Covered Persons definition

Covered Persons has the meaning set forth in Section 20(a).
Covered Persons are those persons specified in Rule 506(d)(1) under the Securities Act, including the Company; any predecessor or affiliate of the Company; any director, executive officer, other officer participating in the offering, general partner or managing member of the Company; any beneficial owner of 20% or more of the Company’s outstanding voting equity securities, calculated on the basis of voting power; any promoter (as defined in Rule 405 under the Securities Act) connected with the Company in any capacity at the time of the sale of the Shares; and any person that has been or will be paid (directly or indirectly) remuneration for solicitation of purchasers in connection with the sale of the Shares (a “Solicitor”), any general partner or managing member of any Solicitor, and any director, executive officer or other officer participating in the offering of any Solicitor or general partner or managing member of any Solicitor.
Covered Persons means any officer, director, trustee or employee of the Funds, Adviser, Sub-Advisers or Distributor.

Examples of Covered Persons in a sentence

  • Xxxxxxxxxx- Xxxxxxx Xxxxxx shall furnish training to its Covered Persons pursuant to the Training Plan during each Reporting Period.

  • The Disclosure Program also shall include a requirement that all of Xxxxxxxxxx-Xxxxxxx Xxxxxx’x Covered Persons shall be expected to report suspected violations of any Federal health care program requirements to the Compliance Officer or other appropriate individual designated by Xxxxxxxxxx- Xxxxxxx Xxxxxx.

  • The Policies and Procedures shall be made available to all Covered Persons.

  • Within 90 days after the Effective Date, Xxxxxxxxxx-Xxxxxxx Xxxxxx shall develop a written plan (Training Plan) that outlines the steps Xxxxxxxxxx-Xxxxxxx Xxxxxx will take to ensure that all Covered Persons receive at least annual training regarding Xxxxxxxxxx-Xxxxxxx Xxxxxx’x CIA requirements and Compliance Program and the applicable Federal health care program requirements, including the requirements of the Anti-Kickback Statute and the Xxxxx Law.

  • Xxxxxxxxxx-Xxxxxxx Xxxxxx shall make available to OIG, upon request, training materials and records verifying that Covered Persons have timely received the training required under this section.


More Definitions of Covered Persons

Covered Persons means: • All MSIM Employees; • All directors and officers of MSIM; • Any person (such as certain consultants, leased workers or temporary workers (“Covered Consultants”)) who provides investment advice to clients on behalf of MSIM, is subject to the supervision and control of MSIM or who has access to nonpublic information regarding any Client’s purchase or sale of securities, or portfolio holdings, or who is involved in making securities recommendations to Clients, or who has access to such recommendations that are nonpublic. • Any person with responsibilities related to MSIM or who supports MSIM as a business and has frequent interaction with Covered Persons or Investment Personnel, as determined by Compliance. • Any other persons falling within the definition ofAccess Person” under Rule 17j-1 of the Company Act or Rule 204A-1 under the Advisers Act (such as those supervised persons who have access to nonpublic information regarding the portfolio holdings of a client fund) and such other persons that may be so deemed by Compliance from time to time. The definition of “Covered Person” may vary by location. Contact Compliance if you have any question as to your status as a Covered Person.
Covered Persons means the Member, any Manager, any Affiliate of the Member or any Manager and any officers, directors, shareholder, partners or employees of the Member or any Manager and their respective Affiliates, and any officer, employee or expressly authorized agent of the Company or its Affiliates.
Covered Persons. 4 means and includes:
Covered Persons have the meanings set forth in Section 10.02(a).
Covered Persons shall have the meaning given in Section 4.6(f).
Covered Persons has the meaning set forth in Section 7.01(a).
Covered Persons means any officer, director, trustee or employee of the Funds, Advisor, Sub-Advisors or Distributor.