Restricted Book Entry definition

Restricted Book Entry means a book entry on the Company’s stock register maintained by its transfer agent and registrar, which book entry shall bear a notation regarding the Restrictions as set forth in Section 15(a) hereof and, if appropriate, a notation regarding securities law restrictions as set forth in Section 15(b) hereof.
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Examples of Restricted Book Entry in a sentence

  • Restricted Shares shall be evidenced by a Restricted Book Entry in the name of the holder of the Restricted Shares.

  • Transfers of a Permanently Restricted Book-Entry Interests or of a beneficial interest in a Permanently Restricted Book- Entry Interest may not at any time be made to a transferee in the United States or to, or for the account or benefit of, a U.S. person and any offer, sale, resale, trade, pledge, redemption, transfer or delivery made, directly or indirectly, within the United States or to, or for the account or benefit of, a U.S. Person will not be recognised.

  • Transfers of a Permanently Restricted Book-Entry Interests or of a beneficial interest in a Permanently Restricted Book Entry Interest may not at any time be made to a transferee in the United States or to, or for the account or benefit of, a U.S. Person and any offer, sale, resale, trade, pledge, redemption, transfer or delivery made, directly or indirectly, within the United States or to, or for the account or benefit of, a U.S. Person will not be recognised.

  • Xxxx Title: President and Chief Executive Officer Schedule I Restricted Book Entry Instructions Name Number of Shares Xxxx Xxxx Xxxxx 41,783 Exhibit C Seller Consideration Allocation Xxxxxxx X.

Related to Restricted Book Entry

  • Book Entry means an uncertificated book entry for the Common Stock.

  • Book-Entry Interest means a beneficial interest in a Global Certificate, ownership and transfers of which shall be maintained and made through book entries by a Clearing Agency as described in Section 9.4.

  • Non-Book-Entry Certificate Any Certificate other than a Book-Entry Certificate.

  • Book-Entry Note means a beneficial interest in the Notes, ownership and transfers of which shall be made through book entries by a Clearing Agency as described in Section 2.10 of the Indenture.

  • Book-Entry Securities Securities maintained in the form of entries (including, without limitation, the Security Entitlements in such Securities) in the commercial book-entry system of the Fed and held for the Trustee, directly or indirectly, by any Trustee's Fed Member. Book-Entry Securities shall not include, in any event, any Certificated Security (or any Security Entitlement in any Certificated Security) held, directly or indirectly, through a Clearing Corporation.

  • Book-Entry Certificate Any Certificate registered in the name of the Depository or its nominee.

  • Book entry form or “book entry system” means a form or system under which (i) the ownership of book entry interests in Bonds and the principal of and interest on the Bonds may be transferred only through a book entry and (ii) physical Bond certificates in fully registered form are issued by the City only to a Depository or its nominee as registered owner, with the Bonds deposited and maintained in the custody of the Depository or its agent. The book entry maintained by others than the City is the record that identifies the owners of book entry interests in those Bonds and that principal and interest.

  • Restricted Global Certificate Has the meaning specified in Section 3.01(c).

  • Book Entry Warrants means Warrants that are to be held only by or on behalf of the Depository;

  • Book-Entry Notes means a beneficial interest in the Notes, ownership and transfers of which shall be made through book entries by a Clearing Agency as described in Section 2.10 of the Indenture.

  • Restricted Securities Legend has the meaning set forth in Section 8.2(b).

  • Restricted Stock Legend means, with respect to any Conversion Share, a legend substantially to the effect that the offer and sale of such Conversion Share have not been registered under the Securities Act and that such Conversion Share cannot be sold or otherwise transferred except pursuant to a transaction that is registered under the Securities Act or that is exempt from, or not subject to, the registration requirements of the Securities Act.

  • Book-Entry Certificates As specified in the Preliminary Statement.

  • Book-Entry Capital Security means a Capital Security, the ownership and transfers of which shall be made through book entries by a Clearing Agency as described in Section 5.11.

  • Book-Entry Security means any Global Securities bearing the legend specified in Section 202 evidencing all or part of a series of Securities, authenticated and delivered to the Depositary for such series or its nominee, and registered in the name of such Depositary or nominee.

  • Restricted Global Security As defined in Section 3.01(c).

  • Restricted Global Note means a Global Note bearing the Private Placement Legend.

  • Book-Entry Only System means the book-based securities transfer system administered by CDS in accordance with its operating rules and procedures in force from time to time;

  • Book-Entry Shares has the meaning set forth in Section 3(a).

  • Transfer Restricted Global Notes means Global Notes that bear or are required to bear or are subject to the Restricted Notes Legend.

  • Book-Entry Preferred Security means a Preferred Security, the ownership and transfers of which shall be made through book entries by a Depositary.

  • Book Entry Only Warrants means Warrants that are to be held only by or on behalf of the Depository;

  • Non Book-Entry Preferred Securities shall have the meaning set forth in Section 2.4.