Filing Requirements means the requirements, as they apply to filers, contained in the securities legislation of the jurisdictions in which a filer is registered, approved or reviewed or submitting an application for registration, approval or review, pursuant to which the filer must file, as and when required, documents and information with the securities regulatory authorities or regulators of such jurisdictions in connection with the filer’s fit and proper requirements, but does not mean any such requirements in connection with the filer’s renewal of registration;
Filing Requirements means the filing requirements in section 82.
Filing Requirements means Financing Statements necessary to perfect the ownership interest of the Transferor and Issuer and the perfected security interest of Indenture Trustee in the Leases and as of the Closing Date and as of June 1 and December 1 of every year following the Closing Date, in Equipment (i) subject to Leases having a Discounted Present Value of at least 75% of the aggregate Discounted Present Value of the Leases and (ii) relating to not less than 75% of the Booked Residual Value of such Equipment.
Examples of Filing Requirements in a sentence
See Prior Notice and Filing Requirements Under Part II of the Federal Power Act, 64 FERC ¶ 61,139 at 61,983-84 (1993).
Forms, Filing Requirements & Penalty Information – Contact the Legal Entity Ownership Program Section at 916-274-3410 or refer to the Board’s website at www.boe.ca.gov to obtain form BOE-100-B, applicable filing requirements, and penalty information.
The interest obtained includes what is acquired directly or indirectly by a parent or affiliated entity.Forms, Filing Requirements & Penalty Information – Contact the Legal Entity Ownership Program Section at 916-274-3410 or refer to the Board’s website at www.boe.ca.gov to obtain form BOE-100-B, applicable filing requirements, and penalty information.
Dealer Member Rule 16.2 [Dealer Member Filing Requirements]; and2.
The determination regarding which CIPs to submit to TEA shall be based on the TEA guidelines in the FASRG, Module 9.1.2 Summary of Filing Requirements.
More Definitions of Filing Requirements
Filing Requirements means (a) a UCC-1 financing statement with respect to the assignment of all Contracts by the related Sellers to the Owner Trustee, on behalf of the Issuer pursuant to the Receivables Transfer Agreement, (b) a UCC-1 financing statement with respect to the pledge by the Owner Trustee, on behalf of the Issuer, of all Contracts to the Indenture Trustee pursuant to the Indenture, (c) with respect to Vehicles, a Certificate of Title naming the Obligor as owner and the Indenture Trustee as lienholder, (d) with respect to Equipment (other than Vehicles), (i) in each Filing Location in which Equipment with an Original Equipment Cost of $75,000 or greater is then located, financing statements on Form UCC-1 for Contracts originated by a Source, naming the Obligor as debtor and the Source as secured party and First Sierra as assignee; (ii) in each Filing Location in which Equipment with an Original Equipment cost of $35,000 or greater is located, financing statements on Form UCC-1 for Contracts originated by First Sierra, naming the Obligor as debtor and First Sierra as secured party; and (iii) in each of clause (i) and (ii), the filings in paragraph (b) above in favor of the Indenture Trustee in respect of the Contracts shall include all related rights relating to such Contracts, including the security interests in the Equipment subject to this clause (d).
Filing Requirements means: (x) on or prior to September 10, 2018, the Company shall have provided to Industrea all of the information described in Section 7.9(d) hereof that is required to be included in the Registration Statement, including (1) all audited financial statements (and notes thereto) of the Company and its Subsidiaries, prepared in compliance with Regulation S-X and accompanied by an unqualified audit report of BDO USA LLP (“BDO”) with respect thereto (including all required audited financial statements of businesses acquired by the Company accompanied by an unqualified audit report from RSM LLP (“RSM”) with respect thereto) and (2) all unaudited interim financial statements (and notes thereto) of the Company and its Subsidiaries and pro forma historical financial information (and notes thereto) of the Company and its Subsidiaries, in each case prepared in compliance with Regulation S-X and having been reviewed by BDO and RSM which shall have advised the Company in writing (e-mail being sufficient) that it has no further comments thereon, (3) written consents from each of BDO and RSM providing such firm’s consent to the inclusion of such firm’s audit report within the Registration Statement, and (y) on or prior to September 10, 2018, the Company shall have provided written authorization (e-mail being sufficient), on behalf of itself and its applicable advisors, to Industrea to proceed with the filing of the Registration Statement.
Filing Requirements means (a) a UCC-1 financing statement with respect to the assignment of all Leases to the Trust pursuant to the Pooling and Servicing Agreement, (b) a UCC-1 Financing Statement naming the related Lessee, as debtor, the related Source, as secured party, the Trustee as assignee and the related Equipment as collateral with respect to Leases as to which the related Equipment (other than Vehicles) had an original cost of $75,000 or more and (c) with respect to each Lease which is a true lease, a UCC-1 with respect to the related Equipment in the applicable Filing Location, naming the Source as debtor, First Sierra as secured party and the Trustee as assignee.
Filing Requirements. (a) With respect to each Contract relating to Equipment with an Original Equipment Cost of $25,000 or more, a UCC-1 financing statement against the Equipment, naming the Obligor as debtor and related Originator as secured party, and (b) with respect to each Contract relating to Equipment with an Original Equipment Cost of $25,000 or more for which the related Source has filed a UCC-1 financing statement naming the Obligor as debtor, a UCC-3 financing statement assigning the Source's lien on the Equipment to the related Originator as secured party.
Filing Requirements means the requirements, as they apply to registered individuals, non-registered individuals or registered firms, contained in the securities legislation of the jurisdictions in which a registrant is registered or in which a non-registered individual is approved or reviewed, pursuant to which such registrant or non-registered individual must file, as and when required, documents and information with the securities regulatory authorities or regulators of such jurisdictions;
Filing Requirements shall have the meaning set forth in Section 11 of Schedule B.
Filing Requirements means (a) a Financing Statement with respect to the assignment of all Contracts and Collateral by the related Transferors to the Issuers pursuant to the Receivables Transfer Agreement, naming the related Transferor as debtor and the related Issuer as secured party and the Indenture Trustee as assignee, (b) a Financing Statement with respect to the pledge by the Issuers, of all Contracts and Collateral to the Indenture Trustee pursuant to the Indenture, (c) with respect to Contracts for Equipment which has an Equipment Cost of greater than $5,000, a Financing Statement in each Filing Location in which such Equipment is located, naming the Obligor as debtor and the Originator as secured party, and (d) with respect to all other Collateral, a Financing Statement in each Filing Location naming the Obligor as debtor and the Originator as secured party.