derivatives dealer definition
derivatives dealer means a person or company engaging in or holding himself, herself or itself out as engaging in the business of trading in derivatives as principal or agent;
derivatives dealer means either of the following:
derivatives dealer means any of the following:
More Definitions of derivatives dealer
derivatives dealer means data validation procedures” means the written rules, policies and procedures established, implemented and maintained by a recognized trade repository under subsection 22.2(1);
derivatives dealer means a person who carries on the business of buying, selling, dealing, trading, underwriting, or retailing securities derivatives as an agent for investors or on his own account, with the intention of selling them to the public;
derivatives dealer means any person who, in the ordinary course of business, holds himself out to the general public as being ready to engage as a counter party in a derivatives contract with any person who intends to trade in derivatives, by entering or offering to enter into such contract, and has been licensed or registered under this Act, excluding those who trade in or offered to trade in derivatives for their own accounts on any derivatives exchange licensed under this Act or those derivatives dealers with the characteristics as specified in the notification of the SEC.
derivatives dealer means a person (other than
derivatives dealer means a person holding a license to undertake a derivatives business in the category of derivatives dealer;
derivatives dealer means a person having been granted a license to operate derivatives business in the category of a derivatives dealer under the law on derivatives.”
derivatives dealer means any person who, in the ordinary course of business, holds himself out to the general public as being ready to engage as a counter party in