Examples of Disclosed Principal in a sentence
The Fund may be required to file a report of trade with applicable securities regulatory authorities containing personal information about the Subscriber and, if applicable, any Disclosed Principal of the Purchased Units.
This does not affect the relationship of agency between a Disclosed Principal Member and a Clearing Member which has appointed it or any relationship of agency between an FCM Clearing Member and its Customer.
The Subscriber (including any Disclosed Principal) agrees to be bound by any representations or actions made or taken by the Issuer pursuant to this power of attorney, and waives any and all defences that may be available to contest, negate or disaffirm any action of the Issuer taken in good faith under this power of attorney.
This power of attorney and other rights and privileges granted under this section will survive any legal or mental incapacity, dissolution, bankruptcy or death of the Subscriber (including any Disclosed Principal).
The Partnership may be required to file a report of trade with applicable securities regulatory authorities containing personal information about the Subscriber and, if applicable, any Disclosed Principal of the Purchased Units.