Introducing Broker definition

Introducing Broker means a third party who introduces prospective Clients to the Company.

Introducing Broker means any financial institution or advisor or legal or natural person obtaining remuneration from the Company and/or Clients for introducing Clients/interested parties to the Company.

Introducing Broker means any financial institution or advisor or legal or natural person obtaining remuneration from the Company and/or Clients for introducing Clients to the Company;

Examples of Introducing Broker in a sentence

• The Customer understands you shall be entitled to exercise and enforce directly against the Customer all rights granted to the Introducing Broker.

• The Customer understands that you are not a principal of or partner with, and do not control in any way, the Introducing Broker or its representatives, employees or other agents.

• Until receipt from the Customer of written notice to the contrary, you may accept from and rely upon the Customer’s Introducing Broker (a) orders for the purchase or sale of securities and other property, and (b) any other instructions concerning the Customer’s accounts.

• The Customer understands that all representatives, employees and other agents with whom the Customer communicates concerning the Customer’s account are agents of the Introducing Broker and not your representatives, employees or other agents.

• The Customer understands that you are carrying the accounts of the Customer as clearing broker by arrangement with the Customer’s Introducing Broker through whose courtesy the account of the Customer has been introduced to you.

More Definitions of Introducing Broker

Introducing Broker means anybrokerage firm which introduces security transactions on behalf of the undersigned, which transactions are cleared through Apex, whether one or more. “Obligations” means all indebtedness, debit balances, liabilities or other obligation of any kind of the undersigned to Apex, whether now existing or hereafter arising. “Options” means all types of options, including puts, calls, equity, debt, index or otherwise. “Securities and other property” shall include, but shall not be limited to money, securities, commodities or other property of everykind and nature and all contracts and options relating thereto, whether for present or future delivery. “Apex” refers to Apex Clearing Corporation.

Introducing Broker means any brokerage firm, which introduces securities transactions on behalf of the Customer, which transactions are cleared through you, whether one or more. “Obligations” means all indebtedness, debit balances, liabilities or other obligations of any kind of the Customer to you, whether now existing or hereafter arising. “Securities and other property” shall include, but shall not be limited to, money, securities, commodities or other property of every kind and nature and all contracts and options relating thereto, whether for present or future delivery. “You”, “your” or “Apex” refers to Apex Clearing Corporation. “Customer” refers to the party or parties signing this agreement.

Introducing Broker means persons within the meaning set forth in Section 1a(31) of the CEA and within the definition of ‘foreign broker’ set forth in 17 C.F.R. 1.3(xx).

Introducing Broker means any per- son registered or required to be reg- istered as an introducing broker with the CFTC under the Commodity Ex- change Act (7 U.S.C. 1 et seq.), except persons who register pursuant to Sec- tion 4f(a)(2) of the Commodity Ex- change Act (7 U.S.C. 6f(a)(2)).

Introducing Broker means a financial institu- tion or other entity which is remunerated by Saxo Bank and/or Clients for referral of Clients to Saxo Bank and/or for provision of advice to such Clients and/or execution of such Clients' transactions towards Saxo Bank;

Introducing Broker means a financial institution or advisor which is remunerated by Tickmill Ltd and/or clients for referral of clients to Tickmill Ltd and/or for provision of advice to such Clients and/or execution of such Clients' transactions towards Tickmill Ltd;

Introducing Broker means a financial institution or advisor which is remunerated by Aglobe Investments Ltd and/or clients for referral of clients to Aglobe Investments Ltd and/or for provision of advice to such Clients and/or execution of such Clients` transactions towards Aglobe Investments Ltd ;