private issuer definition

private issuer means an issuer
private issuer means any Person other than a Public Issuer.
private issuer means an issuer with securities for which a market quotation is not readily available, other than cash equivalents.

Examples of private issuer in a sentence

  • Upon receipt or delivery by the Company of any notice in accordance with the terms of this Warrant, unless the Company has in good faith determined that the matters relating to such notice do not constitute material, nonpublic information relating to the Company or its subsidiaries, the Company shall contemporaneously with any such receipt or delivery publicly disclose such material, nonpublic information on a Report of Foreign Private Issuer on Form 6-K or otherwise.


More Definitions of private issuer

private issuer means an issuer with securities for which a market quotation is not readily available.
private issuer means a “foreign private issuer” as that term is defined in Rule 405 under the US Securities Act. Without limiting the foregoing, but for greater clarity in this Schedule, it means any issuer which is: a corporation or other organization incorporated under the laws of any foreign country, except an issuer meeting the following conditions as of the last Business Day of its most recently completed second fiscal quarter: (1) more than 50 percent of the outstanding voting securities of such issuer are held of record either directly or indirectly by residents of the United States; and (2) any of the following; (i) the majority of the executive officers or directors of the issuer are United States citizens or residents, (ii) more than 50 percent of the assets of the issuer are located in the United States, or (iii) the business of the issuer is administered principally in the United States; General Solicitation or General Advertising means “general solicitation or general advertising”, as used in Rule 502(c) under the U.S. Securities Act, including any advertisement, article, notice or other communication published in any newspaper, magazine, on the internet or similar media or broadcast over radio or television or on the internet, or any seminar or meeting whose attendees had been invited by general solicitation or general advertising;
private issuer means a private com-pany or a private
private issuer means DZ BANK Perpetual Funding Private Issuer (Jersey) Limited, a company incorporated in Jersey and organised under the Companies (Jersey) Law 1991.
private issuer means a Person:
private issuer means an issuer, other than a mutual fund,
private issuer means an issuer- that is not a reporting issuer; whose securities, other than non-voting debt securities- are subject to restriction on transfer; and are beneficially owned by no more than fifty persons, not including senior officers and employees or former senior officers and former employees of the issuer and its affiliates; that does not distribute securities in the securities market on a frequent basis; and that meets such other requirements under the regulations;