Prospective Investor Suitability Questionnaire definition

Prospective Investor Suitability Questionnaire means a questionnaire substantially in the form of the Prospective Investor Suitability Questionnaire attached to this Agreement as Schedule “C”;
Sample 1Sample 2Sample 3
Prospective Investor Suitability Questionnaire means a questionnaire substantially in the form of the Prospective Investor Suitability Questionnaire attached to this Agreement as Schedule C
Sample 1

Examples of Prospective Investor Suitability Questionnaire in a sentence

  • The Consultant must complete, sign and return to the Company the following documents: two (2) executed copies of this Agreement; the Prospective Investor Suitability Questionnaire in the form attached as Appendix 2 (the "Questionnaire"); and the Delivery Instructions in the form attached as Appendix 1.

  • The Holder is an “Accredited Investor”, as the term is defined in Regulation D under the Securities Act of 1933 and has completed and delivered to the Borrower a Prospective Investor Suitability Questionnaire.

Related to Prospective Investor Suitability Questionnaire

  • Investor Questionnaire has the meaning set forth in Section 5.8.

  • Accredited Investor Questionnaire means the Accredited Investor Questionnaire set forth as Exhibit C-1 hereto.

  • Selling Stockholder Questionnaire shall have the meaning set forth in Section 3(a).

  • Selling Shareholder Questionnaire shall have the meaning set forth in Section 3(a).

  • Questionnaire means the Documentation Information Questionnaire and the responses thereto provided by Borrowers and delivered to Agent.

  • Requesting Investor has the meaning set forth in Section 7.5 of the Indenture.

  • Notice and Questionnaire means a Notice of Registration Statement and Selling Securityholder Questionnaire substantially in the form of Exhibit A hereto.

  • Investor Notice means written notice from an Investor notifying the Company and the selling Key Holder that such Investor intends to exercise its Secondary Refusal Right as to a portion of the Transfer Stock with respect to any Proposed Key Holder Transfer.

  • Takedown Requesting Holder shall have the meaning given in subsection 2.3.3.

  • Investor Presentation is defined in Section 5.3.

  • Participating Investor any Participating Account, Participating Insurance Company or Participating Plan, including the Account and the Company.

  • Collateral Questionnaire means a certificate in form satisfactory to Collateral Agent that provides information with respect to the personal or mixed property of each Loan Party.

  • Prospective Transferee means any person to whom a Key Holder proposes to make a Proposed Key Holder Transfer.

  • Nomination Notice means all information and documents that a Nominating Stockholder is required to submit to the Secretary of the Corporation pursuant to Section 2.6(f).

  • Investor Letter means that certain Investor Letter, substantially in the form attached hereto as Exhibit B.

  • Addition Notice With respect to the transfer of Subsequent Mortgage Loans to the Trust Fund pursuant to Section 2.08, a notice of the Depositor's designation of the Subsequent Mortgage Loans to be sold to the Trust Fund and the aggregate principal balance of such Subsequent Mortgage Loans as of the Subsequent Cut-off Date. The Addition Notice shall be given not later than three Business Days prior to the related Subsequent Transfer Date and shall be substantially in the form attached hereto as Exhibit P.

  • Acquisition Notice has the meaning set forth in Section 2.5(a).

  • Institutional Accredited Investor Certificate means a certificate substantially in the form of Exhibit G hereto.

  • Transfer Notice Date has the meaning given to it in Section 2.06.

  • Institutional Accredited Investor means an institution that is an "accredited investor" as that term is defined in Rule 501(a)(1), (2), (3) or (7) under the Securities Act.

  • Regulation S Investor With respect to a transferee of a Regulation S Global Certificate, a transferee that acquires such Certificate pursuant to Regulation S.

  • Approved Investor means any institution which has made a Takeout Commitment and has been approved by Buyer and not subsequently disapproved by Buyer.

  • Closing Notice Has the meaning specified in the NPA. Company: Has the meaning specified in the first paragraph of this Trust Supplement.

  • Registration Notice has the meaning specified in Section 2.1(a).

  • Prospective donor means an individual who is dead or near death and has been determined by a procurement organization to have a part that could be medically suitable for transplantation, therapy, research, or education. The term does not include an individual who has made a refusal.

  • Lead Investor means Cavalry Fund I LP.