Introducing Broker definition

Introducing Broker means a third party who introduces prospective Clients to the Company.

Introducing Broker means any financial institution or advisor or legal or natural person obtaining remuneration from the Company and/or Clients for introducing Clients/interested parties to the Company.

Introducing Broker means any financial institution or advisor or legal or natural person obtaining remuneration from the Company and/or Clients for introducing Clients to the Company;

Examples of Introducing Broker in a sentence

• The Introducing Broker has fulfilled all registration, qualification and other requirements of all jurisdictions and regulatory bodies to the extent that such registration, qualification and/or other requirements apply to it during the term of the Agreement, and it will remain in strict compliance with all the foregoing.

• The Introducing Broker may not use the logo of Highness investment LLC.

• That the Introducing Broker has provided the Company with accurate and complete information about itself, its activity, the purpose of the activity, plans and other information sent to Highness investment LLC.

• The Introducing Broker shall not provide any investment advice to clients as it is not in a position to do so; the Introducing Broker shall also inform the clients of any commissions incurred by them, in addition to any additional commissions related to the services provided under this Agreement; furthermore, the Introducing Broker acknowledges and agrees that it is responsible for paying all relevant fees and/or taxes arising from its business.

• The Introducing Broker hereby acknowledges and agrees to enter into a legally binding agreement and fully agrees to be bound by and adhere to all the terms and conditions of this Agreement as applicable.

More Definitions of Introducing Broker

Introducing Broker means anybrokerage firm which introduces security transactions on behalf of the undersigned, which transactions are cleared through Apex, whether one or more. “Obligations” means all indebtedness, debit balances, liabilities or other obligation of any kind of the undersigned to Apex, whether now existing or hereafter arising. “Options” means all types of options, including puts, calls, equity, debt, index or otherwise. “Securities and other property” shall include, but shall not be limited to money, securities, commodities or other property of everykind and nature and all contracts and options relating thereto, whether for present or future delivery. “Apex” refers to Apex Clearing Corporation.

Introducing Broker means any brokerage firm, which introduces securities transactions on behalf of the Customer, which transactions are cleared through you, whether one or more. “Obligations” means all indebtedness, debit balances, liabilities or other obligations of any kind of the Customer to you, whether now existing or hereafter arising. “Securities and other property” shall include, but shall not be limited to, money, securities, commodities or other property of every kind and nature and all contracts and options relating thereto, whether for present or future delivery. “You”, “your” or “Apex” refers to Apex Clearing Corporation. “Customer” refers to the party or parties signing this agreement.

Introducing Broker means persons within the meaning set forth in Section 1a(31) of the CEA and within the definition of ‘foreign broker’ set forth in 17 C.F.R. 1.3(xx).

Introducing Broker means any per- son registered or required to be reg- istered as an introducing broker with the Commission under the Commodity Exchange Act (7 U.S.C. 1 et seq.), except persons who register pursuant to Sec- tion 4f(a)(2) of the Commodity Ex- change Act (7 U.S.C. 6f(a)(2)).

Introducing Broker means a financial institu- tion or other entity which is remunerated by Saxo Bank and/or Clients for referral of Clients to Saxo Bank and/or for provision of advice to such Clients and/or execution of such Clients' transactions towards Saxo Bank;

Introducing Broker means a financial institution or advisor which is remunerated by Aglobe Investments Ltd and/or clients for referral of clients to Aglobe Investments Ltd and/or for provision of advice to such Clients and/or execution of such Clients` transactions towards Aglobe Investments Ltd ;

Introducing Broker means a financial institution or advisor which is remunerated by Tickmill Ltd and/or clients for referral of clients to Tickmill Ltd and/or for provision of advice to such Clients and/or execution of such Clients' transactions towards Tickmill Ltd;