Regulatory Compliance Obligations definition

Regulatory Compliance Obligations means legal and regulatory compliance obligations with respect to money laundering, fraud, corruption, terrorism, organized crime, regulatory and suspicious activity reporting, sanctions, embargoes, and other regulatory risks and associated obligations.
Sample 1Sample 2Sample 3
Regulatory Compliance Obligations shall have the meaning set forth in Exhibit E, attached hereto and incorporated herein by reference.
Sample 1

Examples of Regulatory Compliance Obligations in a sentence

  • The Institute has control mechanisms based on the organisation’s requirements, assessed/accepted risks, Information classification and Regulatory Compliance Obligations for controlling access to all ICT Infrastructure and Software.

  • The Legal Office assists the University to meet Regulatory Compliance Obligations and to accomplish strategic goals.

  • To meet business needs and Regulatory Compliance Obligations the University will maintain a proactive Records and Information Management Audit and Compliance Plan (restricted use).

  • The Framework is a Governance Policy of the University and aims to ensure its governance and management approach is consistent with Regulatory Compliance Obligations and strategy and enables efficient and effective decision making and establishment of clear accountabilities and delegations.

  • Consistent with the fair-use provisions of the Copyright Act of the United States, Subscriber and Subscriber’s Authorized Users are licensed to reproduce or store only insubstantial portions of the information provided under the RDC Reader License, resulting from specific searches for Subscriber’s Regulatory Compliance Obligations.

  • To provide guidance on the management of the University's Historical Archives Collection (Historical Archives) to assist and enable the University to meet its Regulatory Compliance Obligations and its business needs.

  • The University will put in place control mechanisms based on business requirements, assessed/accepted risks, Information classification and Regulatory Compliance Obligations for controlling access to all Information Assets and ICT Assets.

Related to Regulatory Compliance Obligations

  • Compliance Enforcement Authority means NERC or the Regional Entity, or any entity as otherwise designated by an Applicable Governmental Authority, in their respective roles of monitoring and/or enforcing compliance with mandatory and enforceable Reliability Standards in their respective jurisdictions.

  • Regulatory Conditions means the conditions set out in paragraphs 3.3 to 3.5 (inclusive) of Part A of Appendix I to the Announcement;

  • Trading Compliance Policy means the written policy of the Company pertaining to the purchase, sale, transfer or other disposition of the Company’s equity securities by Directors, Officers, Employees or other service providers who may possess material, nonpublic information regarding the Company or its securities.

  • Regulatory Floodway means the channel of a river or other watercourse and the adjacent land areas that must be reserved in order to discharge the base flood without cumulatively increasing the water surface elevation more than a designated height.

  • Compliance Costs means all expenses, commitments or obligations in excess of one million dollars ($1,000,000) incurred by Carrier or required to be incurred by Carrier to comply with a Change in Law, irrespective of whether such expenses, commitments or obligations are to be incurred as a one-time expenditure or periodically for an extended period.