Compliance Manual definition

Compliance Manual means the LIHTC Program Compliance Manual developed by ADOH.
Compliance Manual means the compliance policies and procedures, and other materials, for the Adviser (accessible via the public folder in Lotus Notes).
Compliance Manual means the compilation of compliance policies and procedures developed by the Company in accordance with federal and state securities laws and regulations.

Examples of Compliance Manual in a sentence

  • This capability will be available to the Connecting Transmission Owner’s system as requested by the Connecting Transmission Owner or the NYISO under normal system conditions (i.e., when all design facilities are in service), as well as in steady-state conditions occurring after design criteria contingencies described in the NYSRC Reliability Rules & Compliance Manual for Planning and Operating the New York State Power System.

  • The Owner agrees to strictly comply, at all times, with the Compliance Manual, the terms and provisions of which are by this reference incorporated in this Agreement and made a part hereof; and to take all actions required by the Authority pursuant to the Compliance Manual to assist or cooperate with the Authority in monitoring such compliance.

  • As such, the Owner agrees to be bound by all State Credit compliance requirements found in the Compliance Manual and to take all actions required by the Authority pursuant to the Compliance Manual to assist or cooperate with the Authority in monitoring such compliance.

  • You will comply with all applicable Company policies and procedures, including Broker Market Conduct Compliance Manual, as may be issued from time to time.


More Definitions of Compliance Manual

Compliance Manual means the Compliance Manual required by Section 5.
Compliance Manual means SSI’s Compliance Policies and Procedures Manual that accompanies these Procedures.
Compliance Manual means any publication produced by PIS (which includes its operational policies and procedures as amended from time to time) and made available to the Adviser which details the relevant legislation and designated procedures that the Adviser must adhere to, together with any updates or amendments notified by PIS to the Adviser subsequent to their Authorisation.
Compliance Manual means the documentation made available to the Representative by the Licensee at the time of Appointment which details the relevant Applicable Law and designated rules, policies, procedures and guidelines that the Representative is expected to strictly adhere to, together with any updates or amendments the Licensee provides to the Representative subsequent to its Appointment.
Compliance Manual means the Authority’s Low Income Housing Tax Credit Program Compliance Manual, as amended from time to time.
Compliance Manual means a document that includes details of work processes and information systems concerning criteria and parameter treatment, and details of algorithmic treatment of parameter calculations;
Compliance Manual means a comprehensive document compiling the Compliance Obligations of the University including Policies and Procedures (with reference to specific legislation, rules, and regulations) that address Compliance risks to which the University is exposed.