Investor Services definition
Investor Services. Group shall at all times act in good faith and agrees to use its best efforts within commercially reasonable limits to ensure the accuracy of all services performed under this Agreement, but assumes no responsibility for loss or damage to the Fund unless said errors are caused by Investor Services Group's own negligence, bad faith or willful misconduct or that of its employees.
Investor Services means record keeping and other administrative services provided by Product Distributor or a Selling Broker-Dealer, an Insurer, a third-party administrator for an Insurer, a retirement plan record keeper or administrator, transfer agent, or other financial intermediary; and (2) Personal Services provided by Product Distributor or a Selling Broker-Dealer to owners of Contracts or Policies indirectly invested in Shares who are its customers.
Investor Services. Group shall provide its services as Sub-Transfer Agent in accordance with the applicable provisions of Section 17A of the 1934 Act. Investor Services Group shall at all times act in good faith and agrees to use its best efforts within commercially reasonable limits to ensure the accuracy of all services performed under this Agreement, but assumes no responsibility for loss or damage to Transfer Agent or the Funds unless said errors are caused by Investor Services Group's own negligence, bad faith, willful misconduct or that of its employees or knowing violations of applicable law pertaining to the manner in which transfer agency services are to be performed by Investor Services Group.
Examples of Investor Services in a sentence
For the services to be rendered hereunder by Financial Adviser, Masterworks Investor Services, LLC (“Masterworks”) has agreed to compensate the Financial Adviser (the “Compensation”) with a variable sales commission and finder’s fee of up to 3% of the total dollar amount of equity capital raised pursuant to the Potential Transaction (the “Sales Commission”).
No such writing shall be effective as against Investor Services Group unless said writing is executed by a Senior Vice President, Executive Vice President, or President of Investor Services Group.
Where applicable, such records shall be maintained by Investor Services Group for the periods and in the places required by Rule 31a-2 under the 1940 Act.
If to TRUST: BT Insurance Funds Trust c/o First Data Investor Services Group, Inc.
Documents will be considered to have been delivered to the Escrow Agent on the next business day following the date of transmission, if delivered by fax, the date of delivery, if delivered by hand during normal business hours or by prepaid courier, or 5 business days after the date of mailing, if delivered by mail, to the following: Computershare Investor Services Inc.
More Definitions of Investor Services
Investor Services. Group shall not be responsible for and the Fund on behalf of each Portfolio shall indemnify and hold Investor Services Group harmless from and against any and all claims, costs, expenses (including reasonable attorneys' fees), losses, damages, charges, payments and liabilities of any sort or kind which may be asserted against Investor Services Group or for which Investor Services Group may be held to be liable (a "Claim") arising out of or attributable to any of the following:
(a) any actions of Investor Services Group required to be taken pursuant to this Agreement unless such Claim resulted from a negligent act or omission to act or bad faith by Investor Services Group in the performance of its duties hereunder;
(b) Investor Services Group's reasonable reliance on, or reasonable use of information, data, records and documents (including but not limited to magnetic tapes, computer printouts, hard copies and microfilm copies) received by Investor Services Group from the Fund, or any authorized third party acting on behalf of the Fund, including but not limited to the prior transfer agent for the Fund, in the performance of Investor Services Group's duties and obligations hereunder;
(c) the reliance on, or the implementation of, any Written or Oral Instructions or any other instructions or requests of the Fund on behalf of the applicable Portfolio;
(d) the offer or sales of shares in violation of any requirement under the securities laws or regulations of any state that such shares be registered in such state or in violation of any stop order or other determination or ruling by any state with respect to the offer or sale of such shares in such state; and
(e) the Fund's refusal or failure to comply with the terms of this Agreement, or any Claim which arises out of the Fund's negligence or misconduct or the breach of any representation or warranty of the Fund made herein.
Investor Services means record keeping, account maintenance and administrative services provided by GEID, another broker-dealer, a retirement plan record keeper or administrator, transfer agent, Insurance Company, or third-party administrator for an Insurance Company, but does not include personal services provided by GEID or a broker-dealer to its customers even if such personal services are not primarily intended to result in investment in a class of shares of a Fund by owners of Contracts or Policies.
Investor Services means: (1) record keeping and other administrative services provided by GEID, another broker-dealer, a retirement plan record keeper or administrator, transfer agent, Insurance Company, or third-party administrator for an Insurance Company; and (2) Personal Services provided by GEID or another a broker-dealer to owners of Contracts or Policies indirectly invested in Shares of a Fund who are its customers.
Investor Services means Franklin Templeton Investor Services LLC, the Master
Investor Services means record keeping, account maintenance and administrative services provided by GEID, another broker-dealer, a retirement plan record keeper or administrator, transfer agent, Insurance Company, or third-party administrator for an Insurance Company. “Investor Services” does not include Personal Services provided by a broker-dealer to owners or prospective owners of Contracts or Policies who are its customers even if such Personal Services are not primarily intended to result in investment in Class 2 Shares of a Fund by owners of Contracts or Policies.
Investor Services means Franklin Templeton Investor Services LLC, the Master Fund’s shareholder servicing and transfer agent;
Investor Services means record keeping and other administrative services provided by SSGM, an Insurance Company, a third-party administrator for an Insurance Company, a retirement plan record keeper or administrator, a transfer agent, or another similar service provider (“Investor Services Provider”) necessary to administer the Contracts and Policies that benefit the Company and Class 3 Shares of its Funds, and for which the Class 3 Shares would have to pay if not provided by the Provider.