Investor Status definition

Investor Status means compliance with the statutory requirement to collect and verify information on all users of the Platform in order to comply with legislation and regulations regarding AML, CTF, KYC plus ensure that only Sophisticated Investors are permitted to access and to trade on our Platform.
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Investor Status means the status of a Securities Holder, or prospective Securities Holder (if applicable), as reflected on ZBoS, which status shall reflect such person as a Qualified Investor or Unqualified Investor or shall reflect that the applicable Securities are held as a Mandated Investment, as the case may be;
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Investor Status. The Lender is an "accredited investor" as defined in Rule 501 of Regulation D promulgated by the U.S. Securities and Exchange Commission (the "SEC").
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Examples of Investor Status in a sentence

  • The information provided by the Purchaser to the Company in the Certificate of Accredited Investor Status is true and correct.

  • The Purchaser acknowledges that the Purchaser has received the disclosures provided by the Broker immediately following the Investor Qualification and Attestation and Certificate of Accredited Investor Status attached thereto.

  • The Purchaser is an “accredited investor” within the meaning of SEC Rule 501 of Regulation D, as presently in effect and Purchaser has executed the Certificate of Accredited Investor Status, attached hereto as Exhibit D.

  • All information which the Purchaser has provided to the Company concerning the Purchaser, his financial position and his knowledge of financial and business matters, and any information found in the Certificate of Accredited Investor Status, is truthful, accurate, correct, and complete as of the date set forth herein or therein.

  • The Investor further confirms that he has carefully read and completed the Investor Undertakings at Exhibit A hereto and the Investor Status confirmation at Exhibit B hereto, each of which comprise part of these Subscription Materials, and hereby expressly makes each representation, warranty, covenant and other undertaking set forth therein.

  • None of the Investors shall, solely by reason of its ownership or operation of the Project, be subject to regulation as a PUHCA Holding Company that is not entitled to the exemptions and waivers set forth in 18 C.F.R.§366.3, and other than as a result of the Non-Sponsor Investor Status.

  • Sophisticated Investor Status means PrimaryMarkets identity checks on you to ensure compliance with: i.

  • Significant savings already have been achieved through the statewide court closures, and although less than initially estimated, greater cost reductions are projected through the rest of the fiscal year.

  • Without limitation to the provisions of paragraph (b) Immediately above, the Member will provide to PrimaryMarkets the duly completed Investor Status and all other documentation and evidence requested by PrimaryMarkets to satisfy any obligation of PrimaryMarkets in any manner, in relation to any of the KYC, AML, CTF law, regulations and legislative regimes.

  • The Subscriber hereby authorizes the Manager to correct any minor errors in, or complete any minor information missing from, the Form 45-106F4 (Appendix I) and Schedules 1 and 2 to Appendix I, the Eligible Investor Questionnaire (Appendix II) or the Accredited Investor Status Certificate (Appendix III) and Schedule A to the Accredited Investor Status Certificate, if applicable, which has been executed by the Subscriber and delivered to the Manager.


More Definitions of Investor Status

Investor Status. The Investor is an "accredited investor" as that term is defined in Rule 501 of Regulation D of the United States Securities Act of 1933, as amended (the "U.S. Securities Act") as a result of satisfying the requirements of the paragraphs below to which the undersigned has affixed their initials. All references to dollar amounts below are to the lawful currency of the United States. (Must initial at least one of the categories set forth below) Initial where appropriate Category Description
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Investor Status. DESCRIBES THE STATUS OF A PERSON WHO HAS PURCHASED OR ACQUIRED SECURITIES OF THE COMPANY.
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Related to Investor Status

  • Investor is defined in the preamble to this Agreement.

  • Qualified Institutional Investor (tekikaku kikan xxxxxxx) has the meaning assigned thereto in Article 2, Paragraph 3, item 1 of the Financial Instruments and Exchange Law (kinyu shohin torihiki ho) of Japan (Law No. 25 of 1948), Article 10, Paragraph 1 of the regulations relating to the definitions contained in such Article 2.

  • Anchor Investor means a Qualified Institutional Buyer, applying under the Anchor Investor Portion in accordance with the requirements specified in the SEBI ICDR Regulations and the Red Xxxxxxx Prospectus and who has Bid for an amount of at least ₹100 million.

  • Institutional Accredited Investors Institutions that are “accredited investors” within the meaning of Rule 501(a) (1), (2), (3) or (7) of Regulation D under the Act or any entity all of the equity owners of which are such institutions.

  • Institutional Accredited Investor means an institution that is an "accredited investor" as defined in Rule 501(a)(1), (2), (3) or (7) under the Securities Act.

  • Exempt Investor means any of the following Irish Residents: (i) the Administrator, for so

  • Accredited Investor Questionnaire means the Accredited Investor Questionnaire set forth as Exhibit C-1 hereto.

  • Eligible organization means a veterans, charitable, educational, religious, fraternal,

  • Institutional Accredited Investor Certificate means a certificate substantially in the form of Exhibit G hereto.

  • B-BBEE status level of contributor” means the B-BBEE status of an entity in terms of a code of good practice on black economic empowerment, issued in terms of section 9(1) of the Broad- Based Black Economic Empowerment Act;

  • Regulation S Investor With respect to a transferee of a Regulation S Global Certificate, a transferee that acquires such Certificate pursuant to Regulation S.

  • Investor Director means a member of the Board who was elected to the Board as an Investor Director Designee.

  • Investor Affiliate means (i) the Investor or any of his immediate family members, and any such persons’ respective Affiliates and direct and indirect Subsidiaries, (ii) any sponsor, limited partnerships or entities managed or controlled by the Investor or any of his immediate family, or any of such persons’ respective Affiliates and direct or indirect Subsidiaries, (iii) any trust of the Investor or any of his immediate family, or any of such persons’ respective Affiliates and direct or indirect Subsidiaries or any trust in respect of which any such persons is a trustee, (iv) any partnership of which the Investor or any of his immediate family, or any of such persons’ respective Affiliates or direct or indirect Subsidiaries is a partner that is managed or controlled by the Investor, any of his immediate family or any of such persons’ respective Affiliates or direct or indirect Subsidiaries, and (v) any trust, fund or other entity which is managed by, or is under the control of, the Investor or any of his immediate family, or any of such persons’ respective Affiliates or direct or indirect Subsidiaries, but excluding the Issuer or any of its Subsidiaries.

  • Designated Investor means an Investor (a) that has been approved in writing as a Designated Investor by Administrative Agent and the Required Lenders, in their sole discretion, and (b) in respect of which there has been delivered to Administrative Agent:

  • Domain Status clientDeleteProhibited Domain Status: clientRenewProhibited Domain Status: clientTransferProhibited Domain Status: serverUpdateProhibited Registrant ID: 5372808-ERL Registrant Name: EXAMPLE REGISTRANT Registrant Organization: EXAMPLE ORGANIZATION Registrant Street: 000 XXXXXXX XXXXXX Xxxxxxxxxx Xxxx: ANYTOWN Registrant State/Province: AP Registrant Postal Code: A1A1A1 Registrant Country: EX

  • Investor Questionnaire has the meaning set forth in Section 5.8.

  • Institutional Investor means (a) any Purchaser of a Note, (b) any holder of a Note holding (together with one or more of its affiliates) more than 5% of the aggregate principal amount of the Notes then outstanding, (c) any bank, trust company, savings and loan association or other financial institution, any pension plan, any investment company, any insurance company, any broker or dealer, or any other similar financial institution or entity, regardless of legal form, and (d) any Related Fund of any holder of any Note.

  • Investor Agreement means that certain Investor Agreement between the Investor and the Company, to be dated as of the Closing Date, in the form of Exhibit B attached hereto, as the same may be amended from time to time.

  • Qualified Investor means an investor who has been certified by the commissioner under subdivision 3.

  • Interested Director means a director or trustee of an investment company who is an interested person within the meaning of Section 2(a)(19) of the Act. A “Disinterested Director” is a director who is not an interested person under Section 2(a)(19) of the Act.

  • Non-interested director means a director who is not an “interested director” of a fund and who is not employed by, or has a material business or professional relationship with, the fund or the fund’s investment adviser or underwriter. See Section 2(a)(19) of the Investment Company Act of 1940 for more information.

  • Level VI Status exists at any date if, on such date, the Borrower has not qualified for Level I Status, Level II Status, Level III Status, Level IV Status or Level V Status.

  • Investor Letter means that certain Investor Letter, substantially in the form attached hereto as Exhibit B.

  • Accredited means approved by the:

  • ERISA Investor means an Investor that is: (a) an “employee benefit plan” (as such term is defined in Section 3(3) of ERISA) subject to Title I of ERISA, (b) any “plan” defined in and subject to Section 4975 of the Code, or (c) a partnership or commingled account of a fund, or any other entity, whose assets include or are deemed to include the assets of one or more such employee benefit plans or plans in accordance with the Plan Assets Regulations or otherwise.

  • Adult family home means a home licensed under chapter 70.128