MiFID Regulations definition

MiFID Regulations means S.I. No. 375 of 2017 European Union (Markets

AI-Powered Contracts

Draft, Review & Redline at the Speed of AI

MiFID Regulations means the European Communities (Markets in Financial Instruments)

MiFID Regulations means the European Union (Markets in Financial Instruments) Regulations 2017 (S.I. No. 375 of 2017);

Examples of MiFID Regulations in a sentence

Where we provide our services in relation to complex financial instruments, as defined under the MiFID Regulations, we are obliged to assess the appropriateness of the Transaction for you by reference to your knowledge and experience and understanding of the risks involved.
You expressly consent and agree to IBIE engaging in matched principal trading, in accordance with the restrictions set out in Regulation 27(2) of the MiFID Regulations.
In relation to our services carried out at your initiative which involve non-complex financial instruments, as defined under the MiFID Regulations, we are not required to assess the suitability or appropriateness of the relevant service or product.
The Client will therefore benefit from all relevant regulatory protections afforded by the MiFID Regulations applicable to this category of client.
The CUSTOMER recognises that prior to or at the moment that this Contract is entered into, it has been classified by CAIXABANK in accordance with the provisions laid out in the MiFID regulations (Securities Market Act and Royal Decree 217/2008 of 15 February on the legal regime of investment services companies, hereinafter jointly and together with any other implementing regulation, ("MiFID Regulations").

More Definitions of MiFID Regulations

MiFID Regulations means the European Union (Markets in Financial Instruments) Regulations 2017, which transposed Directive 2014/65/EU (MiFID II), and reference to the MiFID Regulations herein includes Regulation (EU) No 600/2014 (MiFIR) and MiFID II and any Rules made thereunder;

MiFID Regulations means the UK Financial Services and Markets Act 2000 (Markets in Financial Instruments) Regulations 2017 (SI 2017/701).

MiFID Regulations means S.I. 375 2017 effective 3 January 2018 applies to NRFM where both a regulated service – defined as an “Investment Service” and this service must be provided in respect of a regulated “Financial Instrument” is offered by us. Similarly under the Investment Intermediaries Act 1995 (as amended) (“IIA”) NRFM must provide one or more “Investment Business Services” in respect of one or more “Investment Instruments”;

MiFID Regulations means the European Union (Markets in Financial Instruments) Regulations 2017 as may be amended from time to time;

MiFID Regulations means the European Union (Markets in Financial Instruments) Regulations 2017 (S.I. 375 of 2017) of Ireland, as amended from time to time;

MiFID Regulations means European Union (Markets in Financial Instruments) Regulations 2017 (S.I. No.375 of 2017) transposing Directive 2014/65/EU into Irish law as amended or replaced from time to time.

MiFID Regulations means the Markets in Financial Instruments Directive 2004/39/EC and Markets in Financial Instruments (MiFID II) Directive 2014/65/EU (including, any amendments, modiﬁcation, consolidation, re-enactment or replacement thereof made from time to time);