Applicable Securities Law definition

Applicable Securities Law means (i) with respect to any offering of securities in the United States of America, or any other act or omission within that jurisdiction, the securities law of the United States, including the Exchange Act and the Securities Act, and any applicable law of any State of the United States, and (ii) with respect to any offering of securities in any jurisdiction other than the United States of America, or any related act or omission in that jurisdiction, the applicable laws of that jurisdiction.

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Applicable Securities Law means applicable securities legislation, securities regulation and securities rules, as amended, and the policies, notices, instruments and blanket orders having the force of law, in force from time to time.

Applicable Securities Law means any Applicable Law in any jurisdiction regulating, or regulating disclosure with respect to, any sale or distribution of securities in, or to residents of, such jurisdiction;

Examples of Applicable Securities Law in a sentence

• Except as disclosed in Schedule 3.3.6, neither Buyer nor, to Buyer’s Knowledge, any of its directors, officers, Employees or other Representatives (acting in such capacity) has been enjoined, indicted, convicted or made the subject of a disciplinary proceeding, consent decree, or administrative order or other Litigation on account of a material violation of Applicable Law, including Applicable Securities Law (excluding traffic offenses).

• Each Selling Party understands and agrees that the Buyer Stock will, upon issuance, be characterized as “restricted securities” within the meaning of Applicable Securities Law and that such Selling Party may not sell, transfer or assign the Buyer Stock, or any portion thereof, without registration under the Securities Act or state securities laws or an applicable exemption therefrom, and the Buyer Stock shall bear a customary restrictive legend to that effect, as set forth in Section 3.1.8(f).

More Definitions of Applicable Securities Law

Applicable Securities Law means any Applicable Law in any jurisdiction in Canada regulating, or regulating disclosure with respect to, any sale or distribution of securities in, or to residents of, such jurisdiction;

Applicable Securities Law means the BCSA and the equivalent thereof in each province and territory of Canada in which the Company is a “reporting issuer” or the equivalent thereof, together with the regulations, rules and blanket orders of the securities commission or similar regulatory authority in each of such jurisdictions.

Applicable Securities Law means the applicable securities legislation in each relevant province and territory of Canada, as amended from time to time, the rules, regulations and forms made or promulgated under any such statute and the published national instruments, multilateral instruments, policies, bulletins and notices of the securities commission and similar regulatory authority of each province and territory of Canada.

Applicable Securities Law means the Investment Advisers Act of 1940, the Investment Company Act of 1940, the Exchange Act, the Securities Act, ERISA, applicable blue sky laws and securities regulations and the other Applicable Laws relating to securities, investment companies, investment advisers or employee benefits.

Applicable Securities Law means each Law applicable to the purchase and sale of securities of the Company, including, without limitation, the Securities Act, the Exchange Act and "Blue Sky" laws and the rules and regulations promulgated thereunder.

Applicable Securities Law means, (i) with respect to any offering of securities in the U.S., or any other act or omission within that jurisdiction, the securities laws of the U.S., including the Exchange Act and the Securities Act, and any applicable Law of any state of the U.S., and (ii) with respect to any offering of securities in any jurisdiction other than the U.S., or any related act or omission in that jurisdiction, the applicable Laws of that jurisdiction.

Applicable Securities Law means the Securities Act and any Rules and Regulations adopted thereunder, and any other law applicable to the offering and sale of securities by or in the Company.