Exempt Notes definition

Exempt Notes means the Notes which are exempt from Registration under the Securities Act pursuant to Section 3(a)(3) of the Securities Act, namely the Class A-1 Notes.

Exempt Notes means Money Market Instruments and unlisted Notes and/or Notes not admitted to trading on any regulated market in the European Economic Area (where such Notes are, in addition, issued with a minimum denomination of at least EUR 100,000 (or its equivalent in any other currency) or otherwise fall within an exemption from the requirement to publish a prospectus under the Directive 2003/71/EC (as amended).

Exempt Notes means Notes for which no prospectus is required to be published under the Prospectus Regulation Rules sourcebook in the FCA Handbook.

Examples of Exempt Notes in a sentence

• The applicable Pricing Supplement in relation to any Tranche of Exempt Notes may specify other terms and conditions which shall, to the extent so specified or to the extent inconsistent with the following Terms and Conditions, replace or modify the following Terms and Conditions for the purpose of such Notes.

• Each Tranche is the subject of a final terms (the "Final Terms") which supplements these terms and conditions (the "Conditions") (other than a Tranche of Exempt Notes which is the subject of a Pricing Supplement).

• Where ISDA Determination is specified in the applicable Final Terms or, in the case of Exempt Notes, the applicable Pricing Supplement as the manner in which the Rate of Interest is to be determined, the Rate of Interest for each Interest Period will be the relevant ISDA Rate plus or minus (as indicated in the applicable Final Terms or, in the case of Exempt Notes, the applicable Pricing Supplement) the Margin (if any).

• The Rate of Interest payable from time to time in respect of Floating Rate Notes will be determined in the manner specified in the applicable Final Terms or, in the case of Exempt Notes, the applicable Pricing Supplement.

• Each Tranche of Notes other than Exempt Notes is the subject of a final terms document (the “Final Terms”) which completes these Terms and Conditions (the “Conditions”).

More Definitions of Exempt Notes

Exempt Notes means Notes which are neither to be admitted to trading on a Regulated Market nor offered in the United Kingdom in circumstances where a prospectus is required to be published under the UK Prospectus Regulation;

Exempt Notes means Notes which are neither to be admitted to trading on (a) a regulated market for the purposes of the Markets in Financial Instruments Directive (Directive 2014/65/EU) in the European Economic Area or (b) a UK regulated (as defined in Regulation (EU) No 600/2014 as it forms part of domestic law by virtue of the European Union (Withdrawal) Act 2018), nor offered in FATCA Withholding means any withholding or deduction required pursuant to an agreement described in Section 1471(b) of the Code or otherwise imposed pursuant to Sections 1471 through 1474 of the Code any regulations or agreements thereunder, any official interpretations thereof, or any law implementing an intergovernmental approach thereto; Fixed Rate Note means a Note on which interest is calculated at a fixed rate payable in arrear on one or more Interest Payment Dates in each year as may be agreed between the relevant Issuer and the relevant Dealer, as indicated in the applicable Final Terms; Floating Rate Note means a Note on which interest is calculated at a floating rate, payable in arrear on one or more Interest Payment Dates in each year as may be agreed between the relevant Issuer and the relevant Dealer, as indicated in the applicable Final Terms;

Exempt Notes means Notes issued by FGB for which no base prospectus is required to be published under the Prospectus Directive; and

Exempt Notes means Notes which are neither to be admitted to trading on (a) a regulated market for the purposes of the Markets in Financial Instruments Directive (Directive 2014/65/EU, as amended) in the European Economic Area or (b) a UK regulated market (as defined in Regulation (EU) No 600/2014 as it forms part of domestic law by virtue of the European Union (Withdrawal) Act 2018), nor offered in (i) the European Economic Area or (ii) the United Kingdom, in circumstances where a prospectus is required to be published under the Prospectus Regulation (Regulation (EU) 2017/1129) or the Financial Services and Markets Xxx 0000, respectively; FATCA means Sections 1471 through 1474 of the Code; FATCA Withholding means any withholding or deduction required pursuant to an agreement described in Section 1471(b) of the Code or otherwise imposed pursuant to FATCA (or any regulations thereunder or official interpretations thereof, or an intergovernmental approach between the United States and another jurisdiction facilitating the implementation thereof (or any law implementing such an intergovernmental approach); Fixed Rate Note means a Note on which interest is calculated at a fixed rate payable in arrear on one or more Interest Payment Dates in each year as may be agreed between the Issuer and the relevant Dealer, as indicated in the applicable Final Terms; Floating Rate Note means a Note on which interest is calculated at a floating rate, payable in arrear on one or more Interest Payment Dates in each year as may be agreed between the Issuer and the relevant Dealer, as indicated in the applicable Final Terms;

Exempt Notes has the meaning set out in the Programme Agreement;

Exempt Notes means Notes which are neither to be admitted to trading on (a) a regulated market for the purposes of Directive 2014/65/EU in the European Economic Area or (b) a UK regulated market (as defined in Regulation (EU) No 600/2014 as it forms part of UK domestic law by virtue of the EUWA), nor offered in (i) the European Economic Area or (ii) in the UK, in circumstances where a prospectus is required to be published under the Prospectus Regulation or the FSMA, respectively and includes unlisted Notes and/or Notes not admitted to trading on any market; FATCA Withholding Tax means any withholding or deduction required pursuant to an agreement described in Section 1471(b) of the Code or any withholding or deduction otherwise imposed pursuant to Sections 1471 through 1474 of the Code (or any regulations, agreements or undertakings thereunder or official interpretations thereof) or any intergovernmental agreement between the United States and another jurisdiction facilitating the implementation thereof (or any law implementing such an intergovernmental agreement);

Exempt Notes means Notes for which no prospectus is required to be published under the Prospectus Regulation;