Regulation S Investor definition

Regulation S Investor. With respect to a transferee of a Regulation S Global Certificate, a transferee that acquires such Certificate pursuant to Regulation S.
Regulation S Investor means, with respect to a transferee of a Regulation S Global Note pursuant to Regulation S.
Regulation S Investor means a transferee of a Regulation S Global Note pursuant to Regulation S.

Examples of Regulation S Investor in a sentence

  • The Transfer Agent shall only cause the exchange or transfer of any interest in a Rule 144A Global Note for an interest in the corresponding Regulation S Global Note upon provision to the Principal Paying Agent, Registrar and Transfer Agent of a written certification by the transferor substantially in the form set out in Schedule 11 (Form of Regulation S Investor Letter) to the Principal Trust Deed (a “Regulation S Investor Letter”).

  • It is the intent of the foregoing that under no circumstances may an investor that is not a Qualified Institutional Buyer or a Regulation S Investor take delivery in the form of a beneficial interest in a Global Note relating to a Private Note or an Individual Note relating to a Private Note.

  • Regulation S Investor Questionnaire ___ A certificate of due formation and organization and continued authorization to conduct business in the jurisdiction of its organization (e.g., certificate of good standing).

  • In connection with any resale of the Shares pursuant to Regulation S, Investor will deliver to the Company and will cause the purchaser to deliver to the Company the attached Exhibit A Certificate of Compliance.

  • The Transfer Agent shall only cause the exchange or transfer of any interest in a Rule 144A Global Note for an interest in the corresponding Regulation S Global Note upon provision to the Principal Paying Agent, Registrar andTransfer Agent of a written certification by the transferor substantially in the form set out in Schedule 11 (Form of Regulation S Investor Letter) to the Principal Trust Deed (a “Regulation S Investor Letter”).

  • General Bantz Craddock, then-Commander of the U.S. European Command (EUCOM) testified in March 2009 that the “Caucasus is an important area for the United States and its partners.

  • The Initial Purchasers have advised the Company that the Initial Purchasers will make offers (the "Exempt Resales") of the Units on the terms set forth in the Offering Memorandum, as amended or supplemented, solely to (i) persons whom the Initial Purchasers reasonably believe to be "qualified institutional buyers," as defined in Rule 144A under the Act ("QIBs") and (ii) non-U.S. persons outside the United States in reliance upon Regulation S ("Regulation S") under the Act (each, a "Regulation S Investor").

  • Transfers of a beneficial interest in a Global Note relating to a Private Note to a Qualified Institutional Buyer or a Regulation S Investor wishing to take delivery in the form of an Individual Note relating to a Private Note will be registered by the Note Registrar only upon compliance with the provisions of Section 2.04(j) and if the Note Registrar is provided with a Rule 144A Certification or a Regulation S Transfer Certificate, as applicable.

  • The Transfer Agent shall only cause the exchange or transfer of any interest in a Rule 144A Global Registered Note for an interest in the corresponding Regulation S Global Registered Note upon provision to the Principal Paying Agent, Registrar and Transfer Agent of a written certification by the transferor substantially in the form set out in Schedule 10 (Form of Regulation S Investor Letter) to the Principal Trust Deed (a “Regulation S Investor Letter”).

  • Additional Representations and Warranties of Non-U.S. PersonsEach Lender indicating that it is not a U.S. person on its signature page to this Agreement, severally and not jointly, shall complete the Regulation S Investor Questionnaire set forth on Annex 11.10.5.


More Definitions of Regulation S Investor

Regulation S Investor has the meaning set forth in Section 3.4(b).
Regulation S Investor means with respect to a transferee of a Regulation S Global Note, a transferee that acquires such Non-Public Note pursuant to Regulation S.
Regulation S Investor. With respect to a transferee of an interest in a Regulation S Book-Entry Certificate, a transferee that acquires such interest pursuant to Regulation S.
Regulation S Investor has the meaning set forth in Section 5.06(b).
Regulation S Investor means a Company Stockholder who (i) is not a U.S. person within the meaning of SEC Rule 902 of Regulation S, as presently in effect, and is not acquiring the Parent Ordinary Shares for the account or benefit of any U.S. person, (ii) agrees to resell the Parent Ordinary Shares only in accordance with the provisions of Regulation S, pursuant to registration under the Securities Act or pursuant to an available exemption from registration and agrees not to engage in hedging transactions with regard to such Parent Ordinary Shares unless in compliance with the Securities Act, (iii) agrees that any certificates for any Parent Ordinary Shares issued to such Company Stockholder shall contain a legend to the effect that transfer is prohibited except in accordance with the provisions of Regulation S, pursuant to registration under the Securities Act or pursuant to an available exemption from registration and agrees not to engage in hedging transactions with regard to such Parent Ordinary Shares unless in compliance with the Securities Act, and (iv) agrees that the Company is required to refuse to register any transfer of any Parent Ordinary Shares issued to such Company Stockholder not made in accordance with the provisions of Regulation S, pursuant to registration under the Securities Act or pursuant to an available exemption from registration.
Regulation S Investor means the holder of a beneficial interest in a Regulation S Global Note.

Related to Regulation S Investor