Authorised Firm definition

Authorised Firm means a person authorised by the QFC Regulatory Authority to engage in Regulated Activities as set forth in Article 23 of QFC Financial Services Regulations.

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Authorised Firm means a Firm which is authorised to practise as a Statutory Audit Firm, a Non Audit Firm or authorised under Investment Business Regulations.

Authorised Firm means a body corporate, partnership or unincorporated association which has been granted and continues to hold an authorisation granted by the QFCRA to conduct a Regulated Activity.

Examples of Authorised Firm in a sentence

Remitly (DIFC) Limited is an Authorised Firm regulated by the DFSA to Provide Money Services (as defined in the DFSA Rules).
APM is registered as a category 3A Authorised Firm with the Financial Services Regulatory Authority (“FSRA”) under FSP number 200034.
APM is registered with the Abu Dhabi Global Market and licensed as a category 3A Authorised Firm with the Financial Services Regulatory Authority (“FSRA”) under FSP number 200034 as a matched principal and agent.
An Authorised Firm should assess out any qualifications, you cannot provide release of recuperation until one time rumor has passed.
The Intermediary warrants and represents that it will notify the Provider and the Approved TPSP immediately on ceasing to be the Appointed Representative of the Authorised Firm, in which event the provisions of Clause 16.4 will apply.

More Definitions of Authorised Firm

Authorised Firm means a firm authorised by the FCA to conduct the regulated activities required by this Agreement in accordance with Part IV of FSMA;

Authorised Firm means any entity authorised by the Institute to use a plural of a Chartered title to describe itself; and

Authorised Firm means a person who has been given permission by the FCA under Part IV of FSMA to carry out one or more regulated activities under section 22 of FSMA; ‘Authorised Insurer’ means a person with permission under FSMA to effect and carry out contracts of insurance or a person admitted to the Society of Lloyd’s as an underwriting member;

Authorised Firm means an international insurance firm authorised in terms of regulation 3 (4) to carry on international insurance business;

Authorised Firm means a Person, other than an Authorised Market Institution, who holds a Licence.

Authorised Firm means a firm, partnership or company which is authorised under the FSMA to carry on investment business and has appointed the Intermediary as its Appointed Representative, and which is either:(a) the party subject to the terms of Business from time to time; or(b) each party subsequent to that referred to at (a), where the Intermediary has notified the Provider in accordance with Clause 12.3 and the Provider has chosen not to exercise its right to terminate this Agreement under Clause 16.4; “Commencement Date” means the date of this Agreement;

Authorised Firm means any person or legal entity that is directly authorised by the FCA to conduct non- investment (general insurance) business in accordance with the FSMA.