Financial Services Regulations definition

Financial Services Regulations means the QFC Financial Services Regulations No. (1) of 2005.
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Financial Services Regulations means the legal requirements on us, from time to time, governing the provision of financial services in the jurisdiction in which we provide services to you under the Agreement;
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Financial Services Regulations means the legal requirements on us, from time to time, governing the provision of financial services to you under the Agreement. FCA means the Financial Conduct Authority, or any successor regulatory body to it.
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Examples of Financial Services Regulations in a sentence

  • Information about your Distance Contract pursuant to the European Communities (Distance Marketing of Consumer Financial Services) Regulations 2004 About usThe Bank’s Registered Office and Head Office is at 40 Mespil Road, Dublin 4.

  • YOUR RIGHT TO CANCEL THE CONTRACT UNDER THE REGULATIONSIf you open an account with us you may cancel that contract in accordance with the European Communities (Distance Marketing of Consumer Financial Services) Regulations, 2004 within 14 days of the account opening.

  • To remove any doubt, subrule (2) is subject to the Financial Services Regulations, article 17 (4) (Guidance).Note Financial Services Regulations, art 17 (4) states that guidance issued by the Regulatory Authority is indicative of its view at the time, and in the circumstances, in which it was given and is non-binding.

  • Note See eg Financial Services Regulations, art 48 (Powers to obtain documents and information).

  • In accordance with the Financial Services Regulations, schedule 3, part 3, paragraph 6.5, the participants in a QFC retail scheme that is an umbrella scheme are entitled to exchange rights in a subscheme for rights in another subscheme of the umbrella scheme.Note Umbrella scheme and subscheme are defined in r 1.2.11.

  • If you are a natural person acting otherwise than in the course of a business, you may have additional rights under the European Communities (Distance Marketing of Consumer Financial Services) Regulations 2004 (as amended) (the “Regulations”) if we conclude a contract with you making exclusive use of one or more means of distance communication (e.g. email, fax, post).

  • Presentor Presentor's TitleJohn Shepard, AICP Planning Manager Documents: PLN17 - 285_WHEC_EXTENSION_BOA - 20171219_STAFFREPORT.PDF A1 - WHEC_BOA_RESOLUTIONS.PDFA2 - PLN17 - 285_WHEC_EXTENSION - LET_20171206.PDF LAND USE REGULATION HEARING A.

  • Otherwise, vote against.B3 If you are an Institutional Investor as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR.

  • Your right to cancelYou may cancel the Account under the European Communities (Distance Marketing of Consumer Financial Services) Regulations, 2004 (the “Regulations”) within 14 days of the opening of the Account by writingto your Account opening branch or to Bank of Ireland, Savings and Investments, 1st Floor, New Century House, Lower Mayor Street, Dublin 1, D01 K8N7.

  • This information in Part 1 of these Terms and Conditions is supplied to you in accordance with our obligations under the European Communities (Distance Marketing of Consumer Financial Services) Regulations 2004 (as amended - the “Regulations”).

Related to Financial Services Regulations

  • Central Bank UCITS Regulations means the Central Bank (Supervision and Enforcement)

  • Benchmarks Regulation means Regulation (EU) 2016/1011 of the European Parliament and of the Council of 8 June 2016 on indices used as benchmarks in financial instruments and financial contracts or to measure the performance of investment funds and amending Directives 2008/48/EC and 2014/17/EU and Regulation (EU) No 596/2014;

  • financial service means a service of a financial nature, including insurance, and a service incidental or auxiliary to a service of a financial nature;

  • UCITS Regulations means the European Communities (Undertakings for Collective

  • financial service supplier means any natural or juridical person of a Party wishing to supply or supplying financial services but the term “financial service supplier” does not include a public entity;

  • CFTC Regulations means the rules and regulations promulgated by the CFTC, as amended.

  • Financial Crime Risk Management Activity means any action to meet Compliance Obligations relating to or in connection with the detection, investigation and prevention of Financial Crime that the Bank or members of the HSBC Group may take.