Disqualification Events definition
Examples of Disqualification Events in a sentence
Dealer represents that, as of the Effective Date and at the Applicable Date, neither it, nor any of its directors, executive officers, general partners, managing members, or other officers, employees, or representatives participating in the Offering of the Securities (each, a “Managing Broker-Dealer Covered Person” and, together, “Managing Broker-Dealers Covered Persons”), is subject to any of the Disqualification Events described in Rule 262(a)(1) to (8) under the Securities Act.
If such Purchaser is a Company Covered Person, such Purchaser has not taken any of the actions set forth in, and is not subject to, any Disqualification Events.
Based on those discussions, the Company has no reason to believe that it will need to restate any such financial statements or any part thereof.(pp) No Disqualification Events.