Applicants' Representations. 1. Each of the Funds is registered under the 1940 Act as an open-end management investment company and was organized as a Massachusetts business trust. The Templeton Trust currently consists of eight separate series, and the VIP Trust consists of twenty-five separate series. Each Fund's Declaration of Trust permits the Trustees to create additional series of shares at any time. The Funds currently serve as the underlying investment medium for variable annuity contracts and variable life insurance policies issued by various insurance companies. The Funds have entered into investment management agreements with certain investment managers ("Investment Managers") directly or indirectly owned by Franklin Resources, Inc. ("Resources"), a publicly owned company engaged in the financial services industry through its subsidiaries.
Applicants' Representations. 1. The Trust is a Delaware statutory trust registered under the Act as an open-end management investment company. The Corporation is a Maryland corporation registered under the Act as an open-end management investment company. Each of the Trust and the Corporation is organized as a series fund with multiple series that operate as ETFs.
Applicants' Representations. 1. The Trust is an open-end management investment company organized as a Massachusetts business trust on February 25, 1988. The Trust currently consists of five separate series, each with its own investment [*3] objective or objectives and policies. The Board of Trustees may establish additional series of shares at any time.
Applicants' Representations. The facility shall be designed, built and operated in compliance with the representations made by ONG or NWN in satisfaction EFSC standards at OAR 345 Divisions 22 and 24. [Amendment 10]
Applicants' Representations. 1. Companion life is a stock life insurance company, incorporated under the laws of the State of New York on June 3, 1949, and engaged in the sale of life insurance and annuity policies in New York State. It is also licensed in New Jersey and Connecticut but does not currently do business in these states. Companion Life, a wholly-owned subsidiary of United of Omaha Life Insurance Company, is the depositor of the Separate Account.
Applicants' Representations. 4.1 ACI TELECENTRICS INC. is an entity incorporated under the laws of the State of Minnesota, U.S.A.; it declares to be in good standing under all applicable laws and not subject to any covenant or prohibition that would be violated by the implementation of this Project.
Applicants' Representations. 1. FRIC and RIF are registered open-end management investment companies organized as Massachusetts business trusts. RIF consists of four separate series and FRIC of twenty-three, three of which are Money Market Funds. FRIMCo is currently the investment adviser to FRIC and RIF and provides administrative services for each series. The Distributor serves as distributor for each series.
Applicants' Representations. The Applicant represents and warrants to the LCBO that (i) the Applicant has full power and authority to enter into this Agreement; (ii) the Applicant’s entering into and performing this Agreement does not violate, conflict with, or result in a material default under any other contract or agreement to which the Applicant is a party, or by which it is bound; and (iii) the Applicant has the power and authority to grant the LCBO the licenses granted in section 7; and (iv) the Applicant has obtained all consents, approval and/or licenses required for the use of any third party rights in the Customer Content.
Applicants' Representations. 1. The Fund is a Maryland corporation and is registered under the Act as an open-end management investment company. The Fund intends to invest all or substantially all of its assets in the shares of various other registered investment companies (‘‘Underlying Funds’’) in reliance on section 12(d)(1)(F) of the Act. The Adviser is registered under the Investment Advisers Act of 1940 and acts as investment adviser to the Fund. The Distributor is the principal underwriter to the Fund. Applicants request relief to permit the Fund to charge a sales load in excess of the limit in section 12(d)(1)(F)(ii) of the Act. Applicants’ Legal Analysis
Applicants' Representations. (a) Applicant hereby represents and warrants that Applicant is the fee simple owner of the Property with full authority to execute this Agreement and to make decisions regarding the matters specified in this Agreement.
