Regulatory Services Provider definition

Regulatory Services Provider means the organization which provides regulatory services to BSEF pursuant to a Regulatory Services Agreement.

Regulatory Services Provider means the NFA and such other organizations, if any, that provide regulatory services to the Company, in each case, together with those certain employees and agents of any such organization that provide regulatory services to the Company.

Regulatory Services Provider means NFA and such other organizations, if any, that provide regulatory services to the Company, together with any such organization’s employees and agents.

Examples of Regulatory Services Provider in a sentence

• The Exchange may delegate any of its rights and responsibilities herein to a Regulatory Services Provider.

• Fraudulent Acts Prohibited No Person subject to the Company’s jurisdiction shall engage in any fraudulent act or engage in any scheme to defraud, deceive or mislead another Person (including the Company and the Regulatory Services Provider) in connection with or relating to any Contract.

• Any such recordings may be retained by the Exchange or the Regulatory Services Provider in such manner and for such periods of time as the Exchange may deem necessary or appropriate, including as may be required by Applicable Law.

• The Exchange or the Regulatory Services Provider may record conversations and retain copies of electronic communications between Exchange Officials and Participants, their Authorized Users or other agents.

• Fraudulent Acts and Abusive Trading Practices Prohibited No Person subject to the Company’s jurisdiction shall engage, or attempt to engage, in any fraudulent act or abusive trading practice or engage, or attempt to engage, in any manipulative device, scheme or artifice to defraud, deceive or mislead another Person (including the Company and the Regulatory Services Provider) in connection with or relating to any Swap.

More Definitions of Regulatory Services Provider

Regulatory Services Provider means the organization, if any, which provides regulatory services to the SEF pursuant to a Regulatory Services Agreement. The SEF’s Regulatory Services Provider is currently the NFA.

Regulatory Services Provider or “RSP,” means an organization, if any, that provides regulatory services to the MarketAxess SEF pursuant to a Regulatory Services Agreement.

Regulatory Services Provider means the NFA or other such organization, if any, which provides regulatory services to Tradition SEF pursuant to a Regulatory Services Agreement.

Regulatory Services Provider means the National Futures Association (“NFA”), the organization which provides regulatory services to BSEF pursuant to a Regulatory Services Agreement.

Regulatory Services Provider or “RSP” means the organization which provides regulatory services to Tera pursuant to a Regulatory Services Agreement. Tera’s RSP is the NFA.

Regulatory Services Provider means the organization, if any, which provides regulatory services to INFX SEF pursuant to a Regulatory Services Agreement.

Regulatory Services Provider means the organization, if any, which provides regulatory services to the Exchange pursuant to a Services Agreement.