Compliance Manual definition

Compliance Manual means the LIHTC Program Compliance Manual developed by ADOH.

Compliance Manual means the compliance policies and procedures, and other materials, for the Adviser (accessible via the public folder in Lotus Notes).

Compliance Manual means the compilation of compliance policies and procedures developed by the Company in accordance with federal and state securities laws and regulations.

Examples of Compliance Manual in a sentence

• Prior to the commencement of the Sub-Adviser’s services hereunder, the Adviser shall provide the Sub-Adviser with current copies of the Governing Documents, Prospectus, Compliance Manual, and other relevant policies and procedures adopted by the Trust Board.

• The Adviser agrees that the Sub-Adviser shall be afforded a reasonable amount of time to implement any change in applicable law, rule or regulation (but in no event, except after obtaining a proper exemptive order or other relief or the Adviser’s consent, beyond the mandatory compliance date for any such change), any change in the Governing Documents, Prospectus, Compliance Manual, or other relevant policies and procedures adopted by the Trust Board.

• Prior to the commencement of the Adviser’s services hereunder, the Manager shall provide the Adviser with current copies of the Trust Declaration, By-Laws, Prospectus, SAI, Compliance Manual and other relevant policies and procedures that are adopted by the Board of Trustees.

• Additional requirements of the Design-Build Firm may be found in Chapter 2 of the FDOT Equal Opportunity Construction Contract Compliance Manual.

• The Compliance Manual, available on the Legal and Compliance Department intranet site, contains the Firm’s policies covering various legal and regulatory requirements.

More Definitions of Compliance Manual

Compliance Manual means any publication produced by PIS (which includes its operational policies and procedures as amended from time to time) and made available to the Adviser which details the relevant legislation and designated procedures that the Adviser must adhere to, together with any updates or amendments notified by PIS to the Adviser subsequent to their Authorisation.

Compliance Manual means the documentation made available to the Representative by the Licensee at the time of Appointment which details the relevant Applicable Law and designated rules, policies, procedures and guidelines that the Representative is expected to strictly adhere to, together with any updates or amendments the Licensee provides to the Representative subsequent to its Appointment.

Compliance Manual means the Compliance Manual required by Section 5.

Compliance Manual means a document that includes details of work processes and information systems concerning criteria and parameter treatment, and details of algorithmic treatment of parameter calculations;

Compliance Manual means the Authority’s Low Income Housing Tax Credit Program Compliance Manual, as amended from time to time.

Compliance Manual means a comprehensive document compiling the Compliance Obligations of the University including Policies and Procedures (with reference to specific legislation, rules, and regulations) that address Compliance risks to which the University is exposed.

Compliance Manual means the Compliance Manual of CornerCap Investment Counsel, Inc., the investment adviser for each series of shares of the Trust (the “Adviser”), as the same may be amended from time to time.