Regulation S-K definition

Regulation S-K means Regulation S-K promulgated under the Securities Act.
Regulation S-K. Regulation S-K under the Act.
Regulation S-K means Regulation S-K of the General Rules and Regulations promulgated by the SEC.

Examples of Regulation S-K in a sentence

  • At least one member of the Audit Committee of the Board of Directors of the Company qualifies as an “audit committee financial expert,” as such term is defined under Regulation S-K and the listing rules of the Exchange.

  • All disclosures contained in the Registration Statement, the Pricing Disclosure Package or the Prospectus regarding “non-GAAP financial measures” (as such term is defined by the rules and regulations of the Commission), if any, comply with Regulation G of the Exchange Act and Item 10 of Regulation S-K of the Securities Act, to the extent applicable.

  • All disclosures contained in the Registration Statement, the Pricing Disclosure Package or the Prospectus regarding “non-GAAP financial measures” (as such term is defined by the rules and regulations of the Commission), if any, comply in all material respects with Regulation G of the Exchange Act and Item 10 of Regulation S-K of the Securities Act, to the extent applicable.

  • The Investor acknowledges that this Agreement and all or part of the Transaction Documents may be deemed to be “material contracts,” as that term is defined by Item 601(b)(10) of Regulation S-K, and that the Company may therefore be required to file such documents as exhibits to reports or registration statements filed under the Securities Act or the Exchange Act.

  • In addition, such reports shall not be required to include any exhibits that would have been required to be filed pursuant to Item 601 of Regulation S-K.


More Definitions of Regulation S-K

Regulation S-K means Regulation S-K promulgated under the Securities Act, as it may be amended from time to time, and any successor to Regulation S-K. Reference in the Plan to any item of Regulation S-K shall be deemed to include any amendments or successor provisions to such item.
Regulation S-K means Regulation S-K of the Securities Act, as such regulation may be amended from time to time.
Regulation S-K means Regulation S-K under the U.S. Securities Act of 1933, as amended.
Regulation S-K means Regulation S-K in the Exchange Act, as amended, modified, and supplemented thereby.
Regulation S-K means Regulation S-K promulgated under the Exchange Act.