Allocation Report means a report made to the Central Repository by an Industry Member that identifies the Firm Designated ID for any account(s), including subaccount(s), to which executed shares are allocated and provides the security that has been allocated, the identifier of the firm reporting the allocation, the price per share of shares allocated, the side of shares allocated, the number of shares allocated to each account, and the time of the allocation; provided, for the avoidance of doubt, any such Allocation Report shall not be required to be linked to particular orders or executions.
Allocation Report means a report made to the Central Repository by an Industry Member that identifies the Firm Designated ID for any account(s), including subaccount(s), to which executed shares/contracts are allocated and provides (1) the security that has been allocated; (2) the identifier of the firm reporting the allocation; (3) the price per share/contract of shares/contracts allocated; (4) the side of shares/contracts allocated; (5) the number of shares/contracts allocated to each account; (6) the time of the allocation; (7) Allocation ID, which is the internal allocation identifier assigned to the allocation event by the Industry Member; (8) trade date; (9) settlement date; (10) IB/correspondent CRD Number (if applicable);
Allocation Report means a report made to the Central Repository by an Industry Member that identifies the Firm Designated ID for any account(s), including subaccount(s), to which executed shares/contracts are allocated and provides (1) the security that has been allocated;
Examples of Allocation Report in a sentence
When an executing broker performs an Allocation for an order that is executed, in whole or in part, the burden of submitting an Allocation Report to the Central Repository would remain with the executing broker under the Allocation Alternative.
Currently, the definition of Allocation Report in the CAT NMS Plan only refers to shares.
The Commission determined that such exemptive relief would improve efficiency and reduce the costs and burdens of reporting allocations for Industry Members because the reporting obligation would belong to the Industry Member with the requisite information, and executing brokers that do not have the information required on an Allocation Report would not have to develop the infrastructure and processes required to obtain, store and report the information.
Prepare Preliminary Special Assessment Allocation Report and present to District board and staff.
Should certain modifications be made to a Special Assessment Allocation Report a review of the current platted and un-platted lots compared to the original development plan maybe be required to ensure adequate collection of assessment revenue.
More Definitions of Allocation Report
Allocation Report means a report made to the Central Repository by an Industry Member that identifies the Firm Designated ID for any account(s), including subaccount(s), to which executed shares/contracts are allocated and provides (1) the security that has been allocated; (2) the identifier of the firm reporting the allocation; (3) the price per share/contract of shares/contracts allocated; (4) the side of shares/contracts allocated; (5) the number of shares/contracts allocated to each account; (6) the time of the allocation; (7) Allocation ID, which is the internal allocation identifier assigned to the allocation event by the Industry Member; (8) trade date; (9) settlement date; (10) IB/correspondent CRD Number (if applicable); (11) FDID of new order(s) (if available in the booking system); (12) allocation instruction time (optional); (12) if account meets the definition of institution under FINRA Rule 4512(c); (13) type of allocation (allocation to a custody account, allocation to a DVP account, step-out, correspondent flip, allocation to a firm owned or controlled account, or other non-reportable transactions (e.g., option exercises, conversions); (14) for DVP allocations, custody broker-dealer clearing number (prime broker) if the custodian is a U.S. broker-dealer, DTCC number if the custodian is a U.S. bank, or a foreign indicator, if the custodian is a foreign entity; and (15) if an allocation was cancelled, a cancel flag indicating that the allocation was cancelled, and a cancel timestamp, which represents
Allocation Report means a report made to the Central Repository by an Industry Member that identifies the Firm Designated ID for any account(s), including subaccount(s), to which executed shares are allocated and provides the security that has been allocated, the identifier of the firm reporting the allocation, the price per share of
Allocation Report has the meaning specified in Section 6.2(f)(i) (Green Finance Reporting) of this Series 2023-1 Supplement.
Allocation Report means a report made to the Central Repository by an Industry Member that identifies accounts, including subaccounts, to which executed shares are allocated; provided that, such accounts may be identified by a Firm Designated ID in lieu of an account number and, for the avoidance of doubt, any such report shall not be required to be linked to particular orders or executions.
Allocation Report means the report to be prepared by the Sole Issue Manager, Lead Underwriter and Sole Bookrunner and transmitted to the Registrar no later than 9:00 a.m., at least three (3) Business Days prior to the Issue Date, and in accordance with Section [●] of the Registry and Paying Agency Agreement, allocating the Bonds among the Sole Issue Manager, Lead Underwriter and Sole Bookrunner and Selling Agents, for issuance to their respective clients.
Allocation Report means a report to the Program Manager and the Agent executed by an authorized officer of the Borrower identifying with specificity the source of the Collections then held in the Collection Account, and specifying Collections payable by Medicare and Medicaid and with respect to the CCC Receivables, and collections with respect to Specified Receivables.
Allocation Report has the meaning set forth in Sec- tion 8.2(b).