matched principal trading definition
matched principal trading means a transaction where the facilitator interposes itself between the buyer and the seller to the transaction in such a way that it is never exposed to market risk throughout the execution of the transaction, with both sides executed simultaneously, and where the transaction is concluded at a price where the facilitator makes no profit or loss, other than a previously disclosed commission, fee or charge for the transaction;
matched principal trading means dealing on own account where an investment firm interposes between two or more client orders simultaneously resulting in two or more matched transactions, entered into for the purpose of facilitating the execution of one or more client orders;
matched principal trading means matched principal trading as defined in
More Definitions of matched principal trading
matched principal trading means matched principal trading as defined in Article 4(1), point (38), of Directive 2014/65/EU;
matched principal trading. A transaction where the facilitator interposes itself between the buyer and the seller to the transaction in such a way that it is never exposed to market risk throughout the execution of the transaction, with both sides executed simultaneously and where the transaction is concluded at a price where the facilitator makes no profit or loss, other than a previously disclosed commission, fee or charge for the transaction. NDFs: Non-Deliverable Forwards and has the same meaning as CFDs. Nominee: Any company that we may appoint as a member of our group whose principal function is to hold funds acquired by the Clients.
matched principal trading means a transaction where we interpose ourselves between the buyer and the seller to the transaction in such a way that we are never exposed to market risk throughout the execution of the transaction, with both sides executed simultaneously, and where the transaction is concluded at a price where we make no profit or loss, other than a previously disclosed commission, fee or charge for the transaction.
matched principal trading means a transaction where three elements are simultaneously fulfilled:
matched principal trading means trading on its own account in such a way that an additional person (facilitator) is incorporated between the seller and the buyer in the trade in such a way that
matched principal trading means a transaction where the facilitator interposes itself between the buyer and the seller to the transaction in such a way that it is never exposed to market risk throughout the execution of the transaction, with both sides executed simultaneously, and where the transaction is concluded at a price where the facilitator
matched principal trading means a transaction composed of two or more legs, where an investment firm or market operator is interposed as a party to each leg, entered into for the purpose of facilitating one or more client orders and which does not result in the investment firm accepting market risk;