Financial Services Regulations definition

Financial Services Regulations means the QFC Financial Services Regulations No. (1) of 2005.
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Financial Services Regulations means the legal requirements on us, from time to time, governing the provision of financial services in the jurisdiction in which we provide services to you under the Agreement;
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Financial Services Regulations means the legal requirements on us, from time to time, governing the provision of financial services to you under the Agreement. FCA means the Financial Conduct Authority, or any successor regulatory body to it.
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Examples of Financial Services Regulations in a sentence

  • In accordance with the Financial Services Regulations, schedule 3, part 3, paragraph 6.5, the participants in a QFC retail scheme that is an umbrella scheme are entitled to exchange rights in a subscheme for rights in another subscheme of the umbrella scheme.Note Umbrella scheme and subscheme are defined in r 1.2.11.

  • If you are a natural person acting otherwise than in the course of a business, you may have additional rights under the European Communities (Distance Marketing of Consumer Financial Services) Regulations 2004 (as amended) (the “Regulations”) if we conclude a contract with you making exclusive use of one or more means of distance communication (e.g. email, fax, post).

  • Unless the Regulatory Authority directs otherwise, a firm must comply with this chapter if the firm is in run-off because of a decision or written notice of the authority, under the Financial Services Regulations, to the effect that the firm is to cease to effect contracts of insurance.

  • In the event that the Applicant is a "consumer" for the purposes of the Distance Selling (Retail Financial Services) Regulations (S.L. 330/07 of the Laws of Malta), such Applicant shall have the right to cancel this Contract within 14 calendar days from the date on which the Personal Account is opened in the Applicant’s name, without incurring any penalties.

  • Insurance mediation is a regulated activity under the QFC Law and Financial Services Regulations if it is conducted by way of business as described in those regulations, article 25.Note Insurance mediation is defined in rule 1.2.2.

  • Note 5 However, examples and guidance are part of these rules (see INAP, r 2.1.4 (1) (b) and (2)).Note 6 An example is not exhaustive, and may extend, but does not limit the meaning of these rules or the particular provision of these rules to which it relates (see INAP, r 2.1.5).Note 7 For the effect of guidance, see the Financial Services Regulations, art 17 (4).

  • Captive insurance management is a regulated activity under the QFC Law and the Financial Services Regulations if it is conducted by way of business as described in those regulations, article 25.Note Captive insurance management is defined in rule 1.2.5.

  • The Terms and Conditions for the Chosen Product you have selected are above; they describe the particular character of that product and are contained in this document.Your right to cancelYou may cancel the Account under the European Communities (Distance Marketing of Consumer Financial Services) Regulations, 2004 (the “Regulations”) within14 days of the opening of the Account by writing to your Account opening branch.

  • Information about your Distance Contract pursuant to the European Communities (Distance Marketing of Consumer Financial Services) Regulations 2004 About usThe Bank’s Registered Office and Head Office is at 40 Mespil Road, Dublin 4.

  • The purpose of this part is to make rules under the Financial Services Regulations, article 103 modifying those regulations, part 16 (Control of Business Transfers) in relation to schemes.

Related to Financial Services Regulations

  • TRADES Regulations means the regulations of the United States Department of the Treasury, published at 31 C.F.R. Part 357, as amended from time to time. Unless otherwise defined herein, all terms defined in the TRADES Regulations are used herein as therein defined.

  • Financial Services Business for purposes of this Unit Agreement shall mean the business of banking, including deposit, credit, trust and investment services, mortgage banking, asset management, and brokerage and investment banking services.

  • Financial Services Provider means any Lender and any other provider of financial services or products;

  • Central Bank UCITS Regulations means the Central Bank (Supervision and Enforcement)

  • Benchmarks Regulation means Regulation (EU) 2016/1011 of the European Parliament and of the Council of 8 June 2016 on indices used as benchmarks in financial instruments and financial contracts or to measure the performance of investment funds and amending Directives 2008/48/EC and 2014/17/EU and Regulation (EU) No 596/2014;

  • financial service means any service of a banking, credit, insurance, personal pension, investment or payment nature;

  • UCITS Regulations means the European Communities (Undertakings for Collective

  • Data Protection Regulation means Regulation (EU) 2016/679 of the European Parliament and of the Council of 27 April 20161 on the protection of natural persons with regard to the processing of personal data and on the free movement of such data, and repealing Directive 95/46/EC (General Data Protection Regulation);

  • Corporations Regulations means the Corporations Regulations 2001 (Cth).

  • Financial Regulations means regulations made under section 21 of the Act;

  • Home health care services means medical and nonmedical services, provided to ill, disabled or infirm persons in their residences. Such services may include homemaker services, assistance with activities of daily living and respite care services.

  • SEBI ICDR Regulations means Securities and Exchange Board of India (Issue of Capital and Disclosure Requirements) Regulations, 2018, as amended;

  • Primary care services means the services in respect of which NHS England has a duty or power to make arrangements pursuant to the Primary Care Functions;

  • WHFIT Regulations Treasury Regulations section 1.671-5, as amended.

  • the 2000 Regulations means the Water Supply (Water Quality) Regulations 2000(b); "the 2001 Regulations" means the Water Supply (Water Quality) Regulations 2001(c);

  • Information Regulator means the Information Regulator as established in terms of Section 39 of POPIA;

  • CFTC Regulations means the rules and regulations promulgated by the CFTC, as amended.

  • SEBI Regulations means the Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) Regulations, 2015 together with the circulars issued thereunder, including any statutory modification(s) or re-enactment(s) thereof for the time being in force.

  • Financial Crime Risk Management Activity means any action to meet Compliance Obligations relating to or in connection with the detection, investigation and prevention of Financial Crime that the Bank or members of the HSBC Group may take.

  • Financial Services means any service of a financial nature, including (but not limited to) —

  • International Financial Reporting Standards or “IFRS” means the accounting standards issued or endorsed by the International Accounting Standards Board.

  • National Ambient Air Quality Standards or “NAAQS” means national ambient air quality standards that are promulgated pursuant to Section 109 of the Act, 42 U.S.C. § 7409.

  • Floodplain Management Regulations means this ordinance and other zoning ordinances, subdivision regulations, building codes, health regulations, special purpose ordinances, and other applications of police power. This term describes federal, state or local regulations, in any combination thereof, which provide standards for preventing and reducing flood loss and damage.

  • Data Protection Laws and Regulations means all laws and regulations, including laws and regulations of the European Union, the European Economic Area and their member states, Switzerland and the United Kingdom, applicable to the Processing of Personal Data under the Agreement.

  • Applicable Data Protection Legislation means any national or internationally binding data protection laws or regulations (including but not limited to the GDPR and the Austrian Data Protection Act (“DSG”)) including any requirements, guidelines and recommendations of the competent data protection authorities applicable at any time during the term of this DPA to, as the case may be, the Data Controller or the Data Processor;

  • National Road Traffic Act means the National Road Traffic Act, 1996 (Act 93 of 1996);