Norwegian Securities Trading Act definition

Norwegian Securities Trading Act means the Norwegian Act relating to trading of financial instruments of 29 June 2007 No. 75.
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Norwegian Securities Trading Act means the Norwegian Securities Trading Act of 2007 no.75 (Nw. verdipapirhandelloven).
Sample 1Sample 2Sample 3
Norwegian Securities Trading Act means the Norwegian Securities Trading Act of 29 June 2007 no 75.
Sample 1Sample 2Sample 3

Examples of Norwegian Securities Trading Act in a sentence

  • Such information will be published as a supplement to the Securities Note pursuant to Section 7-15 of the Norwegian Securities Trading Act.

  • All public requirements have been fulfilled (i.e. pursuant to chapter 7 of the Norwegian Securities Trading Act), and any required public authorisation has been obtained.

  • Disclosure regulationThis information is subject to the disclosure requirements pursuant to section 5-12 of the Norwegian Securities Trading Act.

  • The Head Coach will provide to the Management Committee in April of each year a list of the Coaches who will provide coaching services to the Club for the forthcoming 12 months.

  • It is possible for investment firms to undertake market-making activities in shares listed in Norway if they have a license to this effect under the Norwegian Securities Trading Act, or in the case of investment firms in an EEA member state, a license to carry out market-making activities in their home jurisdiction.

  • The FSA accepted that the breach by Mr Thiam (and Prudential) was neither reckless nor intentional A Group holding by MAGIM in Storebrand ASA was not reported by the Disclosures team before the deadline as required under the Norwegian Securities Trading Act Rules.

  • The employee may be required to serve the remainder of any outstanding probation period.

  • In particular, the Norwegian Securities Trading Act and the Norwegian Stock Exchange Regulations will apply.

  • Credit Suisse Credit Suisse First Boston Credit Suisse Securities (USA) LLC Deutsche Bank AG New York Branch X Deutsche Bank AG, Cayman Islands Deutsche Bank Securities Inc.

  • Investment services in Norway may only be provided by Norwegian investment firms holding a license under the Norwegian Securities Trading Act, branches of investment firms from an EEA member state or investment firms from outside the EEA that have been licensed to operate in Norway.


More Definitions of Norwegian Securities Trading Act

Norwegian Securities Trading Act means the Norwegian Securities Trading Act of 2007 no. 75.
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Norwegian Securities Trading Act means the Norwegian Securities Trading Act of 2007, as amended, and the rules and regulations promulgated thereunder.
Sample 1

Related to Norwegian Securities Trading Act

  • Securities Trading Act means the Securities Trading Act of 2007 no.75 of the Relevant Jurisdiction.

  • Canadian Securities Commissions means the securities regulatory authorities in each of the Qualifying Jurisdictions;

  • Securities Transaction means a purchase of or sale of Securities.

  • Canadian securities legislation means the applicable securities legislation in force in each province and territory of Canada, all regulations, rules, orders and policies made thereunder and all multilateral and national instruments adopted by the securities regulatory authorities.

  • Private Securities Transaction means any securities transaction relating to new offerings of securities which are not registered with the Securities and Exchange Commission, provided however that transactions subject to the notification requirements of Rule 3050 of the Financial Industry Regulatory Authority’s (FINRA) Conduct Rules, transactions among immediate family members (as defined in the interpretation of the FINRA Board of Governors on free-riding and withholding) for which no associated person receives any selling compensation, and personal securities transactions in investment company and variable annuity securities shall be excluded.

  • Securities Transfer Act means the Securities Transfer Act (British Columbia) from time to time in force and all amendments thereto and includes all regulations and amendments thereto made pursuant to that Act.

  • Canadian Securities Laws means all applicable securities laws in each of the provinces and territories of Canada and the respective regulations made thereunder, together with applicable published fee schedules, prescribed forms, rules, multilateral or national instruments, orders, rulings and other regulatory instruments issued or adopted by the Securities Commissions.

  • U.S. Securities Act means the United States Securities Act of 1933, as amended;

  • Securities and Futures Ordinance means the Securities and Futures Ordinance (Cap. 571 of the Laws of Hong Kong);

  • Capital Instruments Regulations means the Delegated Regulation and any other rules or regulations of the Relevant Authority or which are otherwise applicable to the Issuer or the Group (as the case may be and, where applicable), whether introduced before or after the Issue Date of the relevant Series of Notes, which prescribe (alone or in conjunction with any other rules or regulations) the requirements to be fulfilled by financial instruments for their inclusion in the Own Funds to the extent required under the CRD IV Package;

  • U.S. Securities System means a securities depository or book-entry system authorized by the U.S. Department of the Treasury or a “clearing corporation” as defined in Section 8-102 of the UCC.

  • National Housing Act means the National Housing Act (Canada), a federal law that promotes the construction of new houses and the repair and modernization of existing houses. CMHC provides mortgage default insurance under this law.

  • Commodity Futures Trading Commission means the independent regulatory agency established by congress to administer the Commodity Exchange Act.

  • EU Securitization Regulation means Regulation (EU) 2017/2402 of the European Parliament and of the Council of December 12, 2017.