Examples of MiFID Regulations in a sentence
Where we provide our services in relation to complex financial instruments, as defined under the MiFID Regulations, we are obliged to assess the appropriateness of the Transaction for you by reference to your knowledge and experience and understanding of the risks involved.
In relation to our services carried out at your initiative which involve non-complex financial instruments, as defined under the MiFID Regulations, we are not required to assess the suitability or appropriateness of the relevant service or product.
You expressly consent and agree to IBIE engaging in matched principal trading, in accordance with the restrictions set out in Regulation 27(2) of the MiFID Regulations.
The Order Execution Policy may be provided to the Client via a website and the Client expressly consents to the provision of information in this way under the conditions set out in clause 11.10.3. Nevertheless, in accordance with Regulation 35(1)(b) of the MiFID Regulations, whenever the Client gives a specific instruction concerning the Order or any aspect of the Order, the Bank shall execute the Order following this instruction.
Financial Instruments Financial Instruments referred to in Part 1 of Schedule 1 of the MiFID Regulations.