Commodity Pool Operator definition

Commodity Pool Operator means any Person engaged by the Sponsor or the Trust who, in connection therewith, solicits, accepts, or receives monies or in-kind contributions for the purpose of trading in any commodity for future delivery or commodity option on or subject to the rules of any contract market for the benefit of the Trust.
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Commodity Pool Operator means a “commodity pool operator” as defined in Section 1a(11) of the Commodity Exchange Act.
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Commodity Pool Operator means a commodity pool operator, as defined under Section la(11) of the CEA, that is registered with the CFTC pursuant to Section 4m of the CEA and the rules and regulations thereunder.
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Examples of Commodity Pool Operator in a sentence

  • TT4P is not a Registered Investment Advisor (“RIA”), Financial Advisor (“FI”), Broker-Dealer (“BD”) Commodity Trading Advisor (“CTA”), a Futures Commission Merchant (“CPO”), Introducing Broker (“IB”) or Commodity Pool Operator (“CPO”), or Swap Dealer, nor does TT4P represent to be a RIA, FI, BD, CTA, FCM, IB, CPO or Swap Dealer.

  • The Unicorn Macro Fund, LP is exempt from registrations as a Commodity Pool Operator (CPO) with the Commodity Futures Trading Commission (CFTC) and National Futures Association (NFA).

  • TT4P is not a Registered Investment Advisor (“RIA”), Financial Advisor (“FI”), Broker- Dealer (“BD”) Commodity Trading Advisor (“CTA”), a Futures Commission Merchant (“CPO”), Introducing Broker (“IB”) or Commodity Pool Operator (“CPO”), or Swap Dealer, nor does TT4P represent to be a RIA, FI, BD, CTA, FCM, IB, CPO or Swap Dealer.

  • Dealer (BD), Investment Adviser (IA), Futures Commission Merchant (FCM), Retail Foreign Exchange Dealer (RFED), Swap Dealer (SD), Introducing Broker (IB), Commodity Trading Advisor (CTA) or Commodity Pool Operator (CPO).


More Definitions of Commodity Pool Operator

Commodity Pool Operator as defined in Section 1(a)(11) of the Commodity Exchange Act and ““commodity trading advisor”” as defined in Section 1(a)(12) of the Commodity Exchange Act with the CFTC or (ii) with respect to the Borrower as the commodity pool, the Services Provider would be eligible for an exemption from registration as a commodity pool operator and commodity trading advisor and all conditions for obtaining the exemption have been satisfied. The Services Provider agrees that for so long as the Borrower is a commodity pool, the Services Provider will take all actions necessary to ensure ongoing compliance with, as the case may be, either (x) the applicable exemption from registration as a commodity pool operator and/or a commodity trading advisor with respect to the Borrower or (y) the applicable registration requirements as a commodity pool operator and/or a commodity trading advisor with respect to the Borrower, and will in each case take any other actions required as a commodity pool operator and/or a commodity trading advisor with respect to the Borrower.
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Commodity Pool Operator means Janus Capital Management LLC;
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Commodity Pool Operator means any person who carries on a business in the nature of a collective investment scheme within the meaning of section 2 of the Securities and Futures Act (Cap. 289) and who, in connection therewith, accepts or receives from other persons funds, security or property, either directly or through capital contributions, the sale of shares or other forms of security or otherwise for the purpose of trading in commodity contracts but does not include such persons as the Board may from time to time prescribe;
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Commodity Pool Operator s representative” means a person in the direct employment of, or acting for, or by arrangement with, a commodity pool operator, who performs for that commodity pool operator any of the functions of a commodity pool operator;
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Commodity Pool Operator means any person who carries on a business in the nature of a collective investment scheme within the meaning of section 2 of
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Commodity Pool Operator or "CPO" - means a commodity pool operator as that term is used in the Commodity Exchange Act, and that is required to be registered as such under the Commodity Exchange Act and Commission Rules.
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Commodity Pool Operator means any person who carries on a business in the nature of a collective investment scheme and who, in connection therewith, accepts or receives from other persons funds, security or property, either directly or through capital contributions, the sale of shares or other forms of security or otherwise for the purpose of spot commodity trading;
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