Rules and Regulations definition

Rules and Regulations means the rules and regulations of the Commission.

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Rules and Regulations means the published rules and regulations of the Commission promulgated under the Securities Act or the Exchange Act, as in effect at any relevant time.

Rules and Regulations means, collectively, the 1933 Act Rules and Regulations and the 1940 Act Rules and Regulations.

Examples of Rules and Regulations in a sentence

The Company shall comply with the provisions of and make all requisite filings with the Commission pursuant to Rules 424(b), 430A, 430B, 430C and 462(b) of the Rules and Regulations and notify the Representative promptly of all such filings.
The term “Registration Statement” means such registration statement on Form F-1 as amended at the time it becomes or became effective, including financial statements and all exhibits and any information deemed to be included therein by Rule 430A, Rule 430B or Rule 430C of the Rules and Regulations, as applicable.
The Company shall prepare the Prospectus in a form approved by the Representative and shall file such Prospectus with the Commission pursuant to and within the time periods prescribed by Rule 424(b) of the Rules and Regulations.
Notwithstanding anything herein to the contrary, in no event shall the Company make any offer or communication relating to the Offering which meets the definition of a “Free Writing Prospectus” while the Company is an “ineligible issuer” (as such terms are defined in Rule 405 of the Securities Act) or otherwise in contravention of the Securities Act and the Rules and Regulations thereunder.
The term “preliminary prospectus” as used herein means a preliminary prospectus as contemplated by Rule 430, Rule 430A or Rule 430B of the Rules and Regulations included at any time as part of, or deemed to be part of or included in, the Registration Statement.

More Definitions of Rules and Regulations

Rules and Regulations means the rules, regulations, practices, classifications, exceptions, and conditions that the Company must observe when providing service.

Rules and Regulations means the rules and regulations for the time being applicable to, amongst others, exhibitors at the Exhibition Centre made by the Exhibition Centre Operator.

Rules and Regulations means the rules and regulations on the Exhibition and Exhibition Venue in writing served on the Exhibitor.

Rules and Regulations means the rules and regulations promulgated under the Securities Act.

Rules and Regulations shall have the meaning specified in Section 3.01(i).

Rules and Regulations means the rules and regulations for the time being applicable to, amongst others, exhibitors at the Exhibition Center made by the Exhibition Center Operator.

Rules and Regulations means the rules and regulations of the Commission under the Act.