Research Analyst definition

Research Analyst means any individual employed by Loomis Sayles who has been designated as a Research Analyst or Research Associate by Loomis Sayles. A person is considered a Research Analyst only as to those Covered Securities which he or she is assigned to cover and about which he or she issues research reports to other Investment Persons or otherwise makes recommendations to Investment Persons beyond publishing their research. As to other securities, he or she is simply an Access Person.
Research Analyst means the person (or one of the persons) primarily responsible for recommending the Purchase or Sale of a Covered Security to a Portfolio Manager.
Research Analyst means any individual employed by Loomis Sayles who has been designated as a Research Analyst by Loomis Sayles. A person is considered a Research Analyst only as to those Securities which he or she is assigned to cover and about which he or she issues research reports to other Investment Personnel. As to other Securities, he or she is simply an Access Person.

Examples of Research Analyst in a sentence

  • ASL) is a SEBI Registered Research Analyst having registration no.

  • A Research Analyst has an affirmative duty to make unbiased Recommendations and issue reports, both with respect to their timing and substance, without regard to his or her personal interest.

  • During the three (3) business day period before a Research Analyst issues a Recommendation on a Covered Security, that Research Analyst may not purchase or sell that Covered Security.

  • Research Analyst and/or his relatives does not have financial interest in the subject company, as they do not have equity holdings in the subject company.

  • It also has registration with AMFI as a Mutual Fund Distributor.SMC is a SEBI registered Research Analyst having registration number INH100001849.


More Definitions of Research Analyst

Research Analyst means the associated person who is primarily responsible for the recommendation of a security whether or not any such person has the job title of “research analyst.”
Research Analyst means a person who is primarily responsible for,-
Research Analyst means the associated person who is principally responsible for, and any associated person who reports directly or indirectly to such a research analyst in connection with, preparation of the substance of a research report, whether or not any such person has the job title of “research analyst.”
Research Analyst. ’ means the associated person who is principally responsible for, and any associated person who reports directly or indirectly to such a research analyst in connection with, preparation of the substance of a research report, whether or not any such person has the job title of ‘‘research analyst.’’ Solely for purposes of paragraph (g), the term ‘‘research analyst’’ also includes such other persons as the director of research, supervisory analyst, or
Research Analyst means an Employee of “KIFS” who is primarily responsible for:
Research Analyst. ’ means the
Research Analyst means a person or his associate who prepares and/or publishes research report or the substance of research report or who makes a recommendation or offers an opinion concerning public offer or provides research report or opinion or recommendation concerning securities that are listed or to be listed and are traded or to be traded in a stock exchange and includes: