NI 31-103 means National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations;
NI 31-103 means National Instrument 31-103 Registration Requirements and Exemptions;
NI 31-103 means National Instrument 31-103 Registration Requirements and Exemptions; “NI 33-109” means National Instrument 33-109 Registration Information;
Examples of NI 31-103 in a sentence
Any specific guidance on sections in NI 31-103 follows any general guidance.
All references in this Companion Policy to sections, Parts and Divisions are to NI 31-103, unless otherwise noted.
These firms cannot rely on the exemptions in Part 9 unless they are complying with the corresponding SRO provisions specified in NI 31-103.
The guidance for Part 6 relates to requirements under both securities legislation and NI 31-103.
Unless defined in NI 31-103, terms used in NI 31-103 and in this Companion Policy have the meaning given to them in the securities legislation of each jurisdiction or in National Instrument 14-101 Definitions.
More Definitions of NI 31-103
NI 31-103 means National Instrument 31-103 Registration Requirements. (NC 31-103)
NI 31-103 means National Instrument 31-103 - Registration Requirements, Exemptions and Ongoing Registration Requirements.
NI 31-103 means National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations of the Canadian Securities Administrators;
NI 31-103 means National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations under the Securities Act;
NI 31-103 means National Instrument 31‐103 Registration Requirements, Exemptions and Ongoing Registrant Obligations;
NI 31-103 means National Instrument 31-103 Registration Requirements and Exemptions of the Canadian Securities Administrators;
NI 31-103 means National Instrument 31-103 Registration Requirements and Exemptions; “participant dealer” means a marketplace participant that is an investment dealer.