Pooled investment vehicle means a trading vehicle organized and operated as a commodity pool within the mean- ing of § 4.10(d) of this chapter, and whose units of participation have been registered under the Securities Act of 1933, or a trading vehicle for which § 4.5 of this chapter makes available relief from regulation as a commodity pool operator, i.e., registered investment companies, insurance company sepa- rate accounts, bank trust funds, and certain pension plans.(b) Employees of self-regulatory organi- zations; Self-regulatory organization rules. (1) Each self-regulatory organiza- tion must maintain in effect rules which have been submitted to the Com- mission pursuant to section 5c(c) of the Act and part 40 of this chapter (or, pur- suant to section 17(j) of the Act in the case of a registered futures association) that, at a minimum, prohibit:
Pooled investment vehicle means a trading vehicle organized and operated as a commodity pool within regulation 4.10(d), and whose units of participa- tion have been registered under the Se- curities Act of 1933, or a trading vehi- cle for which regulation 4.5 makes available relief from regulation as a commodity pool operator, i.e., reg- istered investment companies, insur- ance company separate accounts, bank trust funds, and certain pension plans.(b) Employees of self-regulatory organi-zations; Self-regulatory organization rules. (1) Each self-regulatory organiza- tion must maintain in effect rules which have been submitted to the Com- mission pursuant to Section 5a(a)(12)(A) of the Act and § 1.41 (or, pursuant to section 17(j) of the Act in the case of a registered futures associa- tion) that, at a minimum, prohibit:
Pooled investment vehicle means a person:
Examples of Pooled investment vehicle in a sentence
Pooled investment vehicle means a trading vehicle organized and operated as a commodity pool within Commission Regulation 4.10(d), and whose units of participation have been registered under the Securities Act of 1933, or a trading vehicle for which Commission Regulation 4.5 makes available relief from regulation as a commodity pool operator, i.e., registered investment companies, insurance company separate accounts, bank trust funds, and certain pension plans.
Pooled investment vehicle is subject to audit by an independent public accountant registered with the Public Company Accounting Oversight Board at least annually and distributes audited financial statements prepared in accordance with GAAP to all beneficial owners within 120 days of the end of its fiscal year or, in the case of a Fund of Funds, within 180 days of the end of its fiscal year.
From: Mark FinkSubject: NLS Standing Committees and Chair Rotation Date: July 28, 2021 Background The NLS Bylaws (June 2018), Section 5.
In such instances, soil water is assumed to be lost through evapotranspiration, deep percolation beneath roots and surface run-off to adjust soil water content to FC (Allen et al., 1998).
Pooled investment vehicle listed in the Investment Fund Schedule Endorsement, if such endorsement is attached to and made a part of this Policy.
More Definitions of Pooled investment vehicle
Pooled investment vehicle means a fund established in India in the form of a trust or otherwise, such as mutual fund, alternativeinvestment fund, collective investment scheme or a business trust as defined in sub- section (13A) of section 2 of the Income tax Act, 1961 and registered with the Securities and Exchange Board of India, or such other fund, which raises or collects monies from investors and invests such funds inaccordance with such regulations as may be made by the Securities and Exchange Boardof India in this behalf.
Pooled investment vehicle. Any investment vehicle formed for the purpose of investing capital contributed by multiple investors in multiple investments.
Pooled investment vehicle means a trading vehicle organized and operated as a commodity pool within the meaning of regulation §4.10(d), and whose units of participation have been registered under the Securities Act of 1933, or a trading vehicle for which regulation §4.5 makes available relief from regulation as a commodity pool operator, i.e., registered investment companies, insurance company separate accounts, bank trust funds, and certain pension plans.
Pooled investment vehicle means a trading vehicle organized and operated as a commodity pool within the meaning of regulation § 4.10(d) of this chapter, and whose units of participation have been registered under the Securities Act of 1933, or a trading vehicle for which regulation §4.5 of this chapter makes available relief from regulation as a commodity pool operator, i.e., registered investment companies, insurance company separate accounts, bank trust funds, and certain pension plans.
Pooled investment vehicle has the meaning ascribed to it in Rule 206(4)-8 under the Investment Advisers Act of 1940, as amended.
Pooled investment vehicle means- As per clause (da) of section 2 of the Securities Contracts (Regulation) Act, 1956 “pooled investment vehicle” means a fund established in India in the form of a trust or otherwise, such as mutual fund, alternative investment fund, collective investment scheme or a business trust as defined in sub-section (13A) of section 2 of the Income tax Act, 1961 and registered with the Securities and Exchange Board of India, or such other fund, which raises or collects recoverable on, the date of the application;] monies from investors and invests such funds in accordance with such regulations as may be made by the Securities and Exchange Board of India in this behalf. PART XAMENDMENT TO THE SECURITISATION AND RECONSTRUCTION OF FINANCIAL ASSETS AND ENFORCEMENT OF SECURITY INTEREST ACT, 2002 AMENDMENT TO THE SECURITISATION AND RECONSTRUCTION OF FINANCIAL ASSETS AND ENFORCEMENT OF SECURITY INTEREST ACT, 2002 Finance Bill Clause Section Existing Amendment Bizsol Analysis 1512(1)(f)2 (1) (f) “borrower” means any person who has been granted financial assistance by any bank or financial institution or who has given any guarantee or created any mortgage or pledge as security for the financial assistance granted by any bank or financial institution and includes a person who becomes borrower of a 1[asset reconstruction company] consequent upon acquisition by it of any rights or interest of any bank or financial institution in relation to such financial assistance2[or who has raised funds through issue of debt securities]; 2 (1) (f) “borrower” means any person who any person who, or a pooled investment vehicle as defined in clause (da) of section 2 of the Securities Contracts (Regulation) Act, 1956 has been granted financial assistance by any bank or financial institution or who has given any guarantee or created any mortgage or pledge as security for the financial assistance granted by any bank or financial institution and includes a person who, or a pooled investment vehicle becomes borrower of a 1[asset reconstruction company] consequent upon acquisition by it of any rights or interest of any bank or financial institution in relation to such financial assistance2[or who hasThe definition of borrower has been modified and the scope of “anyperson” has broadened to the extent of pooled investment vehicle as defined under Securities Contracts (Regulation) Act, 1956. CUSTOMS TRAIFF ACT CUSTOMS TARIFF ACT said to have taken place: (a) if there is a decrease in the export p...
Pooled investment vehicle means a fund established in India in the form of a trust or otherwise, such as mutual fund, alternative investment fund, collective investment scheme or a business trust as defined in Section 2(13A) of the Act and registered with SEBI, or such other fund, which raises or collects monies from investors and invests such funds in accordance with such regulations as may be made by SEBI in this behalf.