Institutional Account means the account of: (1) a bank, savings and loan association, insurance company or registered investment company; (2) an investment adviser registered either with the SEC under Section 203 of the Investment Advisers Act or with a state securities commission (or any agency or office performing like functions); or (3) any other person (whether a natural person, corporation, partnership, trust or otherwise) with total assets of at least $50 million as of the date hereof (whether such assets are invested for such person’s own account or under management for the account of others).
Institutional Account means the account of:
Institutional Account for these purposes means the account of a bank, savings and loan association, insurance company, registered investment company, registered investment adviser, or any other person (whether a natural person, corporation, partnership, trust, or otherwise) with total assets of at least $50 million. See Rule 2111(b). For the complete defini- tion, see infra note 61.
Examples of Institutional Account in a sentence
Parties organized under the laws of the Cayman Islands hereby execute this Institutional Account Agreement as a deed.
The provisions of this Agreement shall amend and restate and supersede any prior Institutional Account Agreement or Professional Account Agreement entered into by and between you and XX Xxxxxx.
For more information, or to sign up for the Institutional Account, please visit the Greenville store or call 321-8119.
Teachers can also apply for The Institutional Account, which allows for 20%- 25% discount on most book purchases with no fees and shipping.
Institutional Account Agreement, dated as of September 15, 2017, between Columbia Global Opportunities Fund, a series of Columbia Funds Series Trust II and J.X. Xxxxxx Securities LLC and certain of its affiliates.
More Definitions of Institutional Account
Institutional Account means a corporate social media account (including but not limited to channels such as Facebook, Twitter, LinkedIn, YouTube, Flickr, Instagram, SnapChat, Pinterest, Blogs and Wikis) which represents and speaks on behalf of the institution in an official capacity and that is managed by administration.
Institutional Account means the account of: (1) a bank, savings and loan association, insurance company or registered investment company; (2) an investment adviser registered either with the SEC under Section 203 of the Investment Advisers Act or with a state securities commission (or any agency or office performing like functions); or (3) any other person (whether a natural person, corporation, partnership, trust or otherwise) with total assets of at least $50 million as of the date hereof (whether such assets are invested for such person’s own account or under management for the account of others). form of U.S. Internal Revenue Service Form W-8. Such Forms when delivered will be fully and accurately completed. SUBSCRIBER hereby acknowledges that such forms and any related information and any information provided pursuant to Paragraph 9 above may be provided to the U.S. Internal Revenue Service (or other tax authority) or any third party service providers or other agents of the Trust.
Institutional Account means the account of: (1) a bank, savings and loan association, insurance company or registered investment company; (2) an investment adviser registered either with the SEC under Section 203 of the Investment Advisers Act or with a state securities commission (or any agency or office performing like functions); or (3) any other person (whether a natural person, corporation, partnership, trust or otherwise) with total assets of at least $50 million as of the date hereof (whether such assets are invested for such person’s own account or under management for the account of others). identity or believes the account is being used for fraudulent or illegal purposes, the Trust reserves the right to close the account and to redeem Shares and to take such other steps as the Trust deems reasonable. SUBSCRIBER further understands that the Trust or its service providers may release confidential information about SUBSCRIBER to proper authorities if the Trust or its service providers, in their sole discretion, determine that it is in the best interests of the Trust in light of applicable laws or regulations concerning money laundering and similar activities.
Institutional Account means any pension plan, including an ERISA qualified plan, for which TIM acts as investment adviser or investment company for which TIM acts as sub-adviser.
Institutional Account means the account of: (1) a bank, savings and loan association, insurance company or registered investment company; (2) an investment adviser registered either with the SEC under section 203 of the Investment Advisers Act or with a state securities commission (or any agency or office performing like functions); or (3) any other person (whether a natural person, corporation, partnership, trust or otherwise) with total assets of at least U .S.$50 million as of the date of the signing of this Subscription Agreement (whether such assets are invested for such person's own account or under management for the account of others). (B2) INVESTOR PROFILE QUESTIONNAIRE (pursuant to FINRA Rule 2111i4 Please complete the following questions for the Subscriber.
Institutional Account means the account of: (1) a bank, savings and loan association, insurance company or registered investment company; (2) an investment adviser registered either with the SEC under Section 203 of the Investment Advisers Act or with a state securities commission (or any agency or office performing like functions); or (3) any other person (whether a natural person, corporation, partnership, trust or otherwise) with total assets of at least $50 million as of the date hereof (whether such assets are invested for such person’s own account or under management for the account of others). unless subsequently registered under the 1933 Act and applicable state securities laws or an exemption from such registration is available. The undersigned further understands and agrees that the Trust is under no obligation to register such Shares and that any exemptions are extremely limited.
Institutional Account is defined in Section 6.1(b).