FCA Handbook definition

FCA Handbook means the FCA Handbook of Rules and Guidance as amended from time to time.
FCA Handbook means the handbook of rules, regulations and guidance issue by the FCA;
FCA Handbook means the FCA’s handbook of rules and guidance,

Examples of FCA Handbook in a sentence

  • The Investment Manager will not be considered as a broker fund adviser under the FCA Handbook in relation to the Company.

  • We will classify you as a retail client as defined in the FCA Handbook, unless we inform you otherwise.

  • The Evelyn Partners Fund Solutions Limited remuneration policy is designed to be compliant with the UCITS V Remuneration Code contained in SYSC 19E of the FCA Handbook, and provides a framework to attract, retain and reward employees and partners and to maintain a sound risk management framework, with particular attention to conduct risk.

  • In such circumstances, we may cease to treat such cash as client money and pay it away to a charity of our choice in accordance with the FCA Handbook.

  • The Investment Manager’s execution policy sets out the basis upon which the Investment Manager will effect transactions and place orders in relation to the Company whilst complying with its obligations under the FCA Handbook to obtain the best possible result for the ACD on behalf of the Company.


More Definitions of FCA Handbook

FCA Handbook means the FCA’s handbook of rules and guidance, as amended, supplemented or replaced from time to time;
FCA Handbook the FCA’s Handbook of rules and guidance as amended from time to time;
FCA Handbook means the handbook published by the FCA that sets out the rules and guidance made by it from time to time under FSMA;
FCA Handbook means the FCA’s Handbook of Rules and Guidance as amended
FCA Handbook means the handbook of rules and guidance issued by the FCA from time to time;
FCA Handbook means the handbook of rules and guidance of the FCA made pursuant to FSMA;