Financial professional definition
Financial professional means a producer that is regulated and acting as:
Financial professional means a producer that is regulated and acting as any of the following:
Financial professional means a licensee that is regulated and acting as:
Examples of Financial professional in a sentence
The interdisciplinary model of Collaborative Divorce anticipates our interactive role and participation with the Collaborative Lawyers, a Collaborative Coach, a Collaborative Neutral Financial professional, and such other professionals as may be recommended to assist the process, such as a Neutral Child Specialist.
More Definitions of Financial professional
Financial professional. This Schedule of Commissions and Service Fees ("Schedule") supersedes any previous Schedules, is hereby made part of our dealer agreement ("Agreement") with you and will remain in effect until modified or rescinded by us. Capitalized terms used in this Schedule and not defined herein have the same meaning as such terms have in the Agreement. All commission rates and service fee rates set forth in this Schedule may be modified by us from time to time without prior notice.
Financial professional means any professional employee of Nomura Group in the area of finance, controllers, tax, treasury, risk management or investor relations and also includes the Group CEO, the Chief Financial Officer, the Chief Risk Officer and a chairman of the Disclosure Committee of the Company and all Division Heads, all Business Division Heads, all Business Line Heads, all Business Infrastructure Division Heads and Regional Heads of Nomura Group.
Financial professional means any professional employee of the Nomura Group in the area of finance, controllers, tax, treasury, risk management or investor relations and also includes the Chief Executive Officer, the Chief Financial Officer and a chairman of the Disclosure Committee of the Company and all Business Line Heads and Regional Managements of the Nomura Group.
Financial professional means an insurance producer who is regulated and acting as:
Financial professional means the registered representative who sold you this policy.
Financial professional means any professional employee of Nomura Group in the area of finance, controllers, tax, treasury, risk management or investor relations and also includes the Chief Executive Officer, the Chief Financial Officer, the Chief Risk Officer and a chairman of the Disclosure Committee of the Company and all Division CEOs, all Business Division CEOs, all Business Line Heads, all Business Infrastructure Division Heads and Regional CEOs of Nomura Group.
Financial professional means an ASIC registered Financial Services Licence Holder or a Licensed Authorised Representative; or, a qualified accountant who is a member of a relevant Professional Association, and who is recognised by the Committee as having appropriate expertise to be a Collaborative professional.