Examples of New Accounts in a sentence
New Accounts Monitored Employees are responsible for adding to the PTA as soon as possible any new brokerage accounts that are opened after the Initial Broker Accounts Report has been I-A-045: Personal Securities Trading Policysubmitted.
Employees are subject to several reporting requirements including an Initial Listing of Securities Holdings and Accounts when an Employee commences employment with Investment Management, Quarterly Securities Transactions and New Accounts Reports and an Annual Listing of Securities Holdings Report and Certification of Compliance.
If the accounts are not identical, please contact Siebert New Accounts Dept.
Special Rules for New Accounts If you are a new customer, the following special rules will apply during the first thirty (30) days your account is open: • Funds from electronic direct deposits to your account will be available on the day we receive the deposit.
Upon such designation, such New Accounts shall be deemed to be Accounts hereunder.