MiFID Regulations definition

MiFID Regulations means S.I. No. 375 of 2017 European Union (Markets
Sample 1Sample 2Sample 3
MiFID Regulations means the European Communities (Markets in Financial Instruments)
Sample 1Sample 2Sample 3
MiFID Regulations means the European Union (Markets in Financial Instruments) Regulations 2017 (S.I. No. 375 of 2017);
Sample 1Sample 2Sample 3

Examples of MiFID Regulations in a sentence

  • Such information is not ‘investment research’ and is classified as a ‘marketing communication’ in accordance with the MiFID Regulations.

  • This means that (a) it has not been prepared in accordance with the legal requirements designed to promote the independence of investment research (b) it is not subject to the restrictions on the receipt and payment of investment research under the MiFID Regulations and (c) it is not subject to any prohibition on dealing ahead of the dissemination of investment research.

  • The price someone pays for a product includes recovery and disposal.

  • In relation to our services carried out at your initiative which involve non-complex financial instruments, as defined under the MiFID Regulations, we are not required to assess the suitability or appropriateness of the relevant service or product.

  • Where we provide our services in relation to complex financial instruments, as defined under the MiFID Regulations, we are obliged to assess the appropriateness of the Transaction for you by reference to your knowledge and experience and understanding of the risks involved.


More Definitions of MiFID Regulations

MiFID Regulations means the European Union (Markets in Financial Instruments) Regulations 2017, which transposed Directive 2014/65/EU (MiFID II), and reference to the MiFID Regulations herein includes Regulation (EU) No 600/2014 (MiFIR) and MiFID II and any Rules made thereunder;
Sample 1Sample 2Sample 3
MiFID Regulations means S.I. 375 2017 effective 3 January 2018 applies to NRFM where both a regulated service – defined as an “Investment Service” and this service must be provided in respect of a regulated “Financial Instrument” is offered by us. Similarly under the Investment Intermediaries Act 1995 (as amended) (“IIA”) NRFM must provide one or more “Investment Business Services” in respect of one or more “Investment Instruments”;
Sample 1Sample 2
MiFID Regulations means the European Union (Markets in Financial Instruments) Regulations, 2017 as may be amended or replaced from time to time;
Sample 1Sample 2
MiFID Regulations means European Union (Markets in Financial Instruments) Regulations 2017 (S.I. No.375 of 2017) transposing Directive 2014/65/EU into Irish law as amended or replaced from time to time.
Sample 1Sample 2Sample 3
MiFID Regulations means the European Union (Markets in Financial Instruments) Regulations 2017 (S.I. 375 of 2017) of Ireland, as amended from time to time;
Sample 1Sample 2Sample 3
MiFID Regulations means the UK Financial Services and Markets Act 2000 (Markets in Financial Instruments) Regulations 2017 (SI 2017/701).
Sample 1Sample 2Sample 3
MiFID Regulations means S.I. No. 375 of 2017 European Union (Markets in FinancialInstruments) Regulations 2017, as amended from time to time and any regulations or conditions made thereunder by the Central Bank
Sample 1