Investment Management Services definition

Investment Management Services means any services which involve: (i) the management of an investment account or Fund (or portions thereof or a group of investment accounts or Funds); (ii) the giving of advice with respect to the investment and/or reinvestment of assets or funds (or any group of assets or funds); or (iii) otherwise acting as an “investment adviser” within the meaning of the Investment Advisers Act of 1940, as amended, including, without limitation, in each of the foregoing cases, performing activities related or incidental thereto.

AI-Powered Contracts

Draft, Review & Redline at the Speed of AI

Investment Management Services means investment management or advisory services, including sub-advisory services, administrative services, underwriting, distribution or marketing services or any other services related to the provision of investment management or investment advisory services, including any similar services deemed to be “investment advice” pursuant to the Advisers Act.

Investment Management Services means advising with respect to and/or supervising the purchase or sale of “securities” or other investments for a “client” by a “registered investment adviser” or “associated person” pursuant to an “investment management contract”.

Examples of Investment Management Services in a sentence

As to each Private Fund, there has been in full force and effect an Advisory Contract at all times that any Group Company was performing Investment Management Services for such Private Fund, and each such Advisory Contract pursuant to which such Group Company has received compensation respecting its activities in connection with any of the Private Funds was duly approved in accordance with all Laws.
The Company has not at any time since its inception been engaged in any business other than providing Investment Management Services.
Except as set forth on Schedule 4.08(c)(ii) of the Disclosure Schedules, no Person other than a full-time employee of the Company renders Investment Management Services to or on behalf of Clients or solicits any Persons with respect to the provision of Investment Management Services by the Company.
Other than the Private Funds listed in Company Schedule 3.35(b), no Group Company has established, managed, advised, or provided any other services (including but not limited to Investment Management Services) to any other fund.

More Definitions of Investment Management Services

Investment Management Services means providing a substantial quantity of any of the following services to a partnership, S corporation, or other entity as a partner thereto:

Investment Management Services means providing a substantial

Investment Management Services means any services which involve (a) the ------------------------------ management, for a fee or other remuneration, of an investment account or fund (or portions thereof or a group of investment accounts or funds), or (b) the giving of advice, for a fee or other remuneration, with respect to the investment of specific assets or funds (or any specific group of assets or funds). Notwithstanding the foregoing, it is intended that Investment Management Services shall not include the giving of general investment advice that is not related to an identifiable investment account or fund (or group of investment accounts or funds) for which the advisor receives no remuneration.

Investment Management Services means services which involve (i) the management of an investment account or fund (or portions thereof or a group of investment accounts or funds), (ii) the giving of advice with respect to the investment and/or reinvestment of assets or funds (or any group of assets or funds) or (iii) otherwise acting as an “investment adviser” within the meaning of the Investment Advisers Act, and performing activities related or incidental thereto.

Investment Management Services means investment research,

Investment Management Services means managing the collective assets of a collective investment fund by engaging, either directly or indirectly through such person's affiliated group, in all of the following activities: (i) Portfolio management; (ii) fund administration; (iii) fund distribution; and (iv) transfer agent services.

Investment Management Services has the meaning set forth in Section 5.1 hereof.