Related Financial Instrument definition

Related Financial Instrument means an agreement, arrangement or understanding to which an insider of a reporting issuer is a party, the effect of which is to alter, directly or indirectly, the insider’s,

Related Financial Instrument generally means an agreement, arrangement or understanding to which a Reporting Insider is a party, the effect of which is to alter, directly or indirectly, the Reporting Insider’s economic interest in a security of the Company or economic exposure to the Company.

Related Financial Instrument means, in relation to a security,

Examples of Related Financial Instrument in a sentence

• A Portfolio Person may not transact in a Financial Instrument within three calendar days after (i) transacting in the same Financial Instrument or a Related Financial Instrument for a Client; or (ii) a Client’s transaction in the same Financial Instrument or a Related Financial Instrument if the Portfolio Person knows that another Portfolio Person has transacted in such Financial Instrument or a Related Financial Instrument for a Client.

• A Portfolio Person may not transact in a Financial Instrument prior to, and including, seven calendar days before transacting in the same Financial Instrument or a Related Financial Instrument for a Client.

• Specific conditions for research analysts A research analyst may not transact in the same Financial Instrument, any other Financial Instrument issued by the same issuer or a Related Financial Instrument that such research analyst is analyzing for a Client (whether such analysis was requested by another person or was undertaken on the research analyst’s own initiative).

• Such prohibition remains in effect until the research analyst is notified in writing that the Financial Instrument has been selected or rejected for purchase or sale for a Client account or until the research analyst obtains permission to transact in the same Financial Instrument or a Related Financial Instrument from a senior supervisor and a Compliance Officer.

• Thus, if you personally transact within seven calendar days (inclusive) of a Client trade in the same or Related Financial Instrument, your personal securities transaction will be considered a violation of the Code of Ethics unless the client trade was directed by someone else without your knowledge or you obtain prior approval from Compliance.

More Definitions of Related Financial Instrument

Related Financial Instrument means an agreement, arrangement or understanding to which an Insider of the Company is a party, the effect of which is to alter, directly or indirectly, the Insider's,

Related Financial Instrument means (a) an instrument, agreement, security or exchange contract the value, market price or payment obligations of which are derived from, referenced to or based on the value, market price or payment obligations of a security, or (b) any other instrument, agreement or understanding that affects, directly or indirectly, a person's economic interest in respect of a security or an exchange contract.

Related Financial Instrument means a financial instrument the price of which is closely affected by price movements in another financial instrument which is the subject of investment research, and includes a derivative on that other financial instrument;

Related Financial Instrument means an agreement, arrangement or understanding to whichan insider of Revival is a party, the effect of which is to alter, directly or indirectly, the insider’s,

Related Financial Instrument means: (i) an instrument, agreement, security or exchange contract that derives or bases its value, market price or payment obligations on the value, market price or payment obligations of a Seven Generations security; (ii) any other instrument, agreement or understanding that affects, directly or indirectly, a person’s economic interest in a Seven Generations security; and (iii) any agreement, arrangement or understanding that affects the extent to which the person’s economic or financial interests are aligned with those of Seven Generations.

Related Financial Instrument means an agreement, arrangement or understanding to which an Insider is a party, the effect of which is to alter, directly or indirectly, the Insider's economic interest in a Security or economic exposure to CUC, including, but not limited to, CUC performance share units granted by CUC pursuant to the Performance Share Unit Plan.

Related Financial Instrument means an agreement, arrangement or understanding to which an Insider is a party, the effect of which is to alter, directly or indirectly, the Insider's economic interest in a Security or economic exposure to Fortis, including, but not limited to, deferred share units under the Directors' Deferred Share Unit Plan, performance share units under the 2015 Performance Share Unit Plan and restricted share units under the 2015 Restricted Share Unit Plan and 2020 Restricted Share Unit Plan.