Resale Restrictions definition
Resale Restrictions means, collectively, the restrictions on sale price and transfer of the Property as set forth in this Agreement.
Resale Restrictions. The Special Warrants will be issued pursuant to exemptions from prospectus requirements of applicable securities legislation and will be subject to resale restrictions under that legislation. If the Company is unable to obtain a receipt for a final prospectus in any Qualifying Jurisdiction and an effective Registration Statement, the Underlying Securities will be subject to statutory hold periods during which time these securities may not be resold in such Qualifying Jurisdictions. In addition, if any Special Warrants are exercised prior to the issuance of receipts for a final prospectus and/or an effective Registration Statement by the securities commissions in any of the Qualifying Jurisdictions, the Underlying Securities will be subject to statutory restrictions on resale. The Company intends to file a prospectus to qualify the Underlying Securities only in the Qualifying Jurisdictions. Accordingly, the Underlying Securities that are acquired outside of the Qualifying Jurisdictions may be subject to resale restrictions. The Special Warrants are not transferable without the prior written consent of the Company. This restriction shall not, however restrict the exercise of the Special Warrants for the Units. Absent an effective Registration Statement, the Warrants are not transferable without the prior written consent of the Company.
Resale Restrictions means restrictions on the ability to trade securities, including restrictions imposed under applicable Securities Laws such as hold periods, notice requirements and any restrictions under applicable escrow or pooling agreements.
Examples of Resale Restrictions in a sentence
Unless the context otherwise requires, all capitalized terms that are not otherwise defined in this Agreement, shall have the meanings as defined in Policy 1.1 - Interpretation or in Policy 5.4 - Escrow, Vendor Consideration and Resale Restrictions.
The Issuer represents and warrants that a true copy of the shareholders' list in the form required by the Seed Share Resale Restrictions and filed with the Exchange is attached to this agreement as Schedule B.
Pledgor has and will have good, valid and marketable title to each component of the Collateral, free and clear of all Encumbrances other than the security interest created by this Agreement and the Resale Restrictions.
Resale Restrictions: Resale of the Notes must be made in accordance with an exemption from, or in a transaction not subject to, the prospectus requirements of applicable Canadian securities laws, which may vary depending on the province.
Subscription Agreement (with related appendixes, schedules and forms) Page of 4 of 21 Resale Restrictions and Legends (All Purchasers) The Securities will be subject to a four month hold period that starts to run on Closing.
More Definitions of Resale Restrictions
Resale Restrictions means an alternative trading system and/or technology that allows resale restrictions with respect to the Tokens that are required by applicable securities laws to be embedded in the blockchain, the Tokens or any smart contract related to the foregoing.
Resale Restrictions means binding deed restrictions that affect the price at which a qualifying owner's interest in community land trust property can be transferred for value to a subsequent qualifying owner or to the community land trust developer. END_STATUTE
Resale Restrictions. The common shares will become free trading for Canadian purchasers once the Company files (and the applicable securities regulatory authority declares effective) (i) a prospectus (the “Canadian Prospectus”) with a securities commission in a jurisdiction of Canada to become a reporting issuer in the jurisdiction of Canada (assuming that four months have elapsed from the date of the closing of the Offering); and (ii) a resale registration statement (the “Registration Statement”) with the Securities and Exchange Commission of the United States (the “SEC”) to register the resale of the Unit Shares, the Warrant Shares and the common shares of the Company underlying the Agent’s Compensation Options (as defined below). The Unit Shares will become free trading for purchasers in the United States once the Company files and becomes effective on a resale Registration Statement in the United States.
Resale Restrictions means restrictions on the ability to trade securities, including restrictions imposed under applicable Securities Laws such as hold periods and notice requirements, the four month Exchange hold period described in Policy 3.2 - Filing Requirements and Continuous Disclosure and any restrictions under applicable escrow or pooling agreements.
Resale Restrictions means those restrictions on the resale by Unit Owners of the Residential Units as set forth in Section 4 hereof.
Resale Restrictions. The Subscribed Shares will be issued subject to available registration exemptions in the jurisdiction of the Investor which is outside of US. The Securities are being sold in reliance upon the transaction exemption afforded by Regulation S promulgated under the Securities Act of 1933 (the "Act") in connection with an offshore offer and sale of securities of the Company not within or subject to the jurisdiction of the United States markets. Securities will be "restricted securities" within the meaning of the Act and may be resold only (1) pursuant to Rule 904 of Regulation S; (2) pursuant to registration under the Act; or (3) pursuant to an exemption from the registration requirements of the Act, and in each case in accordance with state securities laws.
Resale Restrictions means the restrictions in this Resale Restriction Agreement and Option to Purchase that regulate the sale and transfer of the Property, require it be owner occupied, and provide an option to purchase the Property for a period of 45 years from the initial sale of the AHU.