Designated Broker definition

Designated Broker means the financial services firm or other agent designated by the Company to maintain ESPP Share Accounts on behalf of Participants who have purchased shares of Common Stock under the Plan.

Designated Broker means a registered dealer that has entered into a Designated Broker Agreement with the Manager, on behalf of an ETF pursuant to which the Designated Broker agrees to perform certain duties in relation to the ETF;

Designated Broker means the natural person who is licensed as

Examples of Designated Broker in a sentence

• As a Designated Broker, under the underwriting agreement, BMO Nesbitt Burns Inc.

• Any Associated Account, except as otherwise indicated in the Personal Trading Policy, must be maintained with a Designated Broker, as provided under the JPMC Code of Conduct and the Personal Trading Policy.

• You must file the reports described below, even if you have no holdings, transactions, or accounts to list in the reports, and whether or not your accounts are held at a Designated Broker or duplicate confirmation statements have been forwarded to the Compliance Department.

• Accordingly, unless I am granted approval to maintain these accounts outside of a Designated Broker, I agree to transfer them as soon as possible (generally thirty days or less) to a Designated Broker.

• The notice must identify the broker, dealer or bank (which must be a Designated Broker) on such account.

More Definitions of Designated Broker

Designated Broker means a registered dealer that has entered into a designated broker agreement with Purpose, on behalf of a fund pursuant to which the designated broker agrees to perform certain duties in relation to the ETF Shares or ETF Units, as the case may be, of the fund.

Designated Broker means a licensee designated by a real estate brokerage agency to act for the agency in conducting real estate brokerage services.

Designated Broker means a registered dealer that has entered into a Designated Broker Agreement pursuant to which the Designated Broker agrees to perform certain duties in relation to the ETFs;

Designated Broker means the broker or broker associate designated as the person in charge of and responsible for supervision of a main office or branch office as defined in Iowa Code section 543B.5(11). “Dual agent” means a licensee who, with the written informed consent of all the parties to

Designated Broker means the natural person who is licensed as a broker under this chapter and who is either:

Designated Broker means a registered dealer that has entered into a Designated Broker Agreement with the Manager on behalf of the ETFs, pursuant to which the Designated Broker agrees to perform certain duties in relation to the ETFs;

Designated Broker means a licensee designated by a real estate brokerage firm to act on behalf of the brokerage firm.