Investment Company Security definition

Investment Company Security. “Investment Property”, “Issuer”, “Letter of Credit Rights”, “Proceeds”, “Record”, “Registered Organization”, “Security”, “Securities Entitlement”, “Securities Intermediary”, “Securities Account”, “Supporting Obligation”, “Tangible Chattel Paper”, and “Uncertificated Security”.
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Investment Company Security means a share or similar equity
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Investment Company Security means common shares of an investment company registered under the Investment Company Act.
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Examples of Investment Company Security in a sentence

  • Investment company security does not include an insurance policy or endowment policy or annuity contract issued by an insurance company.

  • Investment company security does not include an insurance policy or endowment policy or annuity contract issued by an insurance company.(3) An interest in a partnership or limited liability company is not a security unless it is dealt in or traded on securities exchanges or in securities markets, its terms expressly provide that it is a security governed by this article, or it is an investment company security.

  • Other definitions applying to this Article and the sections in which they appear are: Appropriate person Section 8‑1107 Control Section 8‑1106 Delivery Section 8‑1301 Investment company security Section 8‑1103 Issuer Section 8‑1201 Overissue Section 8‑1210 Protected purchaser Section 8‑1303 Securities account Section 8‑1501 [PL 1997, c.

  • Investment company security does not include an insurance policy or endowment policy or annuity contract is- sued by an insurance company.(c) An interest in a partnership or limited liability company is not a security unless it is dealt in or traded on securities exchanges or in se- curities markets, its terms expressly provide that it is a security governed by this article, or it is an investment company security.

  • Investment company security does not include an insurance policy or endowment policy or annuity contract issued by an insurance company.(3) An interest in a partnership or limited liability company is not a security unless it is dealt in or traded on securities exchanges or in securities markets, its terms expressly provide that it is a security governed by this chapter, or it is an investment company security.

  • Investment company security does not include an insurance policy or endowment policy or annuity contract issued by an insurance company.3. An interest in a partnership or limited liability company is not a security unless it is dealt in or traded on securities exchanges or in securities markets, its terms expressly provide that it is a security governed by this Article, or it is an investment company security.

  • Investment company security does not include an1994insurance policy or endowment policy or annuity contract issued by1995an insurance company.1996(c) An interest in a partnership or limited liability1997company is not a security unless it is dealt in or traded on1998securities exchanges or in securities markets, its terms expressly1999provide that it is a security governed by this chapter, or it is2000an investment company security.

  • Investment company security does not include an1996insurance policy or endowment policy or annuity contract issued by1997an insurance company.1998(c) An interest in a partnership or limited liability1999company is not a security unless it is dealt in or traded on2000securities exchanges or in securities markets, its terms expressly2001provide that it is a security governed by this chapter, or it is2002an investment company security.

  • The issue consists of a maximum of 5 938 614 B-shares and can bring SEK 14.850.000 into the company if subscribed for in full.RECORD DATEThe record date at Euroclear Sweden AB (”Euroclear”) for determining who is to receive subscription rights in the issue is October 16 2023.

  • Investment company security does not include an insurance policy or endowment policy or annuity contract issued by an insurance company.(c) An interest in a partnership or limited liability company is not a security unless it is dealt in or traded on securities exchanges or in securities markets, its terms expressly provide that it is a security governed by IC 26-1-8.1, or it is an investment company security.


More Definitions of Investment Company Security

Investment Company Security means a share or similar
Sample 1
Investment Company Security. “Investment Property”, “Letter of Credit Rights”, “Manufactured Home”, CHL:64157.6
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Investment Company Security an “investment company security” as such term is defined in the Uniform Commercial Code as in effect in the State of New York on the date hereof.
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Investment Company Security. “Securities Account,” “Security” and “Security Entitlement” have the respective meanings set forth in Article 8 of the UCC.
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Investment Company Security means a share or similar equity interest issued by an entity that is registered as an investment company under the federal investment company laws, an interest in a unit investment trust that is so registered, or a face-amount certificate issued by a face-amount certificate company that is so registered. Investment company security does not include an insurance policy or endowment policy or annuity contract issued by an insurance company.
Sample 1
Investment Company Security. “Investment Property”, “Letter-of-Credit Right”, “Manufactured Home”, “Proceeds”, “Record”, “Registered Organization”, “Securities Account”, “Securities Intermediary”, “Security”, “Supporting Obligation”, “Tangible Chattel Paper”, “Transmitting Utility” and “Uncertificated Security”. (b) Terms defined in the UCC and not otherwise defined herein or in the Credit Agreement shall have the meaning assigned in the UCC as in effect from time to time. (c) If any term used herein has a meaning assigned to it in the UCC and such term is defined in Article 9 of the UCC differently than how such term is defined in another Article of the UCC such term shall have the meaning assigned thereto in Article 9 of the UCC. 1 60010211_5 SECTION 1.2
Sample 1

Related to Investment Company Security

  • Registered Investment Company means any one or more corporations, partnerships or trusts registered under the Investment Company Act of 1940 for which Fidelity Management and Research Company serves as investment advisor.

  • Investment Company Act means the Investment Company Act of 1940, as amended.

  • Investment Company means an investment company as defined in the Investment Company Act.

  • Investment Canada Act means the Investment Canada Act (Canada).

  • Investment Company Event means the receipt by the Debenture Issuer and the Trust of an opinion of counsel experienced in such matters to the effect that, as a result of the occurrence of a change in law or regulation or written change (including any announced prospective change) in interpretation or application of law or regulation by any legislative body, court, governmental agency or regulatory authority, there is more than an insubstantial risk that the Trust is or, within 90 days of the date of such opinion, will be considered an Investment Company that is required to be registered under the Investment Company Act which change or prospective change becomes effective or would become effective, as the case may be, on or after the date of the issuance of the Debentures.

  • Investment Entity means any Entity that conducts as a business (or is managed by an entity that conducts as a business) one or more of the following activities or operations for or on behalf of a customer:

  • Company Securities has the meaning set forth in Section 3.02(b)(ii).

  • Asset Management Company/UTI AMC/AMC/Investment Manager means the UTI Asset Management Company Limited incorporated under the Companies Act, 1956, (1 of 1956) [replaced by The Companies Act, 2013 (No.18 of 2013)] and approved as such by Securities and Exchange Board of India (SEBI) under sub-regulation (2) of Regulation 21 to act as the Investment Manager to the schemes of UTI Mutual Fund.

  • Investment Adviser or "Adviser" means a party furnishing services to the Trust pursuant to any contract described in Article IV, Section 7(a) hereof;

  • Investment Advisers Act means the Investment Advisers Act of 1940, as amended.

  • Benefit Plan Investor means an “employee benefit plan” as defined in Section 3(3) of ERISA that is subject to Title I of ERISA, a “plan” as defined in and subject to Section 4975 of the Code or an entity whose underlying assets include plan assets of any of the foregoing.

  • Investment Advisor means any person or entity who is an Authorized Person to give Instructions with respect to the investment and reinvestment of the Fund's Investments.

  • Investment Company Act of 1940 means the Investment Company Act of 1940, as amended, and the rules and regulations thereunder.