Prospectus Receipt definition

Prospectus Receipt means, as applicable, the receipt issued by the Ontario Securities Commission and the Ontario Securities Commission, which is deemed to also be a receipt of the other Canadian Securities Commission pursuant to Multilateral Instrument 11-102 – Passport System and National Policy 11-202 – Process for Prospectus Reviews in Multiple Jurisdictions, for the Preliminary Base Shelf Prospectus, the Final Base Shelf Prospectus and any Prospectus Amendment, as the case may be;
Sample 1Sample 2
Prospectus Receipt means the receipt issued by the BCSC and the Ontario Securities Commission dated July 20, 2023, which is deemed to also be a receipt of the other Canadian Securities Commissions pursuant to Multilateral Instrument 11-102 — Passport System and National Policy 11-202 — Process for Prospectus Reviews in Multiple Jurisdictions, for the Canadian Base Shelf Prospectus and any Prospectus Amendment, as the case may be;
Sample 1Sample 2Sample 3
Prospectus Receipt means the receipt issued by the Autorité des marchés financiers for the Canadian Final Prospectus and any amendment thereof, as the case may be.
Sample 1Sample 2

Examples of Prospectus Receipt in a sentence

  • When issued in accordance with this Agreement and pursuant to the effective Prospectuses, and upon Prospectus Receipt of payment for the Offered Shares, the Offered Shares will have been duly and validly created and issued as fully paid and non-assessable shares in the capital of the Company.

  • The Company has prepared and filed with the Principal Regulator and the other Securities Commissions, the Base Prospectus in accordance with NI 44- 101 and NI 44-102 and the Company has received a Prospectus Receipt from the Principal Regulator representing the deemed receipt of each of the Securities Commissions pursuant to MI 11-102 and NP 11-202 for the Base Prospectus dated December 11, 2020.

  • Each Special Warrant is exchangeable for one unit (one common share and one-half common share purchase warrant) on or before the earlier of (i) the fifth business day after the date of issuance of a Prospectus Receipt by the securities regulatory authority in Ontario, Canada or (ii) April 4, 2002, without additional payment.

  • Of these, Respondent wrongfully endorsed and submitted to Firm 2 four Prospectus Receipt Forms for customers who had failed to timely return the signed receipt forms to him.

  • An NPB Prospectus Receipt must be obtained with the client’s signature, and will be maintained for a period of three years after the date of the purchase.

  • There is risk when going to a computerised solution that too much information will be put on the screens since there are more possibilities.

  • For the purposes of this paragraph, the Underwriters shall be entitled to assume that the Offered Shares are qualified or registered for Distribution by duly qualified investment dealers and brokers under the Canadian Securities Laws of those Qualifying Jurisdictions where a Dual Prospectus Receipt shall have been obtained.

  • A Prospectus Receipt for a Variable Annuity must be signed by the customer, which evidences that the customer received the appropriate Prospectus for the particular variable annuity at issue.

  • Chartered Accountants, at 1 Harbourmaster Place, IFSC, Dublin 1, a firm of Chartered Accountants, who are members of the Institute of Chartered Accountants in Ireland and are qualified to act as auditors in Ireland have been appointed as auditors of the Issuer.

  • The Registration Statement has become effective pursuant to Rule 467(a) under the U.S. Securities Act; no stop order suspending the effectiveness of the Registration Statement is in effect and no proceedings for such purpose are pending before or, to the Company's knowledge, threatened by the Commission and the Dual Prospectus Receipt has been obtained from the Commission in respect of the Canadian Base Shelf Prospectus.


More Definitions of Prospectus Receipt

Prospectus Receipt means the receipt issued by the BCSC and the Ontario Securities ‎Commission dated July 20, 2023, which is deemed to also be a receipt of the other ‎Canadian Securities Commissions pursuant to Multilateral Instrument 11-102 — Passport ‎System and National Policy 11-202 — Process for Prospectus Reviews in Multiple ‎Jurisdictions, for the Canadian Base Shelf Prospectus and any Prospectus Amendment, ‎as the case may be;‎
Sample 1
Prospectus Receipt means the receipt for the Final Prospectus issued in accordance with the Passport System.
Sample 1
Prospectus Receipt means the receipt issued by the BCSC, which is deemed to also be a receipt of the other Canadian Securities Commission pursuant to Multilateral Instrument 11-102 – Passport System and National Policy 11-202 – Process for Prospectus Reviews in Multiple Jurisdictions, for the Bulleted Preliminary Prospectus, the A&R Preliminary Prospectus, the Final Prospectus and any Prospectus Amendment, as the case may be;
Sample 1
Prospectus Receipt means the receipt issued by the British Columbia Securities Commission, which also evidences that the Ontario Securities Commission has issued a receipt for the prospectus for the Preliminary Base Shelf Prospectus, the Final Base Shelf Prospectus and any Prospectus Amendment, as the case may be and which is deemed to also be a receipt of the other Canadian Securities Commissions pursuant to Multilateral Instrument 11-102 – Passport System and National Policy 11-202 – Process for Prospectus Reviews in Multiple Jurisdictions, for the Preliminary Base Shelf Prospectus, the Final Base Shelf Prospectus and any Prospectus Amendment, as the case may be;
Sample 1
Prospectus Receipt means the receipt issued by the Principal Regulator, which is deemed to also be a receipt of the other Securities Commissions pursuant to MI 11-102 and NP 11-202, for the Base Prospectus;
Sample 1
Prospectus Receipt means the receipt or receipts for the Prospectus issued in accordance with the Passport System;
Sample 1

Related to Prospectus Receipt

  • Prospectus Regulation means Regulation (EU) 2017/1129.

  • UK Prospectus Regulation means Regulation (EU) 2017/1129 as it forms part of domestic law by virtue of the EUWA;

  • Prospectus means the prospectus included in any Registration Statement, as supplemented by any and all prospectus supplements and as amended by any and all post-effective amendments and including all material incorporated by reference in such prospectus.

  • Base Prospectus means the base prospectus referred to in Section 2(a) above contained in the Registration Statement at the Execution Time.

  • Preliminary Offering Memorandum means the preliminary offering memorandum consisting of the Red Xxxxxxx Prospectus and the preliminary international wrap to be used for offer and sale to persons/entities that are resident outside India;

  • Preliminary Prospectus means any preliminary prospectus referred to in paragraph 1(a) above and any preliminary prospectus included in the Registration Statement at the Effective Date that omits Rule 430A Information.