Schedule III bank definition

Schedule III bank means an authorized foreign bank named in Schedule III of the Bank Act (Canada);

Schedule III bank means an authorized foreign bank named in Schedule III of the Bank Act

Schedule III bank means an authorized foreign bank named in Schedule III of the Bank Act (Canada); “spouse” means an individual who

Examples of Schedule III bank in a sentence

• Registered firm and financial institution clients Under subsection 13.3(3), there is no obligation to make a suitability determination for a client that is a registered firm, a Canadian financial institution or a Schedule III bank.

• An issuer is not required to file a report under section 6.1(1)(a) [Report of exempt distribution] for a distribution of a debt security of its own issue or, concurrently with the distribution of the debt security, an equity security of its own issue, to a Canadian financial institution or a Schedule III bank.

• An issuer is not required to file a report under section 6.1(a) [Report of exempt distribution] for a distribution of a debt security of its own issue or, concurrently with the distribution of the debt security, an equity security of its own issue, to a Canadian financial institution or a Schedule III bank.

• Except in Ontario, the prospectus requirement does not apply to a distribution of an evidence of deposit issued by a Schedule III bank or an association governed by the Cooperative Credit Associations Act (S.C. 1991, c.

• The dealer registration requirement does not apply in respect of a trade in an evidence of deposit issued by a Schedule III bank or an association governed by the Cooperative Credit Associations Act (Canada).

More Definitions of Schedule III bank

Schedule III bank means an authorized foreign bank named in Schedule III of the Bank Act (Canada); "securities legislation" means

Schedule III bank means an authorized foreign bank named in Schedule III of the Bank Act (Canada); “segregate” means to separately hold or separately account for a customer’s positions or customer collateral.

Schedule III bank means a bank named in Schedule III of the Bank Act (Canada); “shelf prospectus supplement” has the same meaning as in section 1.1 of NI 44-102;

Schedule III bank means a bank that is a Canadian bank listed on Schedule III under the Bank Act (Canada). “SEC” means the Securities and Exchange Commission.

Schedule III bank means an authorized foreign bank named in Schedule III of the Bank Act (Canada); “Securities Act” means the Securities Act, R.S.O. 1990, c. S.5, as amended from time to time;

Schedule III bank means an authorized foreign bank named in Schedule III of the Bank Act (Canada); “scholarship plan dealer” means a person or company registered in the category of scholarship plan dealer;

Schedule III bank means an authorized foreign bank named in Schedule III of the Bank Act (Canada); “securities legislation” means, for the local jurisdiction, the statute and other instruments listed inAppendix B of National Instrument 14-101—Definitions;