Securities Acts definition

Securities Acts means the Securities Act of 1933 and the Securities Exchange Act of 1934.
Securities Acts means the applicable securities legislation of each of the provinces of Canada and all published regulations, policy statements, orders, rules, rulings, communiqués and interpretation notes issued thereunder or in relation thereto, as the same may hereafter be amended or replaced.
Securities Acts means collectively the Securities Act (British Columbia) and the Securities Act (Alberta), as may be amended from time to time, and any successors thereto;

Examples of Securities Acts in a sentence

  • Where the effect of a requirement of the Federal Securities Acts reflected in any provision of this Agreement is revised by rule or regulation of the Securities and Exchange Commission, such provisions shall be deemed to incorporate the effect of such rule or regulation.

  • See Securities Acts Amendments of 1975, Report of the Senate Committee on Banking, Housing and Urban Affairs to Accompany S.

  • If such Shares have not been so registered, Employee acknowledges and understands that the Company is under no obligation to register, under the Securities Acts, the Shares received by him or her or to assist him or her in complying with any exemption from such registration if he or she should at a later date wish to dispose of the Shares.

  • Executive acknowledges that if not then registered under the Securities Acts, the Shares shall bear a legend restricting the transferability thereof, such legend to be substantially in the following form: “The shares represented by this certificate have not been registered or qualified under federal or state securities laws.

  • Each Member agrees that the Company is under no obligation to register the Interests in the Company or to assist the Members in complying with any exemption from registration under the Securities Acts if the Member should at a later date wish to dispose of such Member’s Interest in the Company.


More Definitions of Securities Acts

Securities Acts means the Securities Act of British Columbia, Alberta and Ontario, as amended and restated from time to time;
Securities Acts is defined in Section 9.04(a)(i).
Securities Acts means the Securities Act (British Columbia), R.S.B.C. 1996 c. 418, as amended, and the Securities Act (Alberta) R.S.A. 2000 c. S-4, as amended, from time to time;
Securities Acts means the Securities Act of 1933 or any other applicable state securities laws.
Securities Acts means the Securities Act of 1933, as amended, and the Securities Exchange Act of 1934, as amended, and the rules and regulations of the U.S. Securities and Exchange Commission (the "SEC") promulgated thereunder, as in effect from time to time.
Securities Acts. The Securities Act of 1933 and the Securities Exchange Act of 1934, and the rules and regulations promulgated thereunder, in each case as such may be amended from time to time.