Principal Transaction definition

Principal Transaction means any transaction between the Sponsor, the Manager or any of their respective Affiliates, on the one hand, and the Company or one of its Subsidiaries, on the other hand.
Principal Transaction has the meaning assigned in Section 3(d).
Principal Transaction. Effective Date: _____________, 2002 Party A Floating Amounts: Party A Currency Amount: USD [34,000,000] Party A Payment Dates: Each Interest Payment Date up to the Termination Date, and including the Termination Date. Floating Rate for Initial Calculation Period: Linear Interpolation applicable Party A Floating Rate Option: USD-LIBOR-BBA Designated Maturity: 3 months Spread: ________ per cent. per annum up to and including the Interest Payment Date falling in [April, 2008] and thereafter ___ per cent. per annum.

Examples of Principal Transaction in a sentence

  • If such Sales Agent, acting as principal, wishes to accept such proposed terms (which it may decline to do for any reason in its sole discretion) or, following discussions with the Company, wishes to accept amended terms, the Company and such Sales Agent shall enter into a Terms Agreement setting forth the terms of such Principal Transaction.

  • If the Company wishes to issue and sell the Issuance Shares pursuant to this Agreement on a principal basis to a Sales Agent, it will notify the applicable Sales Agent of the proposed terms of the Principal Transaction.

  • Any lock-up provisions relating to a Principal Transaction shall be set forth in the applicable Terms Agreement.

  • Each sale of the Issuance Shares to a Sales Agent in a Principal Transaction shall be made in accordance with the terms of this Agreement and a Terms Agreement, which shall provide for the sale of such Issuance Shares to, and the purchase thereof by, such Sales Agent.


More Definitions of Principal Transaction

Principal Transaction means a securities transaction in which CSIGM (acting on its behalf or its Affiliates) acts as principal to such transaction with the Customer acting as a counterparty to such transaction;
Principal Transaction means, for purposes of this rule, when acting as principal for one’s own account, a sale to or a purchase from the municipal entity client of any security or entrance into any derivative, guaranteed investment contract, or other similar financial product with the municipal entity client.
Principal Transaction means any transaction between the Manager or any of their respective Affiliates, on the one hand, and the Company or one of its Subsidiaries, on the other hand.
Principal Transaction. Effective Date: _______, 2002 Party A Floating Amounts: Party A Currency Amount: USD [1,000,000,000] Party A Payment Dates: The [15th] of each month from and including [15th December, 2002] up to and including the Termination Date, provided that upon the occurrence of a Trigger Event or the enforcement of the Sixth Issuer Security in accordance with the Sixth Issuer Deed of Charge, the Party A Payment Dates shall occur on each [15th January, 15th April, 15th July and 15th October] up to and including the Termination Date. Floating Rate for Initial Calculation Period: Linear Interpolation applicable. Party A Floating Rate Option: USD-LIBOR-BBA Designated Maturity: 1 month Spread: _______ per cent. per annum Rounding Convention: Rounded to the nearest cent Reset Dates: The Effective Date and thereafter the [15th] of each month from and including [15th December, 2002] (or if such day is not a Business Day, the next succeeding Business Day) Party A Floating Rate Day
Principal Transaction is a transaction in which the Collateral Manager or any of its Affiliates sells assets to or purchases assets from the Issuer.
Principal Transaction means any transaction between the Manager, Building Bits Holdings, LLC or any of their respective Affiliates, on the one hand, and the Company or one of its Subsidiaries, on the other hand.
Principal Transaction shall have the meaning set forth in Section 5(a).