Rule 405 definition

Rule 405. Rule 415”, “Rule 424”, “Rule 430B” and “Rule 433refer to such rules under the Act.
Rule 405 and “Rule 415” mean, in each case, such rule promulgated under the Securities Act (or any successor provision), as the same shall be amended from time to time.
Rule 405 means Rule 405 promulgated under the Securities Act.

Examples of Rule 405 in a sentence

  • For purposes of this Agreement, “free writing prospectus” has the meaning set forth in Rule 405 under the Securities Act.

  • The Company agrees that it will not make any offer relating to the Public Shares that would constitute an issuer free writing prospectus, as defined in Rule 433 under the Act, or that would otherwise constitute a “free writing prospectus” as defined in Rule 405, without the prior consent of the Representative.

  • For purposes of this Agreement, (a) “business day” means each Monday, Tuesday, Wednesday, Thursday or Friday that is not a day on which banking institutions in New York are generally authorized or obligated by law or executive order to close, and (b) “affiliate” and “subsidiary” have the meanings set forth in Rule 405 under the Securities Act.

  • At the time of filing of the registration statement on Form F-1 (File No. 333-[●]) registering the offer and sale of the Shares submitted to the Commission on [●], 2024 and any amendment thereto and at the date hereof, the Company was not and is not an “ineligible issuer” (as defined in Rule 405 under the Securities Act).

  • The Company has not made any offer relating to the Public Shares that would constitute an issuer free writing prospectus, as defined in Rule 433 under the Act, or that would otherwise constitute a “free writing prospectus” as defined in Rule 405.


More Definitions of Rule 405

Rule 405 means Rule 405 promulgated by the Commission pursuant to the Securities Act.
Rule 405 means Rule 405 under the Securities Act, as such rule may be amended from time to time, or any similar rule or regulation hereafter adopted by the SEC.
Rule 405. Rule 415”, “Rule 424”, “Rule 430B” and “Rule 433refer to such rules under the Securities Act.
Rule 405 means Rule 405 promulgated by the Commission pursuant to the Securities Act, as such Rule may be amended from time to time, or any similar rule or regulation hereafter adopted by the Commission having substantially the same effect as such Rule.
Rule 405 means Rule 405 under the Act.
Rule 405 means Rule 405 promulgated by the SEC pursuant to the Securities Act, as such rule may be amended from time to time, or any similar rule or regulation hereafter adopted by the SEC having substantially the same effect as such rule.
Rule 405 means Rule 405 promulgated by the Commission pursuant to the Securities Act, or any similar rule or regulation hereafter adopted by the Commission having substantially the same effect as such Rule.