Control Persons definition

Control Persons mean those persons who possess, directly or indirectly, the power to direct or cause the direction of the management or policies of such person, whether through the ownership of voting securities, by contract, or otherwise. For purposes of this Article 8, “associated persons” shall be as defined under FINRA laws and regulations.

Control Persons shall have the meaning assigned to such term in Section 12.2 hereof.

Control Persons has the meaning set forth in Section 14.

Examples of Control Persons in a sentence

• SECTION 10.A. Control Persons SECTION 10.B. Control Person Public Reporting Companies Item 11 Disclosure InformationIn this Item, we ask for information about your disciplinary history and the disciplinary history of all your advisory affiliates.

• All Control Persons are bound by the dis- ciplinary provisions of sections 313 and 314 of the Act and by the conflict-of-in- terest rules under section 312 of the Act.

• The term Licensee, as used in§§ 107.30, 107.460, and 107.680 includes all of the Licensee’s Control Persons.

• All officers, directors, trustees, LLC Managers, Control Persons or employees of the Fund or of any Aquila Entity shall promptly report any actual or suspected violations of this Code to the CCO.

• This Agreement will inure to the benefit of and be binding upon the Underwriters and the Seller and their respective successors and the officers and directors and Control Persons referred to in Section 8, and no other person will have any right or obligations hereunder.

More Definitions of Control Persons

Control Persons means (a) Samuel Bankman-Fried, Zixiao “Gary”Wang, Nishad Singh and Caroline Ellison; (b) any Person with a familial relationship with any of the individuals listed in clause (a); or (c) any other Person or Entity designated by the Debtors in the Plan Supplement as a Control Person.

Control Persons means the Person or Persons who as of the date of the Loan Agreement hold more than fifty (50%) of the capital stock of the Borrower, assuming that all convertible securities of the Borrower then outstanding and all convertible securities issuable upon exercise of any warrants, options or other rights outstanding at such time were converted at such time and that all warrants, options or similar rights to acquire shares of the capital stock of the Borrower were exercised at such time.

Control Persons means a person or entity designated as a Control Person in Bulletin 10A. “CRA” means a credit rating agency.

Control Persons means the applicant’s officers and directors.

Control Persons means with respect to administracion y las politicas de (i) Quinenco, members of the Xxxxxx dicha Parte. "Controladores" family or a foundation that is significa, respecto a (i) Quinenco, controlled by, or a majority in interest miembros de la familia Xxxxxx o una of the beneficiaries of which are, fundacion que sea controlada por members of the Xxxxxx family; (ii) miembros de la familia Xxxxxx o en Paulaner, members of the Schorghuber la cual el interes mayoritario de family; (iii) Heineken, members of the sus beneficiarios corresponda a Heineken family; and (iv) any other miembros de la familia Xxxxxx; (ii) Party after the date hereof, such person Paulaner, miembros de la familia or persons which effectively control Schorghuber; (iii) Heineken, such Party at such date. miembros de la familia Heineken; y

Control Persons as defined in the Securities Act of 1933, 1934, and other acts of Congress and rules and regulations of the United States Securities and Exchange, Commission when applicable.

Control Persons means Xxxx X. Xxxxxx and A. Xxxxx Xxxxxx.