Investment Advisors or “Advisor” is an individual or organization serving as your registered investment advisor or separate account manager. Your Investment Advisor(s) is responsible for managing Your Account(s), and has sole responsibility for determining the appropriateness of advisory fees charged to Your Account(s).
Investment Advisors means StoneCastle Investment Management Inc. and Richardson Wealth Limited and “investment advisor” means any one of them.
Investment Advisors means Ariel Simms; and, Patrick Carson, Gyulmet Ramazanov, Thomas D. Moxam, Pat Cilla, Thomas Ogilwy, and Margaret Pakula;
Examples of Investment Advisors in a sentence
The Buyer is an investment advisor registered under the Investment Advisors Act of 1940.
Buyer is a business development company as defined in Section 202(a)(22) of the Investment Advisors Act of 1940.
The Buyer is an investment advisor registered under the Investment Advisors Act of 1940, as amended.
Buyer is a business development company as defined in Section 202(a)(22) of the Investment Advisors Act of 1940, as amended.
NAMES OF REPORTING PERSONS Wellington Investment Advisors Holdings LLP 2.
More Definitions of Investment Advisors
Investment Advisors means StoneCastle Investment Management Inc. and Richardson GMP Ltd. and “investment advisor” means any one of them.
Investment Advisors means CHS Asset, East Coast, Enso Capital, Raven Rock, and SG Capital and the investment advisors to any other Underlying Funds and “Investment Advisor” means the applicable investment advisor;
Investment Advisors means the investment advisors engaged by the Company.
Investment Advisors means the Investment Manager’s affiliates or third parties engaged
Investment Advisors means the brokerage company, which carries out only investment advisory services for investing in securities.
Investment Advisors means the investment adviso rs appo inted by the Co urt s and their successors appointed fro m time to time pursuant to t he pro visions of the Settlement Agreement.
Investment Advisors means the investment adviso rs appo inted by the Co urt s and their successors appointed from time to time pursuant to the provisions of Article Ten.