{"component": "definition", "props": {"groups": [{"snippet": "means a person who, directly or indirectly, beneficially owns or controls 10% or more of any class of voting securities of the Corporation.", "samples": [{"hash": "8hQfdmC16lY", "uri": "https://liahonamic.ca/wp-content/uploads/2023/06/LMIC-OM-FINAL-May-15-2023-without-financial-statements.pdf", "label": "Mortgage", "score": 13.7405881882, "published": false}, {"hash": "8lMwy9m1iZH", "uri": "https://abbey-ridge.nyc3.cdn.digitaloceanspaces.com/uploads/2023/05/Abbey-Ridge-MIC-OM-May-8-2023.pdf", "label": "Mortgage", "score": 13.6735115051, "published": false}, {"hash": "liz3ZJJZokX", "uri": "https://liahonamic.ca/wp-content/uploads/2022/04/Liahona-Mortgage-Investment-Corp-OM-FINAL-Apr-13-2022-without-fs.pdf", "label": "Mortgage", "score": 13.1396303177, "published": false}], "snippet_links": [{"key": "a-person", "type": "definition", "offset": [6, 14]}, {"key": "directly-or-indirectly", "type": "clause", "offset": [20, 42]}, {"key": "beneficially-owns", "type": "definition", "offset": [44, 61]}, {"key": "class-of-voting-securities", "type": "definition", "offset": [93, 119]}, {"key": "of-the-corporation", "type": "clause", "offset": [120, 138]}], "size": 17, "hash": "3ffb630a250d575b9147791c69f87a33", "id": 1}, {"snippet": "means the original Holder of this Warrant on the date of issue, or if such original Holder so elects, any permitted assignee or transferee of all or any portion of this Warrant whom such original Holder shall have designated by written notice to the Company as the successor Principal Holder. Any successor Principal Holder designated pursuant to the immediately preceding sentence shall also have the right upon any subsequent permitted transfer to designate a successor Principal Holder in the manner and circumstances described in the preceding sentence.", "samples": [{"hash": "fqRSAoSoSnV", "uri": "/contracts/fqRSAoSoSnV#principal-holder", "label": "Securities Purchase Agreement (China Finance Online Co. LTD)", "score": 33.0054740906, "published": true}, {"hash": "5nPmovxUPbF", "uri": "https://www.sec.gov/Archives/edgar/data/1297830/000156459022000354/jrjc-ex991_6.htm", "label": "Notice (China Finance Online Co. LTD)", "score": 21.0109519958, "published": false}, {"hash": "jaw6hk3G0lR", "uri": "http://pdf.secdatabase.com/2486/0001564590-22-000021.pdf", "label": "pdf.secdatabase.com", "score": 17.1048870087, "published": false}], "snippet_links": [{"key": "original-holder", "type": "definition", "offset": [10, 25]}, {"key": "this-warrant", "type": "clause", "offset": [29, 41]}, {"key": "date-of-issue", "type": "clause", "offset": [49, 62]}, {"key": "permitted-assignee", "type": "definition", "offset": [106, 124]}, {"key": "notice-to-the-company", "type": "clause", "offset": [236, 257]}, {"key": "pursuant-to-the", "type": "definition", "offset": [335, 350]}, {"key": "the-right", "type": "clause", "offset": [398, 407]}, {"key": "transfer-to", "type": "definition", "offset": [438, 449]}], "size": 14, "hash": "8feba13e75d0396fbdf6c47c94504f59", "id": 2}, {"snippet": "means any Person or group (within the meaning of Rule 13d-5 under the Securities Exchange Act of 1934, as amended (the \"1934 Act\")), that is the beneficial owner, directly or indirectly, of more than ten percent (10%) of the Shares of the Trust and shall include any affiliate or associate, as such terms are defined in clause (2) below, of a Principal Holder, but shall not include FRI or any affiliated person of FRI. For the purposes of this Section 5, in addition to the Shares which a Principal Holder beneficially owns directly, a Principal Holder shall be deemed to be the beneficial owner of any Shares (1) which the Principal Holder has the right to acquire pursuant to any agreement or upon exercise of conversion rights or warrants, or otherwise or (2) which are beneficially owned, directly or indirectly (including Shares deemed owned through application of clause (1) above), by any other Person or group with which the Principal Holder or its \"affiliate\" or \"associate,\" as those terms are defined in Rule 12b-2 under the 1934 Act, has any agreement, arrangement, or understanding for the purpose of acquiring, holding, voting, or disposing of Shares, or which is its \"affiliate\" or \"associate\" as so defined. For purposes of this Section 5, calculation of the total Shares of the Trust shall not include Shares deemed owned through application of clause (1) above.", "samples": [{"hash": "t3fD3dAjOY", "uri": "/contracts/t3fD3dAjOY#principal-holder", "label": "Trust Agreement (Franklin Mutual Recovery Fund)", "score": 18.0, "published": true}, {"hash": "leRC7HjCeaJ", "uri": "/contracts/leRC7HjCeaJ#principal-holder", "label": "Trust Agreement (Franklin Templeton Strategic Income Trust)", "score": 18.0, "published": true}, {"hash": "lMLorTInbCJ", "uri": "/contracts/lMLorTInbCJ#principal-holder", "label": "Agreement and Declaration of Trust (Franklin Templeton Limited Duration Income Trust)", "score": 18.0, "published": true}], "snippet_links": [{"key": "person-or-group", "type": "definition", "offset": [10, 25]}, {"key": "meaning-of", "type": "clause", "offset": [38, 48]}, {"key": "securities-exchange-act-of-1934", "type": "definition", "offset": [70, 101]}, {"key": "as-amended", "type": "definition", "offset": [103, 113]}, {"key": "beneficial-owner", "type": "clause", "offset": [145, 161]}, {"key": "directly-or-indirectly", "type": "clause", "offset": [163, 185]}, {"key": "of-the-trust", "type": "clause", "offset": [232, 244]}, {"key": "in-clause", "type": "clause", "offset": [317, 326]}, {"key": "affiliated-person", "type": "clause", "offset": [394, 411]}, {"key": "for-the-purposes-of", "type": "clause", "offset": [420, 439]}, {"key": "section-5", "type": "definition", "offset": [445, 454]}, {"key": "in-addition-to-the", "type": "clause", "offset": [456, 474]}, {"key": "beneficially-owns", "type": "definition", "offset": [507, 524]}, {"key": "the-principal", "type": "definition", "offset": [621, 634]}, {"key": "right-to-acquire", "type": "clause", "offset": [650, 666]}, {"key": "pursuant-to", "type": "definition", "offset": [667, 678]}, {"key": "agreement-or", "type": "definition", "offset": [683, 695]}, {"key": "rights-or-warrants", "type": "clause", "offset": [724, 742]}, {"key": "beneficially-owned", "type": "definition", "offset": [774, 792]}, {"key": "application-of-clause", "type": "clause", "offset": [856, 877]}, {"key": "any-other-person", "type": "definition", "offset": [893, 909]}, {"key": "those-terms", "type": "clause", "offset": [989, 1000]}, {"key": "the-1934-act", "type": "definition", "offset": [1033, 1045]}, {"key": "for-the-purpose-of", "type": "definition", "offset": [1096, 1114]}, {"key": "for-purposes-of-this-section", "type": "clause", "offset": [1225, 1253]}, {"key": "total-shares", "type": "definition", "offset": [1276, 1288]}], "size": 11, "hash": "24b8198816af86d40231a57ff109dc26", "id": 3}, {"snippet": "has the meaning set forth in the preamble hereto.", "samples": [{"hash": "dP4QQHaE4kz", "uri": "/contracts/dP4QQHaE4kz#principal-holder", "label": "Tender and Voting Agreement (Wabash National Corp /De)", "score": 28.603012085, "published": true}, {"hash": "c02onWQrjv2", "uri": "/contracts/c02onWQrjv2#principal-holder", "label": "Tender and Voting Agreement (Supreme Industries Inc)", "score": 28.603012085, "published": true}, {"hash": "gquS9ExDEo2", "uri": "/contracts/gquS9ExDEo2#principal-holder", "label": "Tender and Support Agreement (Gannett Co., Inc.)", "score": 27.4859676361, "published": true}], "snippet_links": [{"key": "the-preamble", "type": "clause", "offset": [29, 41]}], "size": 8, "hash": "8bccce1d0361cba936f9f507ba47a5ce", "id": 4}, {"snippet": "means the original Holder of this Warrant on the date of issue, or if such original Holder so elects, any transferee of all or any portion of this Warrant whom such original Holder shall have designated by written notice to the Company as the successor Principal Holder. Any successor Principal Holder designated pursuant to the immediately preceding sentence shall also have the right upon any subsequent transfer to designate a successor Principal Holder in the manner described above.", "samples": [{"hash": "gmsekJqvXqv", "uri": "/contracts/gmsekJqvXqv#principal-holder", "label": "Loan and Warrant Agreement (Doane Pet Care Co)", "score": 18.0, "published": true}, {"hash": "93HihTpomRW", "uri": "/contracts/93HihTpomRW#principal-holder", "label": "Investment Agreement (Integramed America Inc)", "score": 18.0, "published": true}, {"hash": "8gyF15vmKie", "uri": "https://investor.bankofamerica.com/regulatory-and-other-filings/all-sec-filings/content/0000891618-99-002611/0000891618-99-002611.pdf", "label": "investor.bankofamerica.com", "score": 10.2744693756, "published": false}], "snippet_links": [{"key": "original-holder", "type": "definition", "offset": [10, 25]}, {"key": "this-warrant", "type": "clause", "offset": [29, 41]}, {"key": "date-of-issue", "type": "clause", "offset": [49, 62]}, {"key": "notice-to-the-company", "type": "clause", "offset": [214, 235]}, {"key": "pursuant-to-the", "type": "definition", "offset": [313, 328]}, {"key": "the-right", "type": "clause", "offset": [376, 385]}, {"key": "transfer-to", "type": "definition", "offset": [406, 417]}], "size": 8, "hash": "31acdcbdf7176257d76b3d4b06dd33a5", "id": 5}, {"snippet": "means a person or company, other than an underwriter in the course of a distribution, that holds securities of a Venture Issuer carrying more than 10% of the voting rights", "samples": [{"hash": "e7Nv9BKtTv2", "uri": "https://www.asc.ca/-/media/ASC-Documents-part-1/Regulatory-Instruments/2018/10/3539936-v1-CSA-MULTILATERAL-CONSULTATION-PAPER-51-403.pdf", "label": "www.asc.ca", "score": 5.4007949829, "published": false}, {"hash": "7NnD9nyJuqt", "uri": "https://www.bcsc.bc.ca/-/media/PWS/Resources/Securities_Law/HistPolicies/HistPolicy5/CSA-consultation-paper-514031.pdf", "label": "www.bcsc.bc.ca", "score": 5.2067079544, "published": false}, {"hash": "kijvO2XGgzH", "uri": "https://nssc.novascotia.ca/sites/default/files/docs/csaconpaper51-40331052010.pdf", "label": "nssc.novascotia.ca", "score": 5.2053389549, "published": false}], "snippet_links": [{"key": "person-or-company", "type": "definition", "offset": [8, 25]}, {"key": "in-the-course-of", "type": "definition", "offset": [53, 69]}, {"key": "a-distribution", "type": "clause", "offset": [70, 84]}, {"key": "voting-rights", "type": "clause", "offset": [158, 171]}], "size": 5, "hash": "e4d943dc423df2501d9e8eb4685ebb87", "id": 6}, {"snippet": "means a person or company, other than an underwriter in the course of a distribution, that holds securities of a venture issuer carrying more than 10% of the voting rights attached to any class of the venture issuer\u2019s outstanding voting securities, where securities are considered to be \u201cheld\u201d if the person or company holds the securities by way of either", "samples": [{"hash": "c6Cdbd7RjXn", "uri": "https://fcnb.ca/sites/default/files/2019-10/51-103-CSAN-2011-07-29-E.pdf", "label": "Notice", "score": 8.5713877937, "published": false}, {"hash": "6LJYPhG2eK4", "uri": "https://www.asc.ca/-/media/ASC-Documents-part-1/Regulatory-Instruments/2018/10/3787903-v17-CSA-Notice-NI-51-103-Proportionate-Regulation.pdf", "label": "Notice", "score": 8.5593748093, "published": false}, {"hash": "1XMvB4cUbuU", "uri": "https://www.justice.gov.nt.ca/en/files/securities-regulatory-instruments/5/51-103/51-103.2011-07-29.01.en.pdf", "label": "Notice", "score": 7.7857632637, "published": false}], "snippet_links": [{"key": "person-or-company", "type": "definition", "offset": [8, 25]}, {"key": "in-the-course-of", "type": "definition", "offset": [53, 69]}, {"key": "a-distribution", "type": "clause", "offset": [70, 84]}, {"key": "voting-rights", "type": "clause", "offset": [158, 171]}, {"key": "class-of", "type": "definition", "offset": [188, 196]}, {"key": "the-venture", "type": "clause", "offset": [197, 208]}, {"key": "outstanding-voting-securities", "type": "definition", "offset": [218, 247]}, {"key": "securities-by", "type": "definition", "offset": [329, 342]}], "size": 5, "hash": "09ddde14863f5f1525b8a2c04eacecf6", "id": 7}, {"snippet": "means each of Sponsor, Searchlight and the ABRY Entities.", "samples": [{"hash": "c30Ctn8PIvi", "uri": "/contracts/c30Ctn8PIvi#principal-holder", "label": "Investor Rights Agreement (KORE Group Holdings, Inc.)", "score": 36.3264884949, "published": true}, {"hash": "gCRZZ8tJ3Ps", "uri": "/contracts/gCRZZ8tJ3Ps#principal-holder", "label": "Investor Rights Agreement (KORE Group Holdings, Inc.)", "score": 34.8726882935, "published": true}, {"hash": "fbJRmK3axtD", "uri": "/contracts/fbJRmK3axtD#principal-holder", "label": "Investment Agreement (KORE Group Holdings, Inc.)", "score": 34.8535232544, "published": true}], "snippet_links": [{"key": "abry-entities", "type": "definition", "offset": [43, 56]}], "size": 5, "hash": "aa61f142a0bb163758dbfbca60f91316", "id": 8}, {"snippet": "means a person who directly, or indirectly, beneficially owns or controls 10% or more of the Trust Units.", "samples": [{"hash": "94Q7mfI8R7S", "uri": "https://www.qwestfunds.com/wp-content/uploads/2020/11/Final-QPMIT-OM-April-26-2023-English.pdf", "label": "www.qwestfunds.com", "score": 11.657084465, "published": false}, {"hash": "b8nRsXu4kgk", "uri": "https://www.qwestfunds.com/wp-content/uploads/2020/11/QPMIT-2022-Offering-Memorandum-04.30.2022.pdf", "label": "www.qwestfunds.com", "score": 11.1670093536, "published": false}, {"hash": "5YPfTxEsDtM", "uri": "https://qwestfunds.com/pdf/qpmit_pdfs/qpmit_om_2020.pdf", "label": "qwestfunds.com", "score": 10.1649551392, "published": false}], "snippet_links": [{"key": "a-person", "type": "definition", "offset": [6, 14]}, {"key": "beneficially-owns", "type": "definition", "offset": [44, 61]}, {"key": "trust-units", "type": "clause", "offset": [93, 104]}], "size": 4, "hash": "aa8af11fd76f5aab9d8851af92544a45", "id": 9}, {"snippet": "means Madison Dearborn Partners IV, L.P., or any successor fund or partnership the sole general partner of which is Madison Dearborn Partners, LLC, its Affiliates, and investment funds under common management with Madison Dearborn Partners IV, L.P.", "samples": [{"hash": "aHQ11EboRQj", "uri": "/contracts/aHQ11EboRQj#principal-holder", "label": "Credit Agreement (BOISE CASCADE Co)", "score": 31.8281993866, "published": true}, {"hash": "2DlvqRoDVPi", "uri": "/contracts/2DlvqRoDVPi#principal-holder", "label": "Credit Agreement (BOISE CASCADE Co)", "score": 31.3463382721, "published": true}, {"hash": "4YyRLeHLRnk", "uri": "/contracts/4YyRLeHLRnk#principal-holder", "label": "Credit Agreement (BOISE CASCADE Co)", "score": 26.5715255737, "published": true}], "snippet_links": [{"key": "madison-dearborn-partners", "type": "definition", "offset": [6, 31]}, {"key": "successor-fund", "type": "clause", "offset": [49, 63]}, {"key": "sole-general-partner", "type": "clause", "offset": [83, 103]}, {"key": "investment-funds", "type": "definition", "offset": [168, 184]}], "size": 4, "hash": "3d5a8bde45f5c80119ebd05c48ea3e1e", "id": 10}], "next_curs": "Cl0SV2oVc35sYXdpbnNpZGVyY29udHJhY3RzcjkLEhpEZWZpbml0aW9uU25pcHBldEdyb3VwX3Y1NiIZcHJpbmNpcGFsLWhvbGRlciMwMDAwMDAwYQyiAQJlbhgAIAA=", "definition": {"snippet": "means a person who, directly or indirectly, beneficially owns or controls 10% or more of any class of voting securities of the Corporation.", "title": "Principal Holder", "size": 144, "id": "principal-holder", "examples": ["A separate Notice of Exchange should be completed for each individual or legal entity that is an Apollo <strong>Principal Holder</strong> or will become an Apollo <strong>Principal Holder</strong> following the exchange.", "The delivery of Class A Shares upon exchange of AOG Units shall be made without charge to the Apollo <strong>Principal Holder</strong> for any stamp or other similar tax in respect of such issuance.", "In the event of a reclassification or other similar transaction as a result of which the Class A Shares are converted into another security, then an Apollo <strong>Principal Holder</strong> shall be entitled to receive upon exchange the amount of such security that such Apollo <strong>Principal Holder</strong> would have received if such exchange had occurred immediately prior to the effective date of such reclassification or other similar transaction.", "All rights, ownership and economic benefits of and relating to the Covered Shares remain vested in and belong to the applicable <strong>Principal Holder</strong>, and nothing herein shall, or shall be construed to, grant Parent any power, sole or shared, to direct or control the voting or disposition of any of the Covered Shares, except as otherwise provided herein.", "A separate Notice of Exchange should be completed for each individual or legal entity that is an Apollo <strong>Principal Holder</strong> or will become an Apollo <strong>Principal Holder</strong> following the exchange (other than a Substitute Exchanging Apollo <strong>Principal Holder</strong> who shall be bound by this Notice of Exchange).", "The representations, warranties, covenants and other obligations of the <strong>Principal Holders</strong> under this Agreement are, in all respects, several and not joint, such that no <strong>Principal Holder</strong> shall be liable or otherwise responsible for any representations, warranties, covenants or other obligations of any other <strong>Principal Holder</strong>, or any breach or violation thereof.", "As of the date hereof, such <strong>Principal Holder</strong>\u2019s Existing Shares constitute all of the shares of Common Stock Beneficially Owned or owned of record by such <strong>Principal Holder</strong>.", "Such <strong>Principal Holder</strong>\u2019s Existing Shares are, and except for Transfers permitted between the date hereof and the Acceptance Time pursuant to Section 4.1(a), all of the Covered Shares owned by such <strong>Principal Holder</strong> from the date hereof through and on the Acceptance Time will be, Beneficially Owned and owned of record by such <strong>Principal Holder</strong>.", "Such <strong>Principal Holder</strong> understands and acknowledges that the Merger Agreement governs the terms of the Offer, Merger and the other Transactions.", "Each Apollo <strong>Principal Holder</strong> may offset any payment due under this Section 3.11 by any amounts owed to such Apollo <strong>Principal Holder</strong> by APO Corp."], "related": [["initial-holder", "Initial Holder", "Initial Holder"], ["initial-holders", "Initial Holders", "Initial Holders"], ["principal-stockholder-transferee", "Principal Stockholder Transferee", "Principal Stockholder Transferee"], ["potential-holder", "Potential Holder", "Potential Holder"], ["series-b-holder", "Series B Holder", "Series B Holder"]], "related_snippets": [], "updated": "2025-07-12T04:23:56+00:00"}, "json": true, "cursor": ""}}