Regulation S-K definition

Regulation S-K means Regulation S-K of the General Rules and Regulations promulgated by the SEC pursuant to the Securities Act.
Regulation S-K. Regulation S-K under the Act.
Regulation S-K means Regulation S-K promulgated under the Securities Act.

Examples of Regulation S-K in a sentence

  • At least one member of the Audit Committee of the Board of Directors of the Company qualifies as an “audit committee financial expert,” as such term is defined under Regulation S-K and the listing rules of the Exchange.

  • All disclosures contained in the Registration Statement, the Disclosure Package or the Prospectus, or incorporated or deemed incorporated by reference therein, regarding “non-GAAP financial measures” (as such term is defined by the rules and regulations of the Commission), if any, comply in all material respects with Regulation G of the Exchange Act and Item 10 of Regulation S-K of the Securities Act, to the extent applicable.

  • Except as set forth on Schedule 3.21, to the knowledge of Buyer, since January 1, 2023, there have been no transactions, or series of related transactions, agreements, arrangements or understandings in effect, nor are there any currently proposed transactions, or series of related transactions, agreements, arrangements or understandings, that would be required to be disclosed under Item 404 of Regulation S-K.

  • All disclosures contained in the Registration Statement, the General Disclosure Package or the Prospectus, if any, regarding “non-GAAP financial measures” (as such term is defined by the rules and regulations of the Commission) comply with Regulation G under the 1934 Act and Item 10 of Regulation S-K under the 1933 Act, to the extent applicable.

  • The Company has never effected or otherwise been involved in any “off-balance sheet arrangements” (as defined in Item 303(a)(4)(ii) of Regulation S-K under the Exchange Act).


More Definitions of Regulation S-K

Regulation S-K means Regulation S-K promulgated under the Securities Act, as it may be amended from time to time, and any successor to Regulation S-K. Reference in the Plan to any item of Regulation S-K shall be deemed to include any amendments or successor provisions to such item.
Regulation S-K means Regulation S-K under the Securities Act of 1933 and the Securities Exchange Act of 1934, as amended.
Regulation S-K means Regulation S-K under the Securities Act and the Exchange Act.
Regulation S-K means Regulation S-K of the Securities Act, as such regulation may be amended from time to time.
Regulation S-K means Regulation S-K promulgated under the Exchange Act.
Regulation S-K means Regulation S-K promulgated pursuant to the Securities Act, as in effect from time to time.
Regulation S-K means SEC Regulation S-K.