh day following the day of the transaction for the ADVISORY PERSON'S (or FAMILY/HOUSEHOLD member's) own account to avoid conflict with the blackout provisions of this Code.

  • It is important for employees to avoid actions that, while they may not actually involve a conflict of interest or an abuse of an ADVISORY CLIENT'S trust, may have the appearance of impropriety.


More Definitions of ADVISORY CLIENTS

ADVISORY CLIENTS means those institutional investment clients of Southeastern, Xxxxx and Xxxx, respectively, on whose behalf Southeastern and Chou are purchasing the Notes.
ADVISORY CLIENTS means any Fund or managed portfolio that Seneca Capital Management LLC serves as Adviser.
ADVISORY CLIENTS means the Company's investment clients, including, without limitation, the Armada Funds.
ADVISORY CLIENTS means shareholders of WWW Trust and affiliated investment adviser(s).
ADVISORY CLIENTS means each of the advisory and sub-advisory clients (whether or not Affiliated with Target) of the Asset Management Subsidiary.
ADVISORY CLIENTS means those investment clients of VFA on whose behalf VFA Beneficially Owns or may acquire shares of Common Stock.
ADVISORY CLIENTS means all Persons with whom CCA or any of its Subsidiaries from time to time have any agreement, arrangement or understanding with respect to the provision of investment advisory services, whether arranged as a commingled fund, separate account or otherwise.